Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NetEase
NTES
|
+$791M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$231M |
| 3 |
Amazon
AMZN
|
+$157M |
| 4 |
Match Group
MTCH
|
+$133M |
| 5 |
Uber
UBER
|
+$123M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$362M |
| 2 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$221M |
| 3 |
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
|
+$93.6M |
| 4 |
Oracle
ORCL
|
+$92.8M |
| 5 |
PPLI
People Inc
PPLI
|
+$90.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 22.58% |
| 2 | Healthcare | 13.23% |
| 3 | Consumer Discretionary | 11.74% |
| 4 | Financials | 11.65% |
| 5 | Communication Services | 9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CNCE
2676
DELISTED
Concert Pharmaceuticals, Inc.
CNCE
| $3.99M | ﹤0.01% |
405,943
-6,864
| -2% | -$67.6K |
|
|
DSPG
2677
DELISTED
DSP Group Inc
DSPG
| $3.97M | ﹤0.01% |
301,586
-11,647
| -4% | -$171K |
|
|
ATHX
2678
DELISTED
Athersys, Inc. Common Stock
ATHX
| $3.97M | ﹤0.01% |
81,418
+7,552
| +10% | +$456K |
|
2679
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24B
| $3.96M | ﹤0.01% |
39,123
-849
| -2% | -$86K |
|
|
TGI
2680
DELISTED
Triumph Group
TGI
| $3.95M | ﹤0.01% |
607,166
-12,556
| -2% | -$93.2K |
|
2681
Vanguard Morningstar Value ETF
VTV
$191B
| $3.95M | ﹤0.01% |
37,818
-1,291
| -3% | -$135K |
|
|
CPRX
2682
DELISTED
Catalyst Pharmaceutical
CPRX
| $3.95M | ﹤0.01% |
1,329,631
-49,069
| -4% | -$192K |
|
2683
NWPX Infrastructure Inc
NWPX
$1.25B
| $3.93M | ﹤0.01% |
148,526
-3,268
| -2% | -$86.5K |
|
2684
nCino
NCNO
$2.12B
| $3.92M | ﹤0.01% |
+49,127
| New | +$3.92M |
|
2685
VirnetX Holding Corp
VHC
$57.4M
| $3.9M | ﹤0.01% |
37,052
+9,043
| +32% | +$968K |
|
2686
Clarus
CLAR
$128M
| $3.9M | ﹤0.01% |
276,477
-14,075
| -5% | -$176K |
|
2687
Manitowoc
MTW
$520M
| $3.9M | ﹤0.01% |
463,460
-15,932
| -3% | -$158K |
|
2688
Grupo Cibest SA
CIB
$21.3B
| $3.89M | ﹤0.01% |
152,387
+15,986
| +12% | +$437K |
|
2689
Hackett Group
HCKT
$288M
| $3.89M | ﹤0.01% |
348,145
-17,643
| -5% | -$228K |
|
2690
Angi Inc
ANGI
$247M
| $3.89M | ﹤0.01% |
35,018
+81
| +0.2% | +$11.2K |
|
|
UBA
2691
DELISTED
Urstadt Biddle Properties Inc. Class A
UBA
| $3.88M | ﹤0.01% |
422,300
-139,536
| -25% | -$1.38M |
|
2692
Sasol
SSL
$7.13B
| $3.88M | ﹤0.01% |
510,379
-1,352
| -0.3% | -$11.2K |
|
2693
UFP Technologies
UFPT
$2.58B
| $3.88M | ﹤0.01% |
93,600
-7,596
| -8% | -$328K |
|
2694
Cooper-Standard Automotive
CPS
$547M
| $3.87M | ﹤0.01% |
292,816
-6,038
| -2% | -$84K |
|
2695
Prothena Corp
PRTA
$443M
| $3.86M | ﹤0.01% |
386,627
-44,714
| -10% | -$538K |
|
|
ZIXI
2696
DELISTED
Zix Corporation
ZIXI
| $3.86M | ﹤0.01% |
661,519
-41,117
| -6% | -$257K |
|
2697
Voyager Therapeutics
VYGR
$186M
| $3.86M | ﹤0.01% |
362,003
-14,736
| -4% | -$173K |
|
|
CBMG
2698
DELISTED
Cellular Biomedicine Group, Inc.
CBMG
| $3.86M | ﹤0.01% |
210,463
+15,182
| +8% | +$255K |
|
2699
Compañía de Cervecerías Unidas
CCU
$2.19B
| $3.84M | ﹤0.01% |
296,071
+68,230
| +30% | +$962K |
|
2700
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
| $3.84M | ﹤0.01% |
4,575,843
+13,848
| +0.3% | +$1.17M |
|
Similar funds
Northern Trust's Q3 2020 Portfolio in Review
As of Q3 2020, Northern Trust held 4,385 positions worth $456B, up 8% from $422B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Northern Trust's Q3 2020 filing shows 128 new, 1,385 increased, 2,681 reduced and 93 closed positions. Its largest new stake was Brookfield Renewable: 1,019,414 shares worth $39.8M. The largest sale was Apple, an estimated $362M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- Northern Trust's largest Q3 2020 buy was Brookfield Renewable: 1,019,414 shares worth $39.8M.
- Northern Trust added most to NetEase in Q3 2020, an estimated $791M increase.
- Northern Trust's biggest Q3 2020 reduction was Apple, cutting an estimated $362M.
- Northern Trust fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $54.5M.
- Northern Trust's ten largest holdings make up 21% of its $456B portfolio in Q3 2020.
- Northern Trust opened 128 new positions and closed 93 in Q3 2020.
- Northern Trust's portfolio value rose 8% quarter-over-quarter to $456B.
Based on Northern Trust's 13F filing for Q3 2020, filed 16 Nov 2020.