Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Johnson & Johnson
JNJ
|
+$601M |
| 2 |
Moderna
MRNA
|
+$557M |
| 3 |
Analog Devices
ADI
|
+$448M |
| 4 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$445M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$406M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$652M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$512M |
| 3 |
TSMC
TSM
|
+$378M |
| 4 |
JPMorgan Chase
JPM
|
+$318M |
| 5 |
MXIM
Maxim Integrated Products
MXIM
|
+$305M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.12% |
| 2 | Financials | 12.68% |
| 3 | Healthcare | 12.53% |
| 4 | Consumer Discretionary | 11.26% |
| 5 | Communication Services | 9.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2576
Arcutis Biotherapeutics
ARQT
$3.36B
| $6.46M | ﹤0.01% |
270,519
-19,584
| -7% | -$447K |
|
2577
Boston Omaha
BOC
$428M
| $6.44M | ﹤0.01% |
166,094
-3,781
| -2% | -$125K |
|
|
CTT
2578
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
| $6.44M | ﹤0.01% |
542,571
-10,875
| -2% | -$127K |
|
2579
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.5B
| $6.39M | ﹤0.01% |
22,825
-770
| -3% | -$220K |
|
2580
Rigel Pharmaceuticals
RIGL
$681M
| $6.38M | ﹤0.01% |
175,707
-4,220
| -2% | -$166K |
|
2581
Seaboard Corp
SEB
$4.23B
| $6.37M | ﹤0.01% |
1,553
-195
| -11% | -$786K |
|
|
MGI
2582
DELISTED
MoneyGram International, Inc. New
MGI
| $6.36M | ﹤0.01% |
793,315
+71,806
| +10% | +$684K |
|
|
IDEX
2583
DELISTED
Ideanomics, Inc. Common Stock
IDEX
| $6.36M | ﹤0.01% |
25,825
-119
| -0.5% | -$34.7K |
|
2584
RCI Hospitality Holdings
RICK
$192M
| $6.35M | ﹤0.01% |
92,743
-5,218
| -5% | -$341K |
|
2585
Cenovus Energy
CVE
$55.7B
| $6.34M | ﹤0.01% |
630,559
-542,761
| -46% | -$4.63M |
|
|
UBA
2586
DELISTED
Urstadt Biddle Properties Inc. Class A
UBA
| $6.34M | ﹤0.01% |
334,972
-44,637
| -12% | -$853K |
|
|
CTLP
2587
DELISTED
Cantaloupe
CTLP
| $6.33M | ﹤0.01% |
586,823
-45,859
| -7% | -$475K |
|
|
ATRS
2588
DELISTED
Antares Pharma, Inc.
ATRS
| $6.33M | ﹤0.01% |
1,737,750
-20,975
| -1% | -$84.8K |
|
2589
The RMR Group
RMR
$325M
| $6.32M | ﹤0.01% |
188,956
+26,775
| +17% | +$1.02M |
|
2590
Hooker Furnishings Corp
HOFT
$150M
| $6.31M | ﹤0.01% |
233,931
-7,644
| -3% | -$244K |
|
2591
Gates Industrial Corporation Ltd.
GTES
$7.08B
| $6.3M | ﹤0.01% |
387,469
+44,415
| +13% | +$760K |
|
2592
Mercantile Bank Corp
MBWM
$1.04B
| $6.3M | ﹤0.01% |
196,598
-12,824
| -6% | -$397K |
|
|
NGM
2593
DELISTED
NGM Biopharmaceuticals, Inc. Common Stock
NGM
| $6.29M | ﹤0.01% |
299,460
+2,020
| +0.7% | +$44.5K |
|
2594
York Water
YORW
$502M
| $6.29M | ﹤0.01% |
144,017
-5,208
| -3% | -$250K |
|
2595
MiMedx Group
MDXG
$602M
| $6.27M | ﹤0.01% |
1,034,920
-79,039
| -7% | -$891K |
|
2596
Arrow Financial
AROW
$659M
| $6.26M | ﹤0.01% |
193,199
-2,457
| -1% | -$80.7K |
|
2597
Teck Resources
TECK
$29.6B
| $6.26M | ﹤0.01% |
251,144
-169,699
| -40% | -$3.89M |
|
|
AMTI
2598
DELISTED
Applied Molecular Transport Inc. Common Stock
AMTI
| $6.24M | ﹤0.01% |
241,144
-11,537
| -5% | -$366K |
|
|
MTTR
2599
DELISTED
Matterport, Inc. Class A Common Stock
MTTR
| $6.18M | ﹤0.01% |
+326,695
| New | +$5.3M |
|
2600
Global Industrial
GIC
$1.37B
| $6.17M | ﹤0.01% |
162,837
+4,895
| +3% | +$184K |
|
Similar funds
Northern Trust's Q3 2021 Portfolio in Review
As of Q3 2021, Northern Trust held 4,828 positions worth $565B, down 0.48% from $568B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Northern Trust's Q3 2021 filing shows 242 new, 1,428 increased, 2,705 reduced and 176 closed positions. Its largest new stake was Dimensional International Value ETF: 4,656,805 shares worth $152M. The largest sale was Alphabet (Google) Class C, an estimated $652M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q3 2021 buy was Dimensional International Value ETF: 4,656,805 shares worth $152M.
- Northern Trust added most to Johnson & Johnson in Q3 2021, an estimated $601M increase.
- Northern Trust's biggest Q3 2021 reduction was Alphabet (Google) Class C, cutting an estimated $652M.
- Northern Trust fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $512M.
- Northern Trust's ten largest holdings make up 22% of its $565B portfolio in Q3 2021.
- Northern Trust opened 242 new positions and closed 176 in Q3 2021.
- Northern Trust's portfolio value fell 0.48% quarter-over-quarter to $565B.
Based on Northern Trust's 13F filing for Q3 2021, filed 15 Nov 2021.