Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NetEase
NTES
|
+$791M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$231M |
| 3 |
Amazon
AMZN
|
+$157M |
| 4 |
Match Group
MTCH
|
+$133M |
| 5 |
Uber
UBER
|
+$123M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$362M |
| 2 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$221M |
| 3 |
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
|
+$93.6M |
| 4 |
Oracle
ORCL
|
+$92.8M |
| 5 |
PPLI
People Inc
PPLI
|
+$90.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 22.58% |
| 2 | Healthcare | 13.23% |
| 3 | Consumer Discretionary | 11.74% |
| 4 | Financials | 11.65% |
| 5 | Communication Services | 9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2876
Aprea Therapeutics
APRE
$7.43M
| $2.84M | ﹤0.01% |
5,901
+358
| +6% | +$200K |
|
2877
Titan Machinery
TITN
$458M
| $2.83M | ﹤0.01% |
213,742
-13,570
| -6% | -$165K |
|
2878
SmartFinancial
SMBK
$908M
| $2.81M | ﹤0.01% |
207,081
-7,557
| -4% | -$107K |
|
2879
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
| $2.81M | ﹤0.01% |
2,007,490
+239,903
| +14% | +$32.7M |
|
2880
ACM Research
ACMR
$5.74B
| $2.81M | ﹤0.01% |
121,956
-84
| -0.1% | -$2.39K |
|
2881
Southern Missouri Bancorp
SMBC
$872M
| $2.8M | ﹤0.01% |
118,762
-6,583
| -5% | -$150K |
|
|
AMNB
2882
DELISTED
American National Bankshares Inc
AMNB
| $2.8M | ﹤0.01% |
133,782
-5,276
| -4% | -$120K |
|
|
CPLG
2883
DELISTED
CorePoint Lodging Inc. Common Stock
CPLG
| $2.8M | ﹤0.01% |
513,486
-19,700
| -4% | -$104K |
|
2884
Equity Bancshares
EQBK
$1.06B
| $2.78M | ﹤0.01% |
179,416
-7,853
| -4% | -$120K |
|
2885
Ovid Therapeutics
OVID
$461M
| $2.78M | ﹤0.01% |
484,259
-21,228
| -4% | -$142K |
|
|
HARP
2886
DELISTED
Harpoon Therapeutics, Inc. Common Stock
HARP
| $2.78M | ﹤0.01% |
16,345
+1,139
| +7% | +$164K |
|
2887
FlexShares iBoxx 5-Year Target Duration TIPS Index Fund
TDTF
$1.04B
| $2.77M | ﹤0.01% |
10,064,521
+506,231
| +5% | +$13.8M |
|
2888
Lindblad Expeditions
LIND
$2.17B
| $2.76M | ﹤0.01% |
324,334
-10,251
| -3% | -$87.1K |
|
2889
Peoples Financial Services
PFIS
$721M
| $2.76M | ﹤0.01% |
79,381
-2,824
| -3% | -$103K |
|
2890
Bristow Group
VTOL
$1.37B
| $2.76M | ﹤0.01% |
129,748
+32,735
| +34% | +$612K |
|
2891
Pliant Therapeutics
PLRX
$65M
| $2.75M | ﹤0.01% |
+121,214
| New | +$3.03M |
|
2892
United States Lime & Minerals
USLM
$3.28B
| $2.74M | ﹤0.01% |
152,235
-4,710
| -3% | -$85.4K |
|
2893
Radware
RDWR
$1.2B
| $2.73M | ﹤0.01% |
112,690
+182
| +0.2% | +$4.6K |
|
2894
Atlanta Braves Holdings Series A
BATRA
$3.51B
| $2.73M | ﹤0.01% |
130,857
-7,161
| -5% | -$140K |
|
|
GDEN
2895
DELISTED
Golden Entertainment
GDEN
| $2.73M | ﹤0.01% |
197,419
-10,682
| -5% | -$120K |
|
|
MPX
2896
DELISTED
Marine Products Corp
MPX
| $2.73M | ﹤0.01% |
174,346
+36,617
| +27% | +$565K |
|
2897
Covenant Logistics
CVLG
$899M
| $2.73M | ﹤0.01% |
311,664
-32,374
| -9% | -$281K |
|
2898
Oil-Dri
ODC
$1.42B
| $2.72M | ﹤0.01% |
152,182
-7,820
| -5% | -$140K |
|
2899
ImmunityBio
IBRX
$7.21B
| $2.71M | ﹤0.01% |
390,784
+6,620
| +2% | +$66K |
|
|
CZZ
2900
DELISTED
Cosan Limited
CZZ
| $2.7M | ﹤0.01% |
182,049
+792
| +0.4% | +$14K |
|
Similar funds
Northern Trust's Q3 2020 Portfolio in Review
As of Q3 2020, Northern Trust held 4,385 positions worth $456B, up 8% from $422B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Northern Trust's Q3 2020 filing shows 128 new, 1,385 increased, 2,681 reduced and 93 closed positions. Its largest new stake was Brookfield Renewable: 1,019,414 shares worth $39.8M. The largest sale was Apple, an estimated $362M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- Northern Trust's largest Q3 2020 buy was Brookfield Renewable: 1,019,414 shares worth $39.8M.
- Northern Trust added most to NetEase in Q3 2020, an estimated $791M increase.
- Northern Trust's biggest Q3 2020 reduction was Apple, cutting an estimated $362M.
- Northern Trust fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $54.5M.
- Northern Trust's ten largest holdings make up 21% of its $456B portfolio in Q3 2020.
- Northern Trust opened 128 new positions and closed 93 in Q3 2020.
- Northern Trust's portfolio value rose 8% quarter-over-quarter to $456B.
Based on Northern Trust's 13F filing for Q3 2020, filed 16 Nov 2020.