Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Johnson & Johnson
JNJ
|
+$601M |
| 2 |
Moderna
MRNA
|
+$557M |
| 3 |
Analog Devices
ADI
|
+$448M |
| 4 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$445M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$406M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$652M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$512M |
| 3 |
TSMC
TSM
|
+$378M |
| 4 |
JPMorgan Chase
JPM
|
+$318M |
| 5 |
MXIM
Maxim Integrated Products
MXIM
|
+$305M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.12% |
| 2 | Financials | 12.68% |
| 3 | Healthcare | 12.53% |
| 4 | Consumer Discretionary | 11.26% |
| 5 | Communication Services | 9.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SLCA
2551
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
| $6.71M | ﹤0.01% |
839,115
-7,590
| -0.9% | -$71.8K |
|
|
MCF
2552
DELISTED
Contango Oil & Gas Co.
MCF
| $6.7M | ﹤0.01% |
1,466,579
-79,307
| -5% | -$302K |
|
2553
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.6B
| $6.69M | ﹤0.01% |
39,540
-3,788
| -9% | -$648K |
|
2554
Copa Holdings
CPA
$5.96B
| $6.69M | ﹤0.01% |
82,194
-2,274
| -3% | -$170K |
|
2555
Organogenesis Holdings
ORGO
$301M
| $6.68M | ﹤0.01% |
469,248
-13,288
| -3% | -$206K |
|
2556
Resources Connection
RGP
$153M
| $6.67M | ﹤0.01% |
422,392
-1,511
| -0.4% | -$22.7K |
|
2557
Nice
NICE
$5.9B
| $6.66M | ﹤0.01% |
23,436
+7,016
| +43% | +$1.95M |
|
|
CLDT
2558
Chatham Lodging
CLDT
$614M
| $6.65M | ﹤0.01% |
542,924
-39,770
| -7% | -$478K |
|
2559
Oric Pharmaceuticals
ORIC
$1.1B
| $6.62M | ﹤0.01% |
316,808
+38,917
| +14% | +$789K |
|
2560
Hanmi Financial
HAFC
$949M
| $6.62M | ﹤0.01% |
330,142
-4,638
| -1% | -$85.9K |
|
|
GNOG
2561
DELISTED
Golden Nugget Online Gaming, Inc. Class A Common Stock
GNOG
| $6.6M | ﹤0.01% |
380,184
+45,377
| +14% | +$761K |
|
|
VERV
2562
DELISTED
Verve Therapeutics
VERV
| $6.58M | ﹤0.01% |
+140,091
| New | +$8.24M |
|
2563
Uranium Energy
UEC
$4.93B
| $6.58M | ﹤0.01% |
2,156,297
+21,326
| +1% | +$53.4K |
|
|
MRSN
2564
DELISTED
Mersana Therapeutics
MRSN
| $6.57M | ﹤0.01% |
27,881
+574
| +2% | +$168K |
|
2565
Turning Point Brands
TPB
$1.56B
| $6.57M | ﹤0.01% |
137,638
-5,080
| -4% | -$244K |
|
2566
ADT
ADT
$5.76B
| $6.57M | ﹤0.01% |
811,475
-88,982
| -10% | -$820K |
|
2567
Sierra Bancorp
BSRR
$524M
| $6.56M | ﹤0.01% |
270,086
-8,902
| -3% | -$216K |
|
|
PLYM
2568
DELISTED
Plymouth Industrial REIT
PLYM
| $6.55M | ﹤0.01% |
288,038
+1,474
| +0.5% | +$33.1K |
|
2569
Reynolds Consumer Products
REYN
$5.32B
| $6.53M | ﹤0.01% |
238,977
-37,344
| -14% | -$1.07M |
|
|
ALX
2570
Alexander's
ALX
$1.34B
| $6.51M | ﹤0.01% |
24,984
-8,678
| -26% | -$2.32M |
|
2571
CNA Financial
CNA
$14.5B
| $6.51M | ﹤0.01% |
155,098
-11,728
| -7% | -$512K |
|
2572
PetMed Express
PETS
$42.3M
| $6.5M | ﹤0.01% |
241,776
-5,003
| -2% | -$144K |
|
2573
Advantage Solutions
ADV
$527M
| $6.49M | ﹤0.01% |
30,001
-3,649
| -11% | -$856K |
|
|
RDUS
2574
DELISTED
Radius Health, Inc.
RDUS
| $6.49M | ﹤0.01% |
522,697
-7,443
| -1% | -$107K |
|
2575
Brown-Forman Class A
BF.A
$12.9B
| $6.48M | ﹤0.01% |
103,335
-28,760
| -22% | -$1.92M |
|
Similar funds
Northern Trust's Q3 2021 Portfolio in Review
As of Q3 2021, Northern Trust held 4,828 positions worth $565B, down 0.48% from $568B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Northern Trust's Q3 2021 filing shows 242 new, 1,428 increased, 2,705 reduced and 176 closed positions. Its largest new stake was Dimensional International Value ETF: 4,656,805 shares worth $152M. The largest sale was Alphabet (Google) Class C, an estimated $652M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q3 2021 buy was Dimensional International Value ETF: 4,656,805 shares worth $152M.
- Northern Trust added most to Johnson & Johnson in Q3 2021, an estimated $601M increase.
- Northern Trust's biggest Q3 2021 reduction was Alphabet (Google) Class C, cutting an estimated $652M.
- Northern Trust fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $512M.
- Northern Trust's ten largest holdings make up 22% of its $565B portfolio in Q3 2021.
- Northern Trust opened 242 new positions and closed 176 in Q3 2021.
- Northern Trust's portfolio value fell 0.48% quarter-over-quarter to $565B.
Based on Northern Trust's 13F filing for Q3 2021, filed 15 Nov 2021.