Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
CELG
Celgene Corp
CELG
|
+$312M |
| 2 |
iShares MSCI EAFE ETF
EFA
|
+$196M |
| 3 |
AGN
Allergan plc
AGN
|
+$180M |
| 4 |
Meta Platforms (Facebook)
META
|
+$156M |
| 5 |
DISCK
Discovery, Inc. Series C Common Stock
DISCK
|
+$116M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$254M |
| 2 |
ExxonMobil
XOM
|
+$254M |
| 3 |
FRX
FOREST LABORATORIES INC
FRX
|
+$209M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$185M |
| 5 |
Johnson & Johnson
JNJ
|
+$140M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.14% |
| 2 | Technology | 13.7% |
| 3 | Healthcare | 12.99% |
| 4 | Industrials | 10.86% |
| 5 | Energy | 8.47% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
FARM
2826
DELISTED
Farmer Brothers
FARM
| $2.93M | ﹤0.01% |
101,046
+15,116
| +18% | +$346K |
|
2827
Ceco Environmental
CECO
$3.85B
| $2.91M | ﹤0.01% |
217,490
+19,245
| +10% | +$274K |
|
|
OSIR
2828
DELISTED
Osiris Therapeutics, Inc. Common Stock
OSIR
| $2.91M | ﹤0.01% |
231,360
+7,176
| +3% | +$102K |
|
2829
VirnetX Holding Corp
VHC
$54.4M
| $2.9M | ﹤0.01% |
24,195
-1,198
| -5% | -$321K |
|
|
SGYP
2830
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
| $2.9M | ﹤0.01% |
1,042,407
+110,897
| +12% | +$402K |
|
|
ZQK
2831
DELISTED
QUICKSILVER,INC.
ZQK
| $2.9M | ﹤0.01% |
1,685,973
+59,198
| +4% | +$168K |
|
2832
Quantum Corp
QMCO
$419M
| $2.89M | ﹤0.01% |
15,588
-240
| -2% | -$47.7K |
|
|
OME
2833
DELISTED
Omega Protein
OME
| $2.89M | ﹤0.01% |
231,358
-5,792
| -2% | -$80.8K |
|
2834
Ares Capital
ARCC
$13.5B
| $2.89M | ﹤0.01% |
178,798
-677,400
| -79% | -$11.4M |
|
2835
Hurco Companies Inc
HURC
$135M
| $2.89M | ﹤0.01% |
76,689
-3,190
| -4% | -$106K |
|
|
SPA
2836
DELISTED
Sparton
SPA
| $2.89M | ﹤0.01% |
117,049
-144
| -0.1% | -$4.01K |
|
|
MXWL
2837
DELISTED
Maxwell Technologies Inc
MXWL
| $2.88M | ﹤0.01% |
330,833
-6,055
| -2% | -$64.5K |
|
2838
Franklin Covey
FC
$242M
| $2.88M | ﹤0.01% |
147,059
+13,132
| +10% | +$253K |
|
2839
Limoneira
LMNR
$235M
| $2.87M | ﹤0.01% |
121,206
+7,558
| +7% | +$174K |
|
|
FBRC
2840
DELISTED
FBR & Co. Common Stock
FBRC
| $2.87M | ﹤0.01% |
104,180
+5,328
| +5% | +$149K |
|
2841
Golub Capital BDC
GBDC
$3.34B
| $2.86M | ﹤0.01% |
183,270
-143,832
| -44% | -$2.39M |
|
|
HVB
2842
DELISTED
HUDSON VY HLDG CORP
HVB
| $2.86M | ﹤0.01% |
157,457
-21,303
| -12% | -$377K |
|
2843
Builders FirstSource
BLDR
$7.15B
| $2.85M | ﹤0.01% |
522,847
-16,735
| -3% | -$109K |
|
|
EPE
2844
DELISTED
EP Energy Corporation
EPE
| $2.84M | ﹤0.01% |
162,704
+38,932
| +31% | +$751K |
|
2845
Preferred Bank
PFBC
$1.24B
| $2.84M | ﹤0.01% |
126,160
-5,911
| -4% | -$138K |
|
2846
John B. Sanfilippo & Son
JBSS
$967M
| $2.84M | ﹤0.01% |
87,753
-2,518
| -3% | -$73.1K |
|
2847
Dime Commercial Bancshares
DCOM
$1.8B
| $2.83M | ﹤0.01% |
119,765
+2,445
| +2% | +$59.3K |
|
2848
Independent Bank Corp
IBCP
$787M
| $2.83M | ﹤0.01% |
237,441
+172,947
| +268% | +$2.14M |
|
2849
Crawford & Co Class B
CRD.B
$491M
| $2.82M | ﹤0.01% |
341,871
+3,799
| +1% | +$35.7K |
|
|
MHGC
2850
DELISTED
Morgans Hotel Group Co.
MHGC
| $2.82M | ﹤0.01% |
349,511
+14,042
| +4% | +$109K |
|
Similar funds
Northern Trust's Q3 2014 Portfolio in Review
As of Q3 2014, Northern Trust held 4,437 positions worth $318B, down 0.77% from $321B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Northern Trust's Q3 2014 filing shows 203 new, 2,155 increased, 1,802 reduced and 130 closed positions. Its largest new stake was Weatherford International plc: 4,017,283 shares worth $83.6M. The largest sale was Apple, an estimated $254M.
By sector, the portfolio is most concentrated in Financials at 14% of assets, up from 14% a quarter earlier, followed by Technology and Healthcare.
- Northern Trust's largest Q3 2014 buy was Weatherford International plc: 4,017,283 shares worth $83.6M.
- Northern Trust added most to Celgene Corp in Q3 2014, an estimated $312M increase.
- Northern Trust's biggest Q3 2014 reduction was Apple, cutting an estimated $254M.
- Northern Trust fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $209M.
- Northern Trust's ten largest holdings make up 14% of its $318B portfolio in Q3 2014.
- Northern Trust opened 203 new positions and closed 130 in Q3 2014.
- Northern Trust's portfolio value fell 0.77% quarter-over-quarter to $318B.
Based on Northern Trust's 13F filing for Q3 2014, filed 13 Nov 2014.