Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NetEase
NTES
|
+$791M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$231M |
| 3 |
Amazon
AMZN
|
+$157M |
| 4 |
Match Group
MTCH
|
+$133M |
| 5 |
Uber
UBER
|
+$123M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$362M |
| 2 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$221M |
| 3 |
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
|
+$93.6M |
| 4 |
Oracle
ORCL
|
+$92.8M |
| 5 |
PPLI
People Inc
PPLI
|
+$90.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 22.58% |
| 2 | Healthcare | 13.23% |
| 3 | Consumer Discretionary | 11.74% |
| 4 | Financials | 11.65% |
| 5 | Communication Services | 9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2651
Peoples Bancorp
PEBO
$1.5B
| $4.14M | ﹤0.01% |
216,939
-15,018
| -6% | -$309K |
|
|
AMAG
2652
DELISTED
AMAG Pharmaceuticals
AMAG
| $4.14M | ﹤0.01% |
440,483
-25,794
| -6% | -$245K |
|
|
CODX
2653
Co-Diagnostics
CODX
$5.68M
| $4.12M | ﹤0.01% |
10,111
-140
| -1% | -$71.9K |
|
|
CATC
2654
DELISTED
CAMBRIDGE BANCORP
CATC
| $4.1M | ﹤0.01% |
77,096
-2,257
| -3% | -$122K |
|
|
SYRS
2655
DELISTED
Syros Pharmaceuticals, Inc. Common Stock
SYRS
| $4.08M | ﹤0.01% |
46,184
-3,014
| -6% | -$342K |
|
|
BDSI
2656
DELISTED
BioDelivery Sciences International, Inc.
BDSI
| $4.08M | ﹤0.01% |
1,092,766
-20,075
| -2% | -$85.4K |
|
|
LPRO
2657
DELISTED
Open Lending Corp
LPRO
| $4.07M | ﹤0.01% |
+159,686
| New | +$3.11M |
|
2658
Independent Bank Corp
IBCP
$796M
| $4.07M | ﹤0.01% |
323,776
-11,446
| -3% | -$160K |
|
2659
Par Pacific Holdings
PARR
$4.18B
| $4.06M | ﹤0.01% |
599,483
-25,523
| -4% | -$211K |
|
|
DRRX
2660
DELISTED
DURECT Corp
DRRX
| $4.05M | ﹤0.01% |
237,158
-8,639
| -4% | -$173K |
|
2661
PagSeguro Digital
PAGS
$2.65B
| $4.05M | ﹤0.01% |
107,528
-79,739
| -43% | -$3.1M |
|
2662
CRA International
CRAI
$1.17B
| $4.04M | ﹤0.01% |
107,841
-3,943
| -4% | -$163K |
|
2663
Aegon
AEG
$14B
| $4.04M | ﹤0.01% |
1,709,436
-93,678
| -5% | -$249K |
|
|
CNH
2664
CNH Industrial
CNH
$13.9B
| $4.03M | ﹤0.01% |
592,783
+82,779
| +16% | +$549K |
|
2665
Energy Recovery
ERII
$470M
| $4.03M | ﹤0.01% |
491,673
-1,679
| -0.3% | -$13.5K |
|
|
GOL
2666
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
| $4.03M | ﹤0.01% |
660,830
-1,795
| -0.3% | -$12.7K |
|
2667
Ceco Environmental
CECO
$4.11B
| $4.03M | ﹤0.01% |
552,343
-18,016
| -3% | -$136K |
|
2668
International Money Express
IMXI
$368M
| $4.02M | ﹤0.01% |
280,021
+73,963
| +36% | +$1.13M |
|
2669
AnaptysBio
ANAB
$1.59B
| $4.02M | ﹤0.01% |
272,346
-17,402
| -6% | -$314K |
|
2670
IES Holdings
IESC
$15.2B
| $4.02M | ﹤0.01% |
126,492
+15,313
| +14% | +$420K |
|
2671
Alphatec Holdings
ATEC
$1.55B
| $4.01M | ﹤0.01% |
604,281
-28,379
| -4% | -$160K |
|
2672
Turning Point Brands
TPB
$1.6B
| $4.01M | ﹤0.01% |
143,739
+40,208
| +39% | +$1.18M |
|
|
ALTA
2673
DELISTED
Altabancorp
ALTA
| $4.01M | ﹤0.01% |
199,126
+13,110
| +7% | +$267K |
|
2674
Tejon Ranch
TRC
$451M
| $4.01M | ﹤0.01% |
283,104
-15,158
| -5% | -$219K |
|
|
HAPN
2675
Happen Inc
HAPN
$2.43B
| $3.99M | ﹤0.01% |
846,637
-8,199
| -1% | -$43.2K |
|
Similar funds
Northern Trust's Q3 2020 Portfolio in Review
As of Q3 2020, Northern Trust held 4,385 positions worth $456B, up 8% from $422B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Northern Trust's Q3 2020 filing shows 128 new, 1,385 increased, 2,681 reduced and 93 closed positions. Its largest new stake was Brookfield Renewable: 1,019,414 shares worth $39.8M. The largest sale was Apple, an estimated $362M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- Northern Trust's largest Q3 2020 buy was Brookfield Renewable: 1,019,414 shares worth $39.8M.
- Northern Trust added most to NetEase in Q3 2020, an estimated $791M increase.
- Northern Trust's biggest Q3 2020 reduction was Apple, cutting an estimated $362M.
- Northern Trust fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $54.5M.
- Northern Trust's ten largest holdings make up 21% of its $456B portfolio in Q3 2020.
- Northern Trust opened 128 new positions and closed 93 in Q3 2020.
- Northern Trust's portfolio value rose 8% quarter-over-quarter to $456B.
Based on Northern Trust's 13F filing for Q3 2020, filed 16 Nov 2020.