Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Johnson & Johnson
JNJ
|
+$601M |
| 2 |
Moderna
MRNA
|
+$557M |
| 3 |
Analog Devices
ADI
|
+$448M |
| 4 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$445M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$406M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$652M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$512M |
| 3 |
TSMC
TSM
|
+$378M |
| 4 |
JPMorgan Chase
JPM
|
+$318M |
| 5 |
MXIM
Maxim Integrated Products
MXIM
|
+$305M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.12% |
| 2 | Financials | 12.68% |
| 3 | Healthcare | 12.53% |
| 4 | Consumer Discretionary | 11.26% |
| 5 | Communication Services | 9.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AFMD
2676
DELISTED
Affimed
AFMD
| $5.43M | ﹤0.01% |
87,850
-5,544
| -6% | -$365K |
|
|
DSPG
2677
DELISTED
DSP Group Inc
DSPG
| $5.4M | ﹤0.01% |
246,605
-10,529
| -4% | -$188K |
|
2678
Eos Energy Enterprises
EOSE
$1.36B
| $5.4M | ﹤0.01% |
384,844
+176,072
| +84% | +$2.61M |
|
2679
Energy Transfer Partners
ET
$69.8B
| $5.4M | ﹤0.01% |
563,444
-247,319
| -31% | -$2.37M |
|
|
GOLD
2680
Gold.com Inc
GOLD
$1.22B
| $5.4M | ﹤0.01% |
179,828
-6,898
| -4% | -$174K |
|
2681
Hackett Group
HCKT
$285M
| $5.39M | ﹤0.01% |
274,891
-15,435
| -5% | -$289K |
|
|
SRG
2682
Seritage Growth Properties
SRG
$137M
| $5.38M | ﹤0.01% |
362,850
-37,518
| -9% | -$591K |
|
2683
Shattuck Labs
STTK
$696M
| $5.38M | ﹤0.01% |
264,023
+11,618
| +5% | +$249K |
|
|
SPNE
2684
DELISTED
SeaSpine Holdings Corporation Common Stock
SPNE
| $5.38M | ﹤0.01% |
341,817
-9,981
| -3% | -$171K |
|
|
ORAN
2685
DELISTED
Orange
ORAN
| $5.36M | ﹤0.01% |
494,984
-788,180
| -61% | -$8.87M |
|
|
SCU
2686
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
| $5.36M | ﹤0.01% |
191,998
-11,768
| -6% | -$305K |
|
|
TA
2687
DELISTED
TravelCenters of America LLC
TA
| $5.34M | ﹤0.01% |
107,287
-12,320
| -10% | -$461K |
|
2688
Annexon
ANNX
$860M
| $5.34M | ﹤0.01% |
286,934
-6,974
| -2% | -$141K |
|
2689
Flywire
FLYW
$2.05B
| $5.34M | ﹤0.01% |
+121,745
| New | +$4.75M |
|
2690
International Money Express
IMXI
$369M
| $5.33M | ﹤0.01% |
319,018
-4,523
| -1% | -$75.7K |
|
|
SJR
2691
DELISTED
Shaw Communications Inc.
SJR
| $5.3M | ﹤0.01% |
182,480
-99,048
| -35% | -$2.87M |
|
|
IGMS
2692
DELISTED
IGM Biosciences
IGMS
| $5.29M | ﹤0.01% |
80,514
-21,740
| -21% | -$1.66M |
|
2693
Inseego
INSG
$120M
| $5.29M | ﹤0.01% |
79,437
-1,618
| -2% | -$135K |
|
2694
Phibro Animal Health
PAHC
$1.51B
| $5.29M | ﹤0.01% |
245,616
-17,459
| -7% | -$420K |
|
2695
CNB Financial Corp
CCNE
$1.05B
| $5.29M | ﹤0.01% |
217,198
-8,746
| -4% | -$210K |
|
2696
Franklin Covey
FC
$244M
| $5.28M | ﹤0.01% |
129,523
-2,695
| -2% | -$104K |
|
2697
Veru
VERU
$36.3M
| $5.28M | ﹤0.01% |
61,909
-2,349
| -4% | -$186K |
|
2698
Midland States Bancorp
MSBI
$711M
| $5.28M | ﹤0.01% |
213,367
-3,444
| -2% | -$85.7K |
|
|
AERI
2699
DELISTED
Aerie Pharmaceuticals
AERI
| $5.28M | ﹤0.01% |
462,775
-17,363
| -4% | -$254K |
|
2700
Clover Health Investments
CLOV
$2.28B
| $5.26M | ﹤0.01% |
712,432
+455,109
| +177% | +$3.89M |
|
Similar funds
Northern Trust's Q3 2021 Portfolio in Review
As of Q3 2021, Northern Trust held 4,828 positions worth $565B, down 0.48% from $568B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Northern Trust's Q3 2021 filing shows 242 new, 1,428 increased, 2,705 reduced and 176 closed positions. Its largest new stake was Dimensional International Value ETF: 4,656,805 shares worth $152M. The largest sale was Alphabet (Google) Class C, an estimated $652M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q3 2021 buy was Dimensional International Value ETF: 4,656,805 shares worth $152M.
- Northern Trust added most to Johnson & Johnson in Q3 2021, an estimated $601M increase.
- Northern Trust's biggest Q3 2021 reduction was Alphabet (Google) Class C, cutting an estimated $652M.
- Northern Trust fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $512M.
- Northern Trust's ten largest holdings make up 22% of its $565B portfolio in Q3 2021.
- Northern Trust opened 242 new positions and closed 176 in Q3 2021.
- Northern Trust's portfolio value fell 0.48% quarter-over-quarter to $565B.
Based on Northern Trust's 13F filing for Q3 2021, filed 15 Nov 2021.