Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Johnson & Johnson
JNJ
|
+$601M |
| 2 |
Moderna
MRNA
|
+$557M |
| 3 |
Analog Devices
ADI
|
+$448M |
| 4 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$445M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$406M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$652M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$512M |
| 3 |
TSMC
TSM
|
+$378M |
| 4 |
JPMorgan Chase
JPM
|
+$318M |
| 5 |
MXIM
Maxim Integrated Products
MXIM
|
+$305M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.12% |
| 2 | Financials | 12.68% |
| 3 | Healthcare | 12.53% |
| 4 | Consumer Discretionary | 11.26% |
| 5 | Communication Services | 9.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CMRX
2701
DELISTED
Chimerix, Inc.
CMRX
| $5.26M | ﹤0.01% |
850,392
-42,362
| -5% | -$291K |
|
|
NESR
2702
National Energy Services Reunited Corp
NESR
$2.8B
| $5.26M | ﹤0.01% |
420,058
+33,627
| +9% | +$409K |
|
2703
iShares Latin America 40 ETF
ILF
$3.82B
| $5.25M | ﹤0.01% |
+197,915
| New | +$5.78M |
|
2704
Clearfield
CLFD
$436M
| $5.25M | ﹤0.01% |
118,941
-4,333
| -4% | -$182K |
|
2705
Open Text
OTEX
$6.34B
| $5.21M | ﹤0.01% |
106,794
-56,834
| -35% | -$2.96M |
|
|
KC
2706
Kingsoft Cloud Holdings
KC
$3.56B
| $5.19M | ﹤0.01% |
183,246
-68,596
| -27% | -$2.04M |
|
2707
BioAtla
BCAB
$5.41M
| $5.19M | ﹤0.01% |
3,524
+581
| +20% | +$1.13M |
|
2708
TAL Education Group
TAL
$6.7B
| $5.18M | ﹤0.01% |
1,069,797
-1,083,711
| -50% | -$9.62M |
|
2709
Talos Energy
TALO
$2.48B
| $5.18M | ﹤0.01% |
375,971
-8,873
| -2% | -$108K |
|
|
GRUB
2710
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
| $5.18M | ﹤0.01% |
356,337
-302,524
| -46% | -$5.29M |
|
2711
Warby Parker
WRBY
$3.47B
| $5.18M | ﹤0.01% |
+97,589
| New | +$5.25M |
|
2712
Cullinan Oncology
CGEM
$999M
| $5.17M | ﹤0.01% |
229,003
+96,629
| +73% | +$2.58M |
|
2713
Playboy Inc
PLBY
$136M
| $5.16M | ﹤0.01% |
219,110
+87,634
| +67% | +$2.36M |
|
2714
CVR Energy
CVI
$3.31B
| $5.13M | ﹤0.01% |
308,255
-17,267
| -5% | -$243K |
|
2715
4D Molecular Therapeutics
FDMT
$527M
| $5.12M | ﹤0.01% |
189,825
+91,297
| +93% | +$2.6M |
|
2716
Akebia Therapeutics
AKBA
$351M
| $5.1M | ﹤0.01% |
1,772,171
+81,363
| +5% | +$232K |
|
|
VAPO
2717
DELISTED
Vapotherm, Inc. Common Stock
VAPO
| $5.09M | ﹤0.01% |
28,543
-1,142
| -4% | -$232K |
|
2718
Vanguard FTSE Pacific ETF
VPL
$8.13B
| $5.07M | ﹤0.01% |
62,545
-73
| -0.1% | -$6.02K |
|
2719
First Advantage
FA
$3.5B
| $5.07M | ﹤0.01% |
+265,886
| New | +$5.58M |
|
2720
PureCycle Technologies
PCT
$1.41B
| $5.05M | ﹤0.01% |
380,261
-39,720
| -9% | -$599K |
|
2721
Waterstone Financial
WSBF
$375M
| $5.05M | ﹤0.01% |
246,296
+10,492
| +4% | +$209K |
|
2722
VSE Corp
VSEC
$5.81B
| $5.04M | ﹤0.01% |
104,543
-5,332
| -5% | -$259K |
|
|
CLVS
2723
DELISTED
Clovis Oncology, Inc.
CLVS
| $5.03M | ﹤0.01% |
1,127,648
+55,439
| +5% | +$267K |
|
2724
Alight
ALIT
$517M
| $5.02M | ﹤0.01% |
+21,865
| New | +$4.61M |
|
2725
Bank First Corp
BFC
$1.72B
| $5.01M | ﹤0.01% |
70,742
-2,606
| -4% | -$182K |
|
Similar funds
Northern Trust's Q3 2021 Portfolio in Review
As of Q3 2021, Northern Trust held 4,828 positions worth $565B, down 0.48% from $568B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Northern Trust's Q3 2021 filing shows 242 new, 1,428 increased, 2,705 reduced and 176 closed positions. Its largest new stake was Dimensional International Value ETF: 4,656,805 shares worth $152M. The largest sale was Alphabet (Google) Class C, an estimated $652M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q3 2021 buy was Dimensional International Value ETF: 4,656,805 shares worth $152M.
- Northern Trust added most to Johnson & Johnson in Q3 2021, an estimated $601M increase.
- Northern Trust's biggest Q3 2021 reduction was Alphabet (Google) Class C, cutting an estimated $652M.
- Northern Trust fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $512M.
- Northern Trust's ten largest holdings make up 22% of its $565B portfolio in Q3 2021.
- Northern Trust opened 242 new positions and closed 176 in Q3 2021.
- Northern Trust's portfolio value fell 0.48% quarter-over-quarter to $565B.
Based on Northern Trust's 13F filing for Q3 2021, filed 15 Nov 2021.