Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Johnson & Johnson
JNJ
|
+$601M |
| 2 |
Moderna
MRNA
|
+$557M |
| 3 |
Analog Devices
ADI
|
+$448M |
| 4 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$445M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$406M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$652M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$512M |
| 3 |
TSMC
TSM
|
+$378M |
| 4 |
JPMorgan Chase
JPM
|
+$318M |
| 5 |
MXIM
Maxim Integrated Products
MXIM
|
+$305M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.12% |
| 2 | Financials | 12.68% |
| 3 | Healthcare | 12.53% |
| 4 | Consumer Discretionary | 11.26% |
| 5 | Communication Services | 9.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2901
Southern Missouri Bancorp
SMBC
$867M
| $3.86M | ﹤0.01% |
85,988
-3,754
| -4% | -$168K |
|
|
CSTR
2902
DELISTED
CapStar Financial Holdings, Inc
CSTR
| $3.85M | ﹤0.01% |
181,152
-7,371
| -4% | -$155K |
|
|
MRNS
2903
DELISTED
Marinus Pharmaceuticals, Inc
MRNS
| $3.85M | ﹤0.01% |
337,801
-23,592
| -7% | -$324K |
|
|
TRUE
2904
DELISTED
TrueCar
TRUE
| $3.84M | ﹤0.01% |
923,012
-56,435
| -6% | -$262K |
|
2905
Cooper-Standard Automotive
CPS
$538M
| $3.83M | ﹤0.01% |
174,814
-4,558
| -3% | -$109K |
|
2906
Entravision Communication
EVC
$1.02B
| $3.83M | ﹤0.01% |
539,001
-23,694
| -4% | -$160K |
|
|
CAMP
2907
DELISTED
CalAmp Corp.
CAMP
| $3.83M | ﹤0.01% |
16,722
-314
| -2% | -$83.1K |
|
2908
MVB Financial
MVBF
$399M
| $3.82M | ﹤0.01% |
89,219
-3,218
| -3% | -$131K |
|
2909
MediaAlpha
MAX
$781M
| $3.8M | ﹤0.01% |
203,653
-16,238
| -7% | -$440K |
|
2910
RPC Inc
RES
$1.28B
| $3.8M | ﹤0.01% |
781,950
-692,184
| -47% | -$2.9M |
|
2911
Vanguard Health Care ETF
VHT
$18.1B
| $3.8M | ﹤0.01% |
15,363
+609
| +4% | +$156K |
|
2912
Pliant Therapeutics
PLRX
$64.4M
| $3.79M | ﹤0.01% |
224,820
+8,698
| +4% | +$185K |
|
2913
Barnes & Noble Education
BNED
$447M
| $3.79M | ﹤0.01% |
3,796
-21
| -0.6% | -$18.5K |
|
2914
Titan International
TWI
$466M
| $3.79M | ﹤0.01% |
529,671
-17,562
| -3% | -$139K |
|
2915
Oppenheimer Holdings
OPY
$1.21B
| $3.79M | ﹤0.01% |
83,735
-4,074
| -5% | -$183K |
|
2916
Forestar Group
FOR
$1.47B
| $3.78M | ﹤0.01% |
203,073
-5,628
| -3% | -$114K |
|
2917
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.5B
| $3.78M | ﹤0.01% |
81,837
+925
| +1% | +$43.7K |
|
2918
OneWater Marine
ONEW
$212M
| $3.77M | ﹤0.01% |
93,886
-6,289
| -6% | -$264K |
|
|
DSKE
2919
DELISTED
Daseke, Inc. Common Stock
DSKE
| $3.77M | ﹤0.01% |
409,864
-42,399
| -9% | -$353K |
|
2920
Lineage Cell Therapeutics
LCTX
$277M
| $3.77M | ﹤0.01% |
1,497,627
-131,122
| -8% | -$336K |
|
|
CNBKA
2921
DELISTED
Century Bancorp Inc/Mass
CNBKA
| $3.77M | ﹤0.01% |
32,720
-1,516
| -4% | -$173K |
|
2922
Allient
ALNT
$1.53B
| $3.77M | ﹤0.01% |
120,538
-5,036
| -4% | -$165K |
|
2923
Civista Bancshares
CIVB
$607M
| $3.76M | ﹤0.01% |
161,972
-15,309
| -9% | -$352K |
|
2924
Ooma
OOMA
$590M
| $3.76M | ﹤0.01% |
201,804
-5,763
| -3% | -$108K |
|
2925
Farmers National Banc Corp
FMNB
$946M
| $3.75M | ﹤0.01% |
238,521
-8,876
| -4% | -$136K |
|
Similar funds
Northern Trust's Q3 2021 Portfolio in Review
As of Q3 2021, Northern Trust held 4,828 positions worth $565B, down 0.48% from $568B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Northern Trust's Q3 2021 filing shows 242 new, 1,428 increased, 2,705 reduced and 176 closed positions. Its largest new stake was Dimensional International Value ETF: 4,656,805 shares worth $152M. The largest sale was Alphabet (Google) Class C, an estimated $652M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q3 2021 buy was Dimensional International Value ETF: 4,656,805 shares worth $152M.
- Northern Trust added most to Johnson & Johnson in Q3 2021, an estimated $601M increase.
- Northern Trust's biggest Q3 2021 reduction was Alphabet (Google) Class C, cutting an estimated $652M.
- Northern Trust fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $512M.
- Northern Trust's ten largest holdings make up 22% of its $565B portfolio in Q3 2021.
- Northern Trust opened 242 new positions and closed 176 in Q3 2021.
- Northern Trust's portfolio value fell 0.48% quarter-over-quarter to $565B.
Based on Northern Trust's 13F filing for Q3 2021, filed 15 Nov 2021.