Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Johnson & Johnson
JNJ
|
+$601M |
| 2 |
Moderna
MRNA
|
+$557M |
| 3 |
Analog Devices
ADI
|
+$448M |
| 4 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$445M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$406M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$652M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$512M |
| 3 |
TSMC
TSM
|
+$378M |
| 4 |
JPMorgan Chase
JPM
|
+$318M |
| 5 |
MXIM
Maxim Integrated Products
MXIM
|
+$305M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.12% |
| 2 | Financials | 12.68% |
| 3 | Healthcare | 12.53% |
| 4 | Consumer Discretionary | 11.26% |
| 5 | Communication Services | 9.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
RMO
2651
DELISTED
Romeo Power, Inc.
RMO
| $5.58M | ﹤0.01% |
1,126,299
+584,798
| +108% | +$3.5M |
|
|
LORL
2652
DELISTED
Loral Space and Communications, Inc.
LORL
| $5.58M | ﹤0.01% |
129,625
-10,227
| -7% | -$397K |
|
2653
Agilon Health
AGL
$1.57B
| $5.57M | ﹤0.01% |
8,507
-2,296
| -21% | -$1.96M |
|
|
AEVA
2654
Aeva Technologies
AEVA
$1.26B
| $5.55M | ﹤0.01% |
139,879
+60,604
| +76% | +$2.82M |
|
|
QUOT
2655
DELISTED
Quotient Technology Inc
QUOT
| $5.55M | ﹤0.01% |
953,241
-14,858
| -2% | -$124K |
|
2656
Ducommun
DCO
$2.76B
| $5.54M | ﹤0.01% |
110,111
-5,489
| -5% | -$288K |
|
|
TPC
2657
Tutor Perini Cor
TPC
$4.51B
| $5.54M | ﹤0.01% |
426,910
-4,116
| -1% | -$56.2K |
|
|
ORC
2658
Orchid Island Capital
ORC
$1.29B
| $5.54M | ﹤0.01% |
226,340
+56,724
| +33% | +$1.43M |
|
|
VRS
2659
DELISTED
Verso Corporation
VRS
| $5.53M | ﹤0.01% |
266,715
-44,496
| -14% | -$858K |
|
|
GAN
2660
DELISTED
GAN Ltd
GAN
| $5.53M | ﹤0.01% |
372,049
+29,628
| +9% | +$474K |
|
|
AKRO
2661
DELISTED
Akero Therapeutics
AKRO
| $5.52M | ﹤0.01% |
246,943
-10,069
| -4% | -$228K |
|
2662
Phillips Edison & Co
PECO
$5.42B
| $5.51M | ﹤0.01% |
+179,513
| New | +$5.27M |
|
2663
Praxis Precision Medicines
PRAX
$8.52B
| $5.51M | ﹤0.01% |
19,882
+5,003
| +34% | +$1.36M |
|
2664
CS Disco
LAW
$261M
| $5.5M | ﹤0.01% |
+114,813
| New | +$5.81M |
|
2665
Regional Management Corp
RM
$320M
| $5.5M | ﹤0.01% |
94,448
-8,129
| -8% | -$448K |
|
2666
Paysafe
PSFE
$402M
| $5.49M | ﹤0.01% |
59,068
+2,547
| +5% | +$292K |
|
2667
Rhythm Pharmaceuticals
RYTM
$7.05B
| $5.49M | ﹤0.01% |
420,434
-20,252
| -5% | -$309K |
|
2668
Stoneridge
SRI
$210M
| $5.49M | ﹤0.01% |
269,077
-10,622
| -4% | -$263K |
|
2669
Independent Bank Corp
IBCP
$793M
| $5.48M | ﹤0.01% |
255,052
-1,913
| -0.7% | -$39.8K |
|
2670
SunCoke Energy
SXC
$714M
| $5.48M | ﹤0.01% |
872,552
-31,377
| -3% | -$216K |
|
2671
i3 Verticals
IIIV
$418M
| $5.48M | ﹤0.01% |
226,228
-6,673
| -3% | -$193K |
|
2672
VistaGen Therapeutics
VTGN
$10.1M
| $5.47M | ﹤0.01% |
66,581
-2,725
| -4% | -$237K |
|
2673
Chunghwa Telecom
CHT
$32.9B
| $5.47M | ﹤0.01% |
139,201
-1,768,266
| -93% | -$72.3M |
|
2674
OneSpaWorld
OSW
$2.68B
| $5.47M | ﹤0.01% |
548,178
-9,695
| -2% | -$95.5K |
|
|
GTHX
2675
DELISTED
G1 Therapeutics, Inc. Common Stock
GTHX
| $5.45M | ﹤0.01% |
405,911
-14,461
| -3% | -$236K |
|
Similar funds
Northern Trust's Q3 2021 Portfolio in Review
As of Q3 2021, Northern Trust held 4,828 positions worth $565B, down 0.48% from $568B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Northern Trust's Q3 2021 filing shows 242 new, 1,428 increased, 2,705 reduced and 176 closed positions. Its largest new stake was Dimensional International Value ETF: 4,656,805 shares worth $152M. The largest sale was Alphabet (Google) Class C, an estimated $652M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q3 2021 buy was Dimensional International Value ETF: 4,656,805 shares worth $152M.
- Northern Trust added most to Johnson & Johnson in Q3 2021, an estimated $601M increase.
- Northern Trust's biggest Q3 2021 reduction was Alphabet (Google) Class C, cutting an estimated $652M.
- Northern Trust fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $512M.
- Northern Trust's ten largest holdings make up 22% of its $565B portfolio in Q3 2021.
- Northern Trust opened 242 new positions and closed 176 in Q3 2021.
- Northern Trust's portfolio value fell 0.48% quarter-over-quarter to $565B.
Based on Northern Trust's 13F filing for Q3 2021, filed 15 Nov 2021.