Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NetEase
NTES
|
+$791M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$231M |
| 3 |
Amazon
AMZN
|
+$157M |
| 4 |
Match Group
MTCH
|
+$133M |
| 5 |
Uber
UBER
|
+$123M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$362M |
| 2 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$221M |
| 3 |
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
|
+$93.6M |
| 4 |
Oracle
ORCL
|
+$92.8M |
| 5 |
PPLI
People Inc
PPLI
|
+$90.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 22.58% |
| 2 | Healthcare | 13.23% |
| 3 | Consumer Discretionary | 11.74% |
| 4 | Financials | 11.65% |
| 5 | Communication Services | 9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
LOVE
2826
LoveSac
LOVE
$266M
| $3.09M | ﹤0.01% |
111,545
+2,911
| +3% | +$82.8K |
|
|
ASAP
2827
DELISTED
Waitr Holdings Inc. Common Stock
ASAP
| $3.09M | ﹤0.01% |
47,929
+3,199
| +7% | +$266K |
|
2828
Lifecore Biomedical
LFCR
$164M
| $3.09M | ﹤0.01% |
317,418
-22,818
| -7% | -$217K |
|
|
DSSI
2829
DELISTED
Diamond S Shipping Inc. Common Shares
DSSI
| $3.07M | ﹤0.01% |
446,734
-10,543
| -2% | -$85.4K |
|
2830
Rocky Brands
RCKY
$376M
| $3.06M | ﹤0.01% |
123,420
-2,190
| -2% | -$49.7K |
|
2831
iShares MSCI South Korea ETF
EWY
$25B
| $3.06M | ﹤0.01% |
46,785
-1,266
| -3% | -$79.4K |
|
2832
RCI Hospitality Holdings
RICK
$195M
| $3.06M | ﹤0.01% |
149,869
-7,416
| -5% | -$118K |
|
2833
Clearfield
CLFD
$460M
| $3.05M | ﹤0.01% |
151,329
-6,015
| -4% | -$108K |
|
2834
Metropolitan Bank Holding Corp
MCB
$1.18B
| $3.03M | ﹤0.01% |
108,252
-2,609
| -2% | -$78.2K |
|
|
ATCO
2835
DELISTED
Atlas Corp.
ATCO
| $3.03M | ﹤0.01% |
338,690
+17,346
| +5% | +$141K |
|
2836
Anavex Life Sciences
AVXL
$303M
| $3.02M | ﹤0.01% |
664,750
-5,252
| -0.8% | -$22.6K |
|
2837
Franklin Covey
FC
$246M
| $3.02M | ﹤0.01% |
170,490
-5,035
| -3% | -$96.7K |
|
2838
Xeris Biopharma Holdings
XERS
$1.42B
| $3.02M | ﹤0.01% |
510,044
+99,891
| +24% | +$399K |
|
2839
FlexShares Ultra-Short Income Fund
RAVI
$1.49B
| $3.02M | ﹤0.01% |
3,097,525
+376,125
| +14% | +$28.7M |
|
2840
uniQure
QURE
$3.07B
| $3.02M | ﹤0.01% |
82,017
+69,500
| +555% | +$2.85M |
|
|
BFIN
2841
DELISTED
BankFinancial
BFIN
| $3.01M | ﹤0.01% |
416,575
-12,290
| -3% | -$93.4K |
|
|
KALV
2842
DELISTED
KalVista Pharmaceuticals
KALV
| $3.01M | ﹤0.01% |
238,896
-3,297
| -1% | -$41.2K |
|
|
CTO
2843
CTO Realty Growth
CTO
$815M
| $3M | ﹤0.01% |
250,991
-19,462
| -7% | -$217K |
|
|
SDC
2844
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
| $3M | ﹤0.01% |
257,202
+58,871
| +30% | +$541K |
|
|
MOFG
2845
DELISTED
MidWestOne Financial Group
MOFG
| $3M | ﹤0.01% |
167,753
-3,721
| -2% | -$70.2K |
|
|
CYBE
2846
DELISTED
Cyberoptics Corp
CYBE
| $3M | ﹤0.01% |
94,081
-3,764
| -4% | -$132K |
|
|
EMWP
2847
DELISTED
Eros Media World PLC
EMWP
| $2.99M | ﹤0.01% |
67,596
+33,049
| +96% | +$1.93M |
|
|
DSKE
2848
DELISTED
Daseke, Inc. Common Stock
DSKE
| $2.98M | ﹤0.01% |
554,303
-29,482
| -5% | -$151K |
|
2849
Pulse Biosciences
PLSE
$2.62B
| $2.97M | ﹤0.01% |
252,299
-6,321
| -2% | -$68K |
|
2850
CarParts.com
PRTS
$46.8M
| $2.97M | ﹤0.01% |
27,504
+17,626
| +178% | +$2.16M |
|
Similar funds
Northern Trust's Q3 2020 Portfolio in Review
As of Q3 2020, Northern Trust held 4,385 positions worth $456B, up 8% from $422B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Northern Trust's Q3 2020 filing shows 128 new, 1,385 increased, 2,681 reduced and 93 closed positions. Its largest new stake was Brookfield Renewable: 1,019,414 shares worth $39.8M. The largest sale was Apple, an estimated $362M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- Northern Trust's largest Q3 2020 buy was Brookfield Renewable: 1,019,414 shares worth $39.8M.
- Northern Trust added most to NetEase in Q3 2020, an estimated $791M increase.
- Northern Trust's biggest Q3 2020 reduction was Apple, cutting an estimated $362M.
- Northern Trust fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $54.5M.
- Northern Trust's ten largest holdings make up 21% of its $456B portfolio in Q3 2020.
- Northern Trust opened 128 new positions and closed 93 in Q3 2020.
- Northern Trust's portfolio value rose 8% quarter-over-quarter to $456B.
Based on Northern Trust's 13F filing for Q3 2020, filed 16 Nov 2020.