Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Johnson & Johnson
JNJ
|
+$601M |
| 2 |
Moderna
MRNA
|
+$557M |
| 3 |
Analog Devices
ADI
|
+$448M |
| 4 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$445M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$406M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$652M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$512M |
| 3 |
TSMC
TSM
|
+$378M |
| 4 |
JPMorgan Chase
JPM
|
+$318M |
| 5 |
MXIM
Maxim Integrated Products
MXIM
|
+$305M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.12% |
| 2 | Financials | 12.68% |
| 3 | Healthcare | 12.53% |
| 4 | Consumer Discretionary | 11.26% |
| 5 | Communication Services | 9.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2926
iShares S&P Small-Cap 600 Value ETF
IJS
$8.28B
| $3.73M | ﹤0.01% |
37,086
-303
| -0.8% | -$30.6K |
|
2927
Identive
INVE
$64.8M
| $3.73M | ﹤0.01% |
198,123
-6,813
| -3% | -$116K |
|
|
FPI
2928
Farmland Partners
FPI
$418M
| $3.73M | ﹤0.01% |
310,694
+2,092
| +0.7% | +$25.8K |
|
|
BDSI
2929
DELISTED
BioDelivery Sciences International, Inc.
BDSI
| $3.72M | ﹤0.01% |
1,031,392
+21,803
| +2% | +$82.2K |
|
|
CMBM
2930
DELISTED
Cambium Networks
CMBM
| $3.72M | ﹤0.01% |
102,821
+11,772
| +13% | +$465K |
|
2931
EverQuote
EVER
$852M
| $3.69M | ﹤0.01% |
198,103
+5,405
| +3% | +$129K |
|
2932
AXT Inc
AXTI
$4.49B
| $3.67M | ﹤0.01% |
440,567
-3,822
| -0.9% | -$35.6K |
|
2933
TETRA Technologies
TTI
$1.15B
| $3.66M | ﹤0.01% |
1,173,364
-58,920
| -5% | -$189K |
|
|
KZR
2934
DELISTED
Kezar Life Sciences
KZR
| $3.65M | ﹤0.01% |
42,305
-2,031
| -5% | -$134K |
|
2935
MetroCity Bankshares
MCBS
$1.02B
| $3.65M | ﹤0.01% |
174,033
-4,532
| -3% | -$90K |
|
2936
Tredegar Corp
TG
$267M
| $3.65M | ﹤0.01% |
299,316
-11,341
| -4% | -$145K |
|
2937
Lennar Class B
LEN.B
$20.1B
| $3.64M | ﹤0.01% |
49,383
-123,683
| -71% | -$9.86M |
|
|
PRVB
2938
DELISTED
Provention Bio, Inc. Common Stock
PRVB
| $3.62M | ﹤0.01% |
566,205
-6,398
| -1% | -$41.1K |
|
|
STXB
2939
DELISTED
Spirit of Texas Bancshares, Inc. Common Stock
STXB
| $3.62M | ﹤0.01% |
149,450
-5,266
| -3% | -$121K |
|
2940
Home Bancorp
HBCP
$567M
| $3.62M | ﹤0.01% |
93,452
-3,713
| -4% | -$138K |
|
2941
MeiraGTx Holdings
MGTX
$1.1B
| $3.62M | ﹤0.01% |
274,259
-1,094
| -0.4% | -$15K |
|
2942
Utah Medical Products
UTMD
$232M
| $3.61M | ﹤0.01% |
38,926
-1,609
| -4% | -$142K |
|
2943
Alto Ingredients
ALTO
$377M
| $3.61M | ﹤0.01% |
731,010
+437,863
| +149% | +$2.21M |
|
|
SGFY
2944
DELISTED
Signify Health, Inc.
SGFY
| $3.61M | ﹤0.01% |
201,872
+38,543
| +24% | +$991K |
|
|
RRD
2945
DELISTED
RR Donnelley & Sons Co.
RRD
| $3.6M | ﹤0.01% |
700,474
-27,637
| -4% | -$147K |
|
2946
American Superconductor
AMSC
$1.5B
| $3.6M | ﹤0.01% |
246,727
+2,563
| +1% | +$35.5K |
|
2947
Greif Class B
GEF.B
$4.11B
| $3.6M | ﹤0.01% |
55,502
-4,588
| -8% | -$282K |
|
2948
Applovin
APP
$136B
| $3.59M | ﹤0.01% |
49,566
+151
| +0.3% | +$10.3K |
|
2949
Citizens & Northern Corp
CZNC
$454M
| $3.58M | ﹤0.01% |
141,908
-5,962
| -4% | -$148K |
|
2950
Accuray
ARAY
$32.2M
| $3.58M | ﹤0.01% |
907,465
-19,486
| -2% | -$77.3K |
|
Similar funds
Northern Trust's Q3 2021 Portfolio in Review
As of Q3 2021, Northern Trust held 4,828 positions worth $565B, down 0.48% from $568B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Northern Trust's Q3 2021 filing shows 242 new, 1,428 increased, 2,705 reduced and 176 closed positions. Its largest new stake was Dimensional International Value ETF: 4,656,805 shares worth $152M. The largest sale was Alphabet (Google) Class C, an estimated $652M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q3 2021 buy was Dimensional International Value ETF: 4,656,805 shares worth $152M.
- Northern Trust added most to Johnson & Johnson in Q3 2021, an estimated $601M increase.
- Northern Trust's biggest Q3 2021 reduction was Alphabet (Google) Class C, cutting an estimated $652M.
- Northern Trust fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $512M.
- Northern Trust's ten largest holdings make up 22% of its $565B portfolio in Q3 2021.
- Northern Trust opened 242 new positions and closed 176 in Q3 2021.
- Northern Trust's portfolio value fell 0.48% quarter-over-quarter to $565B.
Based on Northern Trust's 13F filing for Q3 2021, filed 15 Nov 2021.