Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Johnson & Johnson
JNJ
|
+$601M |
| 2 |
Moderna
MRNA
|
+$557M |
| 3 |
Analog Devices
ADI
|
+$448M |
| 4 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$445M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$406M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$652M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$512M |
| 3 |
TSMC
TSM
|
+$378M |
| 4 |
JPMorgan Chase
JPM
|
+$318M |
| 5 |
MXIM
Maxim Integrated Products
MXIM
|
+$305M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.12% |
| 2 | Financials | 12.68% |
| 3 | Healthcare | 12.53% |
| 4 | Consumer Discretionary | 11.26% |
| 5 | Communication Services | 9.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2726
Verastem
VSTM
$500M
| $5.01M | ﹤0.01% |
135,633
-6,066
| -4% | -$223K |
|
|
WEBR
2727
DELISTED
Weber Inc.
WEBR
| $5M | ﹤0.01% |
+284,160
| New | +$4.56M |
|
2728
Aegon
AEG
$14B
| $5M | ﹤0.01% |
1,026,052
-415,194
| -29% | -$1.8M |
|
2729
Standard BioTools
LAB
$339M
| $4.99M | ﹤0.01% |
756,748
-18,927
| -2% | -$125K |
|
|
REVG
2730
DELISTED
REV Group
REVG
| $4.99M | ﹤0.01% |
290,712
+3,718
| +1% | +$59.2K |
|
2731
Frontier Group Holdings
ULCC
$1.77B
| $4.99M | ﹤0.01% |
315,775
-54,568
| -15% | -$842K |
|
|
VNET
2732
VNET Group
VNET
$2.04B
| $4.98M | ﹤0.01% |
287,750
-152,598
| -35% | -$2.84M |
|
2733
Hingham Institution for Saving
HIFS
$647M
| $4.97M | ﹤0.01% |
14,757
-1,004
| -6% | -$314K |
|
2734
Oramed Pharmaceuticals
ORMP
$180M
| $4.96M | ﹤0.01% |
225,831
+14,749
| +7% | +$251K |
|
|
GATO
2735
DELISTED
Gatos Silver, Inc.
GATO
| $4.96M | ﹤0.01% |
426,509
+106,939
| +33% | +$1.49M |
|
|
ACBI
2736
DELISTED
Atlantic Capital Bancshares, Inc. Common Stock
ACBI
| $4.95M | ﹤0.01% |
187,002
-4,991
| -3% | -$122K |
|
|
BCOV
2737
DELISTED
Brightcove, Inc.
BCOV
| $4.95M | ﹤0.01% |
428,820
-16,000
| -4% | -$193K |
|
2738
Expro Ltd
XPRO
$1.79B
| $4.94M | ﹤0.01% |
280,005
+15,524
| +6% | +$263K |
|
|
XM
2739
DELISTED
Qualtrics International Inc. Class A Common Stock
XM
| $4.94M | ﹤0.01% |
115,554
+7,106
| +7% | +$301K |
|
2740
iShares ESG Optimized MSCI USA ETF
SUSA
$4.08B
| $4.93M | ﹤0.01% |
51,411
| – | – |
|
2741
Transcat
TRNS
$838M
| $4.93M | ﹤0.01% |
76,437
-3,301
| -4% | -$211K |
|
2742
Alerus Financial
ALRS
$853M
| $4.93M | ﹤0.01% |
164,901
-8,643
| -5% | -$248K |
|
2743
Tidewater
TDW
$3.55B
| $4.92M | ﹤0.01% |
408,403
-7,239
| -2% | -$82.3K |
|
2744
Ribbon Communications
RBBN
$373M
| $4.92M | ﹤0.01% |
821,846
-12,335
| -1% | -$83.3K |
|
|
APR
2745
DELISTED
Apria, Inc. Common Stock
APR
| $4.91M | ﹤0.01% |
132,114
+50,520
| +62% | +$1.66M |
|
2746
Omega Flex
OFLX
$305M
| $4.9M | ﹤0.01% |
34,367
-2,847
| -8% | -$432K |
|
2747
Willdan Group
WLDN
$1.11B
| $4.9M | ﹤0.01% |
137,747
-396
| -0.3% | -$14.9K |
|
|
PTVE
2748
DELISTED
Pactiv Evergreen Inc. Common stock
PTVE
| $4.89M | ﹤0.01% |
390,396
-51,008
| -12% | -$692K |
|
|
KNTE
2749
DELISTED
Kinnate Biopharma Inc. Common Stock
KNTE
| $4.87M | ﹤0.01% |
211,353
+75,840
| +56% | +$1.65M |
|
2750
Amerant Bancorp
AMTB
$1.16B
| $4.86M | ﹤0.01% |
196,491
-11,347
| -5% | -$268K |
|
Similar funds
Northern Trust's Q3 2021 Portfolio in Review
As of Q3 2021, Northern Trust held 4,828 positions worth $565B, down 0.48% from $568B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Northern Trust's Q3 2021 filing shows 242 new, 1,428 increased, 2,705 reduced and 176 closed positions. Its largest new stake was Dimensional International Value ETF: 4,656,805 shares worth $152M. The largest sale was Alphabet (Google) Class C, an estimated $652M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q3 2021 buy was Dimensional International Value ETF: 4,656,805 shares worth $152M.
- Northern Trust added most to Johnson & Johnson in Q3 2021, an estimated $601M increase.
- Northern Trust's biggest Q3 2021 reduction was Alphabet (Google) Class C, cutting an estimated $652M.
- Northern Trust fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $512M.
- Northern Trust's ten largest holdings make up 22% of its $565B portfolio in Q3 2021.
- Northern Trust opened 242 new positions and closed 176 in Q3 2021.
- Northern Trust's portfolio value fell 0.48% quarter-over-quarter to $565B.
Based on Northern Trust's 13F filing for Q3 2021, filed 15 Nov 2021.