Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Tesla
TSLA
|
+$1.62B |
| 2 |
VF Corp
VFC
|
+$925M |
| 3 |
iShares MSCI Emerging Markets ETF
EEM
|
+$241M |
| 4 |
Pinduoduo
PDD
|
+$219M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$195M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NetEase
NTES
|
+$742M |
| 2 |
Apple
AAPL
|
+$701M |
| 3 |
Microsoft
MSFT
|
+$474M |
| 4 |
Amazon
AMZN
|
+$327M |
| 5 |
Berkshire Hathaway Class B
BRK.B
|
+$221M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 22.36% |
| 2 | Healthcare | 12.64% |
| 3 | Financials | 12.27% |
| 4 | Consumer Discretionary | 12.17% |
| 5 | Communication Services | 8.87% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2601
Neurogene
NGNE
$686M
| $5.71M | ﹤0.01% |
20,261
-564
| -3% | -$138K |
|
|
UBA
2602
DELISTED
Urstadt Biddle Properties Inc. Class A
UBA
| $5.71M | ﹤0.01% |
404,315
-17,985
| -4% | -$214K |
|
|
HMTV
2603
DELISTED
Hemisphere Media Group, Inc.
HMTV
| $5.71M | ﹤0.01% |
551,013
+9,522
| +2% | +$95.6K |
|
|
EGIO
2604
DELISTED
Edgio, Inc. Common Stock
EGIO
| $5.71M | ﹤0.01% |
35,748
-364
| -1% | -$66.5K |
|
2605
Alpha and Omega Semiconductor
AOSL
$1.01B
| $5.7M | ﹤0.01% |
241,233
-11,681
| -5% | -$238K |
|
2606
Pulse Biosciences
PLSE
$2.64B
| $5.7M | ﹤0.01% |
238,757
-13,542
| -5% | -$215K |
|
2607
Carriage Services
CSV
$643M
| $5.69M | ﹤0.01% |
181,757
-8,491
| -4% | -$231K |
|
|
LDL
2608
DELISTED
Lydall, Inc.
LDL
| $5.69M | ﹤0.01% |
189,554
-11,429
| -6% | -$275K |
|
2609
Ribbon Communications
RBBN
$388M
| $5.69M | ﹤0.01% |
866,791
-15,878
| -2% | -$83.8K |
|
|
AWH
2610
DELISTED
Aspira Women's Health Inc. Common Stock
AWH
| $5.68M | ﹤0.01% |
56,411
-564
| -1% | -$37.7K |
|
2611
Lands' End
LE
$395M
| $5.67M | ﹤0.01% |
263,084
-5,261
| -2% | -$96.7K |
|
2612
Anterix
ATEX
$2.07B
| $5.65M | ﹤0.01% |
150,398
-7,354
| -5% | -$242K |
|
|
DVAX
2613
DELISTED
Dynavax Technologies
DVAX
| $5.65M | ﹤0.01% |
1,269,272
-44,446
| -3% | -$201K |
|
|
CNSL
2614
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
| $5.63M | ﹤0.01% |
1,151,075
-55,992
| -5% | -$294K |
|
2615
Bank First Corp
BFC
$1.73B
| $5.62M | ﹤0.01% |
86,750
-3,165
| -4% | -$208K |
|
|
SWI
2616
DELISTED
SolarWinds Corporation Common Stock
SWI
| $5.62M | ﹤0.01% |
356,439
-23,843
| -6% | -$522K |
|
|
HTBK
2617
DELISTED
Heritage Commerce
HTBK
| $5.62M | ﹤0.01% |
633,497
-32,748
| -5% | -$266K |
|
2618
Universal Insurance Holdings
UVE
$1.23B
| $5.62M | ﹤0.01% |
371,780
-19,189
| -5% | -$270K |
|
2619
CVR Energy
CVI
$3.35B
| $5.62M | ﹤0.01% |
376,968
-80,743
| -18% | -$1.09M |
|
2620
AnaptysBio
ANAB
$1.63B
| $5.59M | ﹤0.01% |
259,842
-12,504
| -5% | -$304K |
|
|
FRTA
2621
DELISTED
Forterra, Inc
FRTA
| $5.58M | ﹤0.01% |
324,386
+81,237
| +33% | +$1.3M |
|
|
BCEL
2622
DELISTED
Atreca, Inc. Class A Common Stock
BCEL
| $5.58M | ﹤0.01% |
345,272
-1,125
| -0.3% | -$16.9K |
|
|
DCOM
2623
DELISTED
Dime Community Bancshares
DCOM
| $5.57M | ﹤0.01% |
353,464
-920,926
| -72% | -$12.9M |
|
2624
Ardelyx
ARDX
$1.24B
| $5.57M | ﹤0.01% |
860,602
-7,034
| -0.8% | -$41.8K |
|
|
CTT
2625
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
| $5.56M | ﹤0.01% |
594,114
-29,926
| -5% | -$272K |
|
Similar funds
Northern Trust's Q4 2020 Portfolio in Review
As of Q4 2020, Northern Trust held 4,490 positions worth $513B, up 13% from $456B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Northern Trust's Q4 2020 filing shows 195 new, 1,089 increased, 2,991 reduced and 116 closed positions. Its largest new stake was Apartment Income REIT Corp.: 1,878,059 shares worth $72.1M. The largest sale was NetEase, an estimated $742M.
By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Healthcare and Financials.
- Northern Trust's largest Q4 2020 buy was Apartment Income REIT Corp.: 1,878,059 shares worth $72.1M.
- Northern Trust added most to Tesla in Q4 2020, an estimated $1.62B increase.
- Northern Trust's biggest Q4 2020 reduction was NetEase, cutting an estimated $742M.
- Northern Trust fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $181M.
- Northern Trust's ten largest holdings make up 21% of its $513B portfolio in Q4 2020.
- Northern Trust opened 195 new positions and closed 116 in Q4 2020.
- Northern Trust's portfolio value rose 13% quarter-over-quarter to $513B.
Based on Northern Trust's 13F filing for Q4 2020, filed 11 Feb 2021.