Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Johnson & Johnson
JNJ
|
+$601M |
| 2 |
Moderna
MRNA
|
+$557M |
| 3 |
Analog Devices
ADI
|
+$448M |
| 4 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$445M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$406M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$652M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$512M |
| 3 |
TSMC
TSM
|
+$378M |
| 4 |
JPMorgan Chase
JPM
|
+$318M |
| 5 |
MXIM
Maxim Integrated Products
MXIM
|
+$305M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.12% |
| 2 | Financials | 12.68% |
| 3 | Healthcare | 12.53% |
| 4 | Consumer Discretionary | 11.26% |
| 5 | Communication Services | 9.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2826
Seneca Foods Class A
SENEA
$1.15B
| $4.3M | ﹤0.01% |
89,110
-5,438
| -6% | -$275K |
|
2827
Old Second Bancorp
OSBC
$1.31B
| $4.28M | ﹤0.01% |
327,604
+4,648
| +1% | +$55.8K |
|
2828
Relmada Therapeutics
RLMD
$556M
| $4.28M | ﹤0.01% |
163,205
+6,807
| +4% | +$182K |
|
|
NPKI
2829
NPK International
NPKI
$1.12B
| $4.28M | ﹤0.01% |
1,296,236
-40,836
| -3% | -$115K |
|
|
AUD
2830
DELISTED
Audacy, Inc.
AUD
| $4.27M | ﹤0.01% |
1,160,673
-10,114
| -0.9% | -$35.4K |
|
|
APPH
2831
DELISTED
AppHarvest, Inc. Common Stock
APPH
| $4.27M | ﹤0.01% |
654,939
+130,920
| +25% | +$1.3M |
|
|
MOFG
2832
DELISTED
MidWestOne Financial Group
MOFG
| $4.27M | ﹤0.01% |
141,481
-7,405
| -5% | -$216K |
|
|
AGTI
2833
DELISTED
Agiliti Inc
AGTI
| $4.27M | ﹤0.01% |
224,122
-28,754
| -11% | -$579K |
|
2834
Cameco
CCJ
$39.1B
| $4.26M | ﹤0.01% |
195,992
-122,491
| -38% | -$2.32M |
|
2835
Kewaunee Scientific
KEQU
$107M
| $4.26M | ﹤0.01% |
319,022
-1,970
| -0.6% | -$26.4K |
|
|
ICPT
2836
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
| $4.24M | ﹤0.01% |
285,204
-15,003
| -5% | -$240K |
|
2837
uniQure
QURE
$3.06B
| $4.23M | ﹤0.01% |
132,106
+38,385
| +41% | +$1.17M |
|
2838
Traeger
COOK
$186M
| $4.23M | ﹤0.01% |
+4,039
| New | +$5.04M |
|
|
CONN
2839
DELISTED
Conn's Inc.
CONN
| $4.22M | ﹤0.01% |
184,923
-12,417
| -6% | -$295K |
|
2840
Southern First Bancshares
SFST
$601M
| $4.21M | ﹤0.01% |
78,664
-1,966
| -2% | -$99.3K |
|
2841
Aldeyra Therapeutics
ALDX
$92.3M
| $4.2M | ﹤0.01% |
478,058
-25,006
| -5% | -$229K |
|
|
NAPA
2842
DELISTED
The Duckhorn Portfolio, Inc.
NAPA
| $4.2M | ﹤0.01% |
183,376
-29,883
| -14% | -$652K |
|
2843
argenx
ARGX
$52B
| $4.18M | ﹤0.01% |
13,845
-8,612
| -38% | -$2.73M |
|
2844
Dyne Therapeutics
DYN
$4.71B
| $4.18M | ﹤0.01% |
257,212
-13,019
| -5% | -$231K |
|
2845
PagSeguro Digital
PAGS
$2.68B
| $4.16M | ﹤0.01% |
80,457
-10,983
| -12% | -$616K |
|
2846
Teekay Tankers
TNK
$2.79B
| $4.16M | ﹤0.01% |
286,207
-9,965
| -3% | -$122K |
|
2847
Stagwell
STGW
$2.13B
| $4.15M | ﹤0.01% |
541,526
-26,671
| -5% | -$178K |
|
|
KBAL
2848
DELISTED
Kimball International
KBAL
| $4.15M | ﹤0.01% |
370,620
-16,173
| -4% | -$199K |
|
2849
Business First Bancshares
BFST
$1.04B
| $4.15M | ﹤0.01% |
177,403
-12,237
| -6% | -$284K |
|
2850
Apyx Medical
APYX
$176M
| $4.15M | ﹤0.01% |
299,355
-14,882
| -5% | -$157K |
|
Similar funds
Northern Trust's Q3 2021 Portfolio in Review
As of Q3 2021, Northern Trust held 4,828 positions worth $565B, down 0.48% from $568B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Northern Trust's Q3 2021 filing shows 242 new, 1,428 increased, 2,705 reduced and 176 closed positions. Its largest new stake was Dimensional International Value ETF: 4,656,805 shares worth $152M. The largest sale was Alphabet (Google) Class C, an estimated $652M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q3 2021 buy was Dimensional International Value ETF: 4,656,805 shares worth $152M.
- Northern Trust added most to Johnson & Johnson in Q3 2021, an estimated $601M increase.
- Northern Trust's biggest Q3 2021 reduction was Alphabet (Google) Class C, cutting an estimated $652M.
- Northern Trust fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $512M.
- Northern Trust's ten largest holdings make up 22% of its $565B portfolio in Q3 2021.
- Northern Trust opened 242 new positions and closed 176 in Q3 2021.
- Northern Trust's portfolio value fell 0.48% quarter-over-quarter to $565B.
Based on Northern Trust's 13F filing for Q3 2021, filed 15 Nov 2021.