Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NetEase
NTES
|
+$791M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$231M |
| 3 |
Amazon
AMZN
|
+$157M |
| 4 |
Match Group
MTCH
|
+$133M |
| 5 |
Uber
UBER
|
+$123M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$362M |
| 2 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$221M |
| 3 |
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
|
+$93.6M |
| 4 |
Oracle
ORCL
|
+$92.8M |
| 5 |
PPLI
People Inc
PPLI
|
+$90.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 22.58% |
| 2 | Healthcare | 13.23% |
| 3 | Consumer Discretionary | 11.74% |
| 4 | Financials | 11.65% |
| 5 | Communication Services | 9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
FLNA
2851
Filana Therapeutics
FLNA
$48M
| $2.97M | ﹤0.01% |
258,100
-6,671
| -3% | -$30.1K |
|
|
ONT
2852
Onterris Inc
ONT
$828M
| $2.96M | ﹤0.01% |
+124,403
| New | +$3.16M |
|
|
FONR
2853
DELISTED
Fonar
FONR
| $2.96M | ﹤0.01% |
141,827
-2,659
| -2% | -$64.1K |
|
|
LORL
2854
DELISTED
Loral Space and Communications, Inc.
LORL
| $2.95M | ﹤0.01% |
161,166
-5,592
| -3% | -$114K |
|
2855
Kewaunee Scientific
KEQU
$107M
| $2.95M | ﹤0.01% |
329,981
-761
| -0.2% | -$7.25K |
|
2856
West Bancorporation
WTBA
$486M
| $2.95M | ﹤0.01% |
186,015
-9,565
| -5% | -$162K |
|
2857
Transcat
TRNS
$857M
| $2.94M | ﹤0.01% |
100,447
-4,181
| -4% | -$119K |
|
2858
GrafTech
EAF
$201M
| $2.93M | ﹤0.01% |
42,839
-12,505
| -23% | -$872K |
|
|
PRTK
2859
DELISTED
Paratek Pharmaceuticals, Inc.
PRTK
| $2.92M | ﹤0.01% |
538,937
-19,441
| -3% | -$96.3K |
|
|
ETNB
2860
DELISTED
89bio
ETNB
| $2.91M | ﹤0.01% |
113,399
+32,132
| +40% | +$1.02M |
|
2861
YPF
YPF
$19.4B
| $2.91M | ﹤0.01% |
814,484
-183,223
| -18% | -$1.03M |
|
|
AKTS
2862
DELISTED
Akoustis Technologies Inc
AKTS
| $2.91M | ﹤0.01% |
356,178
-13,188
| -4% | -$107K |
|
|
AUY
2863
DELISTED
Yamana Gold, Inc.
AUY
| $2.9M | ﹤0.01% |
511,552
+11,803
| +2% | +$70.8K |
|
|
ACH
2864
DELISTED
Alum Corp of China Ltd
ACH
| $2.89M | ﹤0.01% |
556,017
+183,219
| +49% | +$1.14M |
|
2865
Civista Bancshares
CIVB
$606M
| $2.89M | ﹤0.01% |
230,678
-11,979
| -5% | -$163K |
|
2866
Fortress Biotech
FBIO
$90M
| $2.87M | ﹤0.01% |
47,416
+548
| +1% | +$27.9K |
|
|
FRTA
2867
DELISTED
Forterra, Inc
FRTA
| $2.87M | ﹤0.01% |
243,149
-13,860
| -5% | -$184K |
|
2868
Heritage Insurance Holdings
HRTG
$898M
| $2.87M | ﹤0.01% |
283,824
-17,064
| -6% | -$211K |
|
2869
Texas Pacific Land
TPL
$27.5B
| $2.87M | ﹤0.01% |
57,258
-171
| -0.3% | -$10.2K |
|
2870
Vanguard Health Care ETF
VHT
$18.1B
| $2.87M | ﹤0.01% |
14,059
+1,094
| +8% | +$221K |
|
|
HUD
2871
DELISTED
Hudson Ltd. Class A Common Shares
HUD
| $2.86M | ﹤0.01% |
375,993
-20,109
| -5% | -$122K |
|
2872
Greif Class B
GEF.B
$4.12B
| $2.85M | ﹤0.01% |
72,173
-1,365
| -2% | -$56.7K |
|
2873
Viemed Healthcare
VMD
$371M
| $2.85M | ﹤0.01% |
329,707
-14,623
| -4% | -$148K |
|
|
ORBC
2874
DELISTED
ORBCOMM, Inc.
ORBC
| $2.84M | ﹤0.01% |
836,567
-43,269
| -5% | -$168K |
|
2875
Precigen
PGEN
$2.37B
| $2.84M | ﹤0.01% |
812,114
+230,057
| +40% | +$1.09M |
|
Similar funds
Northern Trust's Q3 2020 Portfolio in Review
As of Q3 2020, Northern Trust held 4,385 positions worth $456B, up 8% from $422B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Northern Trust's Q3 2020 filing shows 128 new, 1,385 increased, 2,681 reduced and 93 closed positions. Its largest new stake was Brookfield Renewable: 1,019,414 shares worth $39.8M. The largest sale was Apple, an estimated $362M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- Northern Trust's largest Q3 2020 buy was Brookfield Renewable: 1,019,414 shares worth $39.8M.
- Northern Trust added most to NetEase in Q3 2020, an estimated $791M increase.
- Northern Trust's biggest Q3 2020 reduction was Apple, cutting an estimated $362M.
- Northern Trust fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $54.5M.
- Northern Trust's ten largest holdings make up 21% of its $456B portfolio in Q3 2020.
- Northern Trust opened 128 new positions and closed 93 in Q3 2020.
- Northern Trust's portfolio value rose 8% quarter-over-quarter to $456B.
Based on Northern Trust's 13F filing for Q3 2020, filed 16 Nov 2020.