Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NetEase
NTES
|
+$791M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$231M |
| 3 |
Amazon
AMZN
|
+$157M |
| 4 |
Match Group
MTCH
|
+$133M |
| 5 |
Uber
UBER
|
+$123M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$362M |
| 2 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$221M |
| 3 |
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
|
+$93.6M |
| 4 |
Oracle
ORCL
|
+$92.8M |
| 5 |
PPLI
People Inc
PPLI
|
+$90.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 22.58% |
| 2 | Healthcare | 13.23% |
| 3 | Consumer Discretionary | 11.74% |
| 4 | Financials | 11.65% |
| 5 | Communication Services | 9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CELL
2626
DELISTED
PhenomeX Inc. Common Stock
CELL
| $4.39M | ﹤0.01% |
+57,515
| New | +$3.65M |
|
|
NGM
2627
DELISTED
NGM Biopharmaceuticals, Inc. Common Stock
NGM
| $4.39M | ﹤0.01% |
275,696
+14,057
| +5% | +$256K |
|
2628
MBIA
MBI
$270M
| $4.38M | ﹤0.01% |
722,516
-208,935
| -22% | -$1.54M |
|
2629
ALX Oncology
ALXO
$268M
| $4.37M | ﹤0.01% |
+115,816
| New | +$4.55M |
|
2630
AdvanSix
ASIX
$537M
| $4.36M | ﹤0.01% |
338,307
-15,473
| -4% | -$193K |
|
2631
Regis Corp
RGS
$65M
| $4.35M | ﹤0.01% |
35,447
-863
| -2% | -$130K |
|
|
MTEM
2632
DELISTED
Molecular Templates, Inc.
MTEM
| $4.35M | ﹤0.01% |
26,569
+538
| +2% | +$95.6K |
|
2633
Ultrapar
UGP
$6.85B
| $4.34M | ﹤0.01% |
1,268,532
+426,182
| +51% | +$1.57M |
|
|
TEN
2634
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
| $4.33M | ﹤0.01% |
624,740
-40,280
| -6% | -$320K |
|
2635
Seaboard Corp
SEB
$4.17B
| $4.31M | ﹤0.01% |
1,518
-102
| -6% | -$289K |
|
2636
Alerus Financial
ALRS
$851M
| $4.31M | ﹤0.01% |
219,755
+11,633
| +6% | +$236K |
|
|
CNR
2637
DELISTED
Cornerstone Building Brands, Inc.
CNR
| $4.3M | ﹤0.01% |
539,354
-26,565
| -5% | -$188K |
|
|
AXDX
2638
DELISTED
Accelerate Diagnostics
AXDX
| $4.28M | ﹤0.01% |
40,144
+3,021
| +8% | +$419K |
|
|
DX
2639
Dynex Capital
DX
$3.15B
| $4.26M | ﹤0.01% |
280,198
-12,646
| -4% | -$193K |
|
2640
Cenovus Energy
CVE
$53.2B
| $4.26M | ﹤0.01% |
1,094,476
-2,375
| -0.2% | -$10.9K |
|
2641
Customers Bancorp
CUBI
$2.81B
| $4.25M | ﹤0.01% |
379,781
-11,554
| -3% | -$137K |
|
2642
Carriage Services
CSV
$637M
| $4.25M | ﹤0.01% |
190,248
-8,802
| -4% | -$185K |
|
2643
KRONOS Worldwide
KRO
$713M
| $4.24M | ﹤0.01% |
329,863
+2,545
| +0.8% | +$30.5K |
|
2644
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
| $4.24M | ﹤0.01% |
41,353
-9,740
| -19% | -$1.19M |
|
|
BNFT
2645
DELISTED
Benefitfocus, Inc.
BNFT
| $4.22M | ﹤0.01% |
376,803
-15,648
| -4% | -$172K |
|
2646
SIGA Technologies
SIGA
$233M
| $4.22M | ﹤0.01% |
614,119
-86,590
| -12% | -$589K |
|
2647
Waterstone Financial
WSBF
$376M
| $4.19M | ﹤0.01% |
270,737
-29,444
| -10% | -$442K |
|
|
MMP
2648
DELISTED
Magellan Midstream Partners, L.P.
MMP
| $4.19M | ﹤0.01% |
122,592
+3,629
| +3% | +$144K |
|
2649
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
| $4.16M | ﹤0.01% |
6,834,307
+730,092
| +12% | +$44.5M |
|
2650
Allient
ALNT
$1.59B
| $4.15M | ﹤0.01% |
150,852
-5,952
| -4% | -$158K |
|
Similar funds
Northern Trust's Q3 2020 Portfolio in Review
As of Q3 2020, Northern Trust held 4,385 positions worth $456B, up 8% from $422B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Northern Trust's Q3 2020 filing shows 128 new, 1,385 increased, 2,681 reduced and 93 closed positions. Its largest new stake was Brookfield Renewable: 1,019,414 shares worth $39.8M. The largest sale was Apple, an estimated $362M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- Northern Trust's largest Q3 2020 buy was Brookfield Renewable: 1,019,414 shares worth $39.8M.
- Northern Trust added most to NetEase in Q3 2020, an estimated $791M increase.
- Northern Trust's biggest Q3 2020 reduction was Apple, cutting an estimated $362M.
- Northern Trust fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $54.5M.
- Northern Trust's ten largest holdings make up 21% of its $456B portfolio in Q3 2020.
- Northern Trust opened 128 new positions and closed 93 in Q3 2020.
- Northern Trust's portfolio value rose 8% quarter-over-quarter to $456B.
Based on Northern Trust's 13F filing for Q3 2020, filed 16 Nov 2020.