Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NetEase
NTES
|
+$791M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$231M |
| 3 |
Amazon
AMZN
|
+$157M |
| 4 |
Match Group
MTCH
|
+$133M |
| 5 |
Uber
UBER
|
+$123M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$362M |
| 2 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$221M |
| 3 |
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
|
+$93.6M |
| 4 |
Oracle
ORCL
|
+$92.8M |
| 5 |
PPLI
People Inc
PPLI
|
+$90.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 22.58% |
| 2 | Healthcare | 13.23% |
| 3 | Consumer Discretionary | 11.74% |
| 4 | Financials | 11.65% |
| 5 | Communication Services | 9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2776
Daily Journal
DJCO
$827M
| $3.34M | ﹤0.01% |
13,803
-1,326
| -9% | -$364K |
|
2777
Distribution Solutions Group
DSGR
$1.61B
| $3.34M | ﹤0.01% |
162,746
-5,858
| -3% | -$103K |
|
|
LDL
2778
DELISTED
Lydall, Inc.
LDL
| $3.32M | ﹤0.01% |
200,983
-8,394
| -4% | -$146K |
|
|
CNBKA
2779
DELISTED
Century Bancorp Inc/Mass
CNBKA
| $3.31M | ﹤0.01% |
50,338
-1,567
| -3% | -$111K |
|
2780
Ardmore Shipping
ASC
$690M
| $3.31M | ﹤0.01% |
928,906
-389
| -0% | -$1.52K |
|
2781
Plains All American Pipeline
PAA
$16.6B
| $3.3M | ﹤0.01% |
551,607
+1,543
| +0.3% | +$11.5K |
|
2782
iShares MSCI USA Min Vol Factor ETF
USMV
$24B
| $3.3M | ﹤0.01% |
51,759
+35,092
| +211% | +$2.23M |
|
2783
Fossil Group
FOSL
$360M
| $3.29M | ﹤0.01% |
573,232
-9,386
| -2% | -$50K |
|
2784
Alico
ALCO
$283M
| $3.28M | ﹤0.01% |
114,623
+9,905
| +9% | +$308K |
|
2785
MediciNova
MNOV
$64M
| $3.28M | ﹤0.01% |
625,340
-20,330
| -3% | -$117K |
|
|
HOLI
2786
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
| $3.27M | ﹤0.01% |
296,229
+4,610
| +2% | +$54.7K |
|
2787
Old Second Bancorp
OSBC
$1.31B
| $3.27M | ﹤0.01% |
436,448
-16,101
| -4% | -$129K |
|
2788
Precision BioSciences
DTIL
$188M
| $3.26M | ﹤0.01% |
17,647
+1,465
| +9% | +$291K |
|
|
ARD
2789
DELISTED
Ardagh Group S.A. Class A Common Shares
ARD
| $3.26M | ﹤0.01% |
232,161
+27,420
| +13% | +$396K |
|
|
APTS
2790
DELISTED
Preferred Apartment Communities, Inc.
APTS
| $3.26M | ﹤0.01% |
603,252
-46,208
| -7% | -$314K |
|
2791
Hanmi Financial
HAFC
$960M
| $3.26M | ﹤0.01% |
396,575
-13,661
| -3% | -$126K |
|
|
CCRD
2792
DELISTED
CoreCard
CCRD
| $3.25M | ﹤0.01% |
83,474
-1,750
| -2% | -$61.1K |
|
|
ACRE
2793
Ares Commercial Real Estate
ACRE
$257M
| $3.24M | ﹤0.01% |
354,756
-29,321
| -8% | -$275K |
|
2794
Alpha and Omega Semiconductor
AOSL
$1.01B
| $3.24M | ﹤0.01% |
252,914
-3,173
| -1% | -$38.3K |
|
2795
Gates Industrial Corporation Ltd.
GTES
$7.55B
| $3.24M | ﹤0.01% |
291,013
-27,582
| -9% | -$308K |
|
2796
Citizens
CIA
$235M
| $3.23M | ﹤0.01% |
583,623
-33,554
| -5% | -$195K |
|
2797
Ranpak Holdings
PACK
$483M
| $3.22M | ﹤0.01% |
338,699
-15,680
| -4% | -$140K |
|
|
GSKY
2798
DELISTED
GreenSky, Inc. Class A Common Stock
GSKY
| $3.22M | ﹤0.01% |
724,793
-24,435
| -3% | -$116K |
|
2799
Keros Therapeutics
KROS
$203M
| $3.21M | ﹤0.01% |
83,346
-4,309
| -5% | -$171K |
|
|
CCRN
2800
DELISTED
Cross Country Healthcare
CCRN
| $3.21M | ﹤0.01% |
495,187
-27,198
| -5% | -$172K |
|
Similar funds
Northern Trust's Q3 2020 Portfolio in Review
As of Q3 2020, Northern Trust held 4,385 positions worth $456B, up 8% from $422B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Northern Trust's Q3 2020 filing shows 128 new, 1,385 increased, 2,681 reduced and 93 closed positions. Its largest new stake was Brookfield Renewable: 1,019,414 shares worth $39.8M. The largest sale was Apple, an estimated $362M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- Northern Trust's largest Q3 2020 buy was Brookfield Renewable: 1,019,414 shares worth $39.8M.
- Northern Trust added most to NetEase in Q3 2020, an estimated $791M increase.
- Northern Trust's biggest Q3 2020 reduction was Apple, cutting an estimated $362M.
- Northern Trust fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $54.5M.
- Northern Trust's ten largest holdings make up 21% of its $456B portfolio in Q3 2020.
- Northern Trust opened 128 new positions and closed 93 in Q3 2020.
- Northern Trust's portfolio value rose 8% quarter-over-quarter to $456B.
Based on Northern Trust's 13F filing for Q3 2020, filed 16 Nov 2020.