Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Johnson & Johnson
JNJ
|
+$601M |
| 2 |
Moderna
MRNA
|
+$557M |
| 3 |
Analog Devices
ADI
|
+$448M |
| 4 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$445M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$406M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$652M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$512M |
| 3 |
TSMC
TSM
|
+$378M |
| 4 |
JPMorgan Chase
JPM
|
+$318M |
| 5 |
MXIM
Maxim Integrated Products
MXIM
|
+$305M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.12% |
| 2 | Financials | 12.68% |
| 3 | Healthcare | 12.53% |
| 4 | Consumer Discretionary | 11.26% |
| 5 | Communication Services | 9.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2801
iShares MSCI Kuwait ETF
KWT
$68.3M
| $4.45M | ﹤0.01% |
130,523
+59,732
| +84% | +$1.97M |
|
|
NPTN
2802
DELISTED
NEOPHOTONICS CORP
NPTN
| $4.45M | ﹤0.01% |
510,238
+6,305
| +1% | +$57.5K |
|
2803
GCM Grosvenor
GCMG
$795M
| $4.44M | ﹤0.01% |
385,051
+65,731
| +21% | +$713K |
|
2804
Luxfer Holdings
LXFR
$459M
| $4.44M | ﹤0.01% |
225,991
-11,035
| -5% | -$228K |
|
|
RVI
2805
DELISTED
Retail Value Inc. Common Shares
RVI
| $4.44M | ﹤0.01% |
1,835,611
-68,373
| -4% | -$155K |
|
|
XXII
2806
22nd Century Group
XXII
$1.45M
| – | – |
0
| – | – |
|
2807
iQIYI
IQ
$1.26B
| $4.42M | ﹤0.01% |
550,764
-265,676
| -33% | -$2.76M |
|
2808
Atomera
ATOM
$205M
| $4.42M | ﹤0.01% |
191,457
-10,240
| -5% | -$222K |
|
|
HCCI
2809
DELISTED
Heritage-Crystal Clean, Inc.
HCCI
| $4.41M | ﹤0.01% |
152,209
-5,506
| -3% | -$158K |
|
|
RBNC
2810
DELISTED
Reliant Bancorp, Inc. Common Stock
RBNC
| $4.39M | ﹤0.01% |
138,912
-3,008
| -2% | -$85.6K |
|
2811
Marcus Corp
MCS
$946M
| $4.38M | ﹤0.01% |
251,177
-8,664
| -3% | -$141K |
|
2812
Altimmune
ALT
$583M
| $4.38M | ﹤0.01% |
387,290
+55,000
| +17% | +$669K |
|
2813
Tejon Ranch
TRC
$455M
| $4.38M | ﹤0.01% |
246,615
+5,617
| +2% | +$99.9K |
|
2814
Equity Bancshares
EQBK
$1.05B
| $4.38M | ﹤0.01% |
131,102
-6,549
| -5% | -$205K |
|
|
ONTF
2815
DELISTED
ON24
ONTF
| $4.38M | ﹤0.01% |
219,502
+120,111
| +121% | +$3.34M |
|
2816
Matrix Service
MTRX
$336M
| $4.37M | ﹤0.01% |
417,988
-100,285
| -19% | -$1.08M |
|
|
AMK
2817
DELISTED
AssetMark Financial Holdings, Inc.
AMK
| $4.36M | ﹤0.01% |
175,191
-10,135
| -5% | -$262K |
|
2818
Schwab US Broad Market ETF
SCHB
$43.9B
| $4.35M | ﹤0.01% |
251,430
+87,954
| +54% | +$1.56M |
|
2819
Aemetis
AMTX
$107M
| $4.35M | ﹤0.01% |
237,952
+17,011
| +8% | +$188K |
|
2820
Geron
GERN
$821M
| $4.34M | ﹤0.01% |
3,170,905
+15,689
| +0.5% | +$20.9K |
|
2821
Kinross Gold
KGC
$27.8B
| $4.34M | ﹤0.01% |
810,431
-239,945
| -23% | -$1.44M |
|
|
VIEW
2822
DELISTED
View, Inc. Class A Common Stock
VIEW
| $4.31M | ﹤0.01% |
13,262
+49
| +0.4% | +$17.2K |
|
2823
FIGS
FIGS
$1.82B
| $4.31M | ﹤0.01% |
+116,014
| New | +$4.68M |
|
2824
Noodles & Co
NDLS
$111M
| $4.31M | ﹤0.01% |
45,618
-1,806
| -4% | -$177K |
|
2825
IES Holdings
IESC
$14.4B
| $4.3M | ﹤0.01% |
94,053
-27,997
| -23% | -$1.36M |
|
Similar funds
Northern Trust's Q3 2021 Portfolio in Review
As of Q3 2021, Northern Trust held 4,828 positions worth $565B, down 0.48% from $568B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Northern Trust's Q3 2021 filing shows 242 new, 1,428 increased, 2,705 reduced and 176 closed positions. Its largest new stake was Dimensional International Value ETF: 4,656,805 shares worth $152M. The largest sale was Alphabet (Google) Class C, an estimated $652M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q3 2021 buy was Dimensional International Value ETF: 4,656,805 shares worth $152M.
- Northern Trust added most to Johnson & Johnson in Q3 2021, an estimated $601M increase.
- Northern Trust's biggest Q3 2021 reduction was Alphabet (Google) Class C, cutting an estimated $652M.
- Northern Trust fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $512M.
- Northern Trust's ten largest holdings make up 22% of its $565B portfolio in Q3 2021.
- Northern Trust opened 242 new positions and closed 176 in Q3 2021.
- Northern Trust's portfolio value fell 0.48% quarter-over-quarter to $565B.
Based on Northern Trust's 13F filing for Q3 2021, filed 15 Nov 2021.