Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Johnson & Johnson
JNJ
|
+$601M |
| 2 |
Moderna
MRNA
|
+$557M |
| 3 |
Analog Devices
ADI
|
+$448M |
| 4 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$445M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$406M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$652M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$512M |
| 3 |
TSMC
TSM
|
+$378M |
| 4 |
JPMorgan Chase
JPM
|
+$318M |
| 5 |
MXIM
Maxim Integrated Products
MXIM
|
+$305M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.12% |
| 2 | Financials | 12.68% |
| 3 | Healthcare | 12.53% |
| 4 | Consumer Discretionary | 11.26% |
| 5 | Communication Services | 9.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2951
Byrna Technologies
BYRN
$111M
| $3.57M | ﹤0.01% |
163,430
+52,517
| +47% | +$1.3M |
|
|
ESPR
2952
DELISTED
Esperion Therapeutics
ESPR
| $3.55M | ﹤0.01% |
294,842
-18,046
| -6% | -$263K |
|
2953
Schwab International Small-Cap Equity ETF
SCHC
$5.46B
| $3.55M | ﹤0.01% |
85,396
-25,033
| -23% | -$1.06M |
|
2954
SIGA Technologies
SIGA
$232M
| $3.54M | ﹤0.01% |
478,763
-32,752
| -6% | -$210K |
|
2955
Atossa Therapeutics
ATOS
$21.6M
| $3.53M | ﹤0.01% |
72,168
-2,755
| -4% | -$160K |
|
|
XONE
2956
DELISTED
The ExOne Company
XONE
| $3.53M | ﹤0.01% |
150,902
-4,809
| -3% | -$101K |
|
2957
Cartesian Therapeutics
RNAC
$231M
| $3.52M | ﹤0.01% |
28,171
+7,907
| +39% | +$955K |
|
|
BVH
2958
DELISTED
Bluegreen Vacations Holding Corporation
BVH
| $3.51M | ﹤0.01% |
135,969
-4,474
| -3% | -$92.7K |
|
|
AMNB
2959
DELISTED
American National Bankshares Inc
AMNB
| $3.5M | ﹤0.01% |
106,085
-4,138
| -4% | -$133K |
|
2960
SentinelOne
S
$6.89B
| $3.5M | ﹤0.01% |
+65,408
| New | +$3.59M |
|
|
NOTV
2961
DELISTED
Inotiv
NOTV
| $3.5M | ﹤0.01% |
119,790
-2,891
| -2% | -$84.1K |
|
|
MSON
2962
DELISTED
Misonix Inc
MSON
| $3.5M | ﹤0.01% |
138,337
-4,602
| -3% | -$114K |
|
2963
SoundThinking
SSTI
$101M
| $3.5M | ﹤0.01% |
96,199
-4,785
| -5% | -$201K |
|
|
ICVX
2964
DELISTED
Icosavax, Inc. Common Stock
ICVX
| $3.5M | ﹤0.01% |
+118,184
| New | +$4.01M |
|
2965
Daily Journal
DJCO
$811M
| $3.5M | ﹤0.01% |
10,909
-337
| -3% | -$110K |
|
2966
Powell Industries
POWL
$7.9B
| $3.49M | ﹤0.01% |
426,519
+14,931
| +4% | +$134K |
|
2967
Rekor Systems
REKR
$91.1M
| $3.49M | ﹤0.01% |
303,720
-12,387
| -4% | -$112K |
|
|
INDT
2968
DELISTED
INDUS Realty Trust, Inc. (MD) Common Stock
INDT
| $3.48M | ﹤0.01% |
49,619
-3,604
| -7% | -$246K |
|
2969
Rafael Holdings
RFL
$107M
| $3.48M | ﹤0.01% |
114,728
-4,626
| -4% | -$212K |
|
2970
Kartoon Studios
TOON
$35.5M
| $3.47M | ﹤0.01% |
254,848
-8,576
| -3% | -$133K |
|
2971
Fortis
FTS
$28.7B
| $3.46M | ﹤0.01% |
78,095
-26,229
| -25% | -$1.19M |
|
2972
New Fortress Energy
NFE
$95M
| $3.46M | ﹤0.01% |
124,659
-64,886
| -34% | -$1.96M |
|
2973
Centrus Energy
LEU
$3.61B
| $3.46M | ﹤0.01% |
89,479
+53,290
| +147% | +$1.48M |
|
|
GPX
2974
DELISTED
GP Strategies Corp.
GPX
| $3.45M | ﹤0.01% |
166,672
-7,431
| -4% | -$147K |
|
2975
CleanSpark
CLSK
$3.72B
| $3.44M | ﹤0.01% |
296,309
+183,482
| +163% | +$2.47M |
|
Similar funds
Northern Trust's Q3 2021 Portfolio in Review
As of Q3 2021, Northern Trust held 4,828 positions worth $565B, down 0.48% from $568B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Northern Trust's Q3 2021 filing shows 242 new, 1,428 increased, 2,705 reduced and 176 closed positions. Its largest new stake was Dimensional International Value ETF: 4,656,805 shares worth $152M. The largest sale was Alphabet (Google) Class C, an estimated $652M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q3 2021 buy was Dimensional International Value ETF: 4,656,805 shares worth $152M.
- Northern Trust added most to Johnson & Johnson in Q3 2021, an estimated $601M increase.
- Northern Trust's biggest Q3 2021 reduction was Alphabet (Google) Class C, cutting an estimated $652M.
- Northern Trust fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $512M.
- Northern Trust's ten largest holdings make up 22% of its $565B portfolio in Q3 2021.
- Northern Trust opened 242 new positions and closed 176 in Q3 2021.
- Northern Trust's portfolio value fell 0.48% quarter-over-quarter to $565B.
Based on Northern Trust's 13F filing for Q3 2021, filed 15 Nov 2021.