Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NetEase
NTES
|
+$791M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$231M |
| 3 |
Amazon
AMZN
|
+$157M |
| 4 |
Match Group
MTCH
|
+$133M |
| 5 |
Uber
UBER
|
+$123M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$362M |
| 2 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$221M |
| 3 |
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
|
+$93.6M |
| 4 |
Oracle
ORCL
|
+$92.8M |
| 5 |
PPLI
People Inc
PPLI
|
+$90.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 22.58% |
| 2 | Healthcare | 13.23% |
| 3 | Consumer Discretionary | 11.74% |
| 4 | Financials | 11.65% |
| 5 | Communication Services | 9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ECOM
2551
DELISTED
CHANNELADVISOR CORPORATION
ECOM
| $4.82M | ﹤0.01% |
333,018
-11,747
| -3% | -$195K |
|
2552
Interface
TILE
$2.03B
| $4.82M | ﹤0.01% |
787,349
-28,326
| -3% | -$211K |
|
2553
Kiniksa Pharmaceuticals
KNSA
$5.73B
| $4.82M | ﹤0.01% |
314,412
+77,402
| +33% | +$1.45M |
|
|
GTHX
2554
DELISTED
G1 Therapeutics, Inc. Common Stock
GTHX
| $4.8M | ﹤0.01% |
415,943
-15,862
| -4% | -$262K |
|
|
ZYXI
2555
DELISTED
Zynex
ZYXI
| $4.8M | ﹤0.01% |
302,475
+15,141
| +5% | +$256K |
|
|
GTM
2556
ZoomInfo Technologies
GTM
$1.05B
| $4.79M | ﹤0.01% |
+111,445
| New | +$4.37M |
|
|
DCT
2557
DELISTED
Duck Creek Technologies, Inc. Common Stock
DCT
| $4.78M | ﹤0.01% |
+105,287
| New | +$4.25M |
|
2558
MannKind Corp
MNKD
$1.17B
| $4.78M | ﹤0.01% |
2,543,154
+279,928
| +12% | +$484K |
|
|
RAPT
2559
DELISTED
RAPT Therapeutics
RAPT
| $4.78M | ﹤0.01% |
18,556
-78
| -0.4% | -$17.3K |
|
2560
Rigel Pharmaceuticals
RIGL
$693M
| $4.78M | ﹤0.01% |
199,080
-12,130
| -6% | -$298K |
|
2561
Bank of Marin Bancorp
BMRC
$474M
| $4.77M | ﹤0.01% |
164,815
-8,531
| -5% | -$268K |
|
2562
First Community Bankshares
FCBC
$904M
| $4.76M | ﹤0.01% |
263,755
-12,774
| -5% | -$253K |
|
|
CUTR
2563
DELISTED
Cutera, Inc.
CUTR
| $4.75M | ﹤0.01% |
250,609
-8,253
| -3% | -$127K |
|
2564
CNB Financial Corp
CCNE
$1.05B
| $4.75M | ﹤0.01% |
319,356
-4,748
| -1% | -$77.9K |
|
2565
UroGen Pharma
URGN
$1.88B
| $4.75M | ﹤0.01% |
245,963
+48,244
| +24% | +$1.09M |
|
2566
Q32 Bio
QTTB
$450M
| $4.74M | ﹤0.01% |
24,623
-856
| -3% | -$192K |
|
|
VXRT
2567
DELISTED
Vaxart
VXRT
| $4.72M | ﹤0.01% |
709,584
+105,855
| +18% | +$943K |
|
|
HMTV
2568
DELISTED
Hemisphere Media Group, Inc.
HMTV
| $4.71M | ﹤0.01% |
541,491
+26,757
| +5% | +$240K |
|
2569
Zentalis Pharmaceuticals
ZNTL
$331M
| $4.7M | ﹤0.01% |
143,892
+11,356
| +9% | +$398K |
|
|
KBAL
2570
DELISTED
Kimball International
KBAL
| $4.69M | ﹤0.01% |
444,893
-14,107
| -3% | -$157K |
|
2571
Peapack-Gladstone Financial
PGC
$821M
| $4.67M | ﹤0.01% |
308,489
-12,835
| -4% | -$215K |
|
|
EIGI
2572
DELISTED
Endurance International Group Holdings, Inc.
EIGI
| $4.66M | ﹤0.01% |
812,146
-86,994
| -10% | -$489K |
|
2573
Nurix Therapeutics
NRIX
$2.41B
| $4.65M | ﹤0.01% |
+133,338
| New | +$3.36M |
|
2574
Powell Industries
POWL
$8B
| $4.65M | ﹤0.01% |
578,319
-13,125
| -2% | -$116K |
|
2575
Global Industrial
GIC
$1.39B
| $4.65M | ﹤0.01% |
194,068
-9,006
| -4% | -$194K |
|
Similar funds
Northern Trust's Q3 2020 Portfolio in Review
As of Q3 2020, Northern Trust held 4,385 positions worth $456B, up 8% from $422B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Northern Trust's Q3 2020 filing shows 128 new, 1,385 increased, 2,681 reduced and 93 closed positions. Its largest new stake was Brookfield Renewable: 1,019,414 shares worth $39.8M. The largest sale was Apple, an estimated $362M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- Northern Trust's largest Q3 2020 buy was Brookfield Renewable: 1,019,414 shares worth $39.8M.
- Northern Trust added most to NetEase in Q3 2020, an estimated $791M increase.
- Northern Trust's biggest Q3 2020 reduction was Apple, cutting an estimated $362M.
- Northern Trust fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $54.5M.
- Northern Trust's ten largest holdings make up 21% of its $456B portfolio in Q3 2020.
- Northern Trust opened 128 new positions and closed 93 in Q3 2020.
- Northern Trust's portfolio value rose 8% quarter-over-quarter to $456B.
Based on Northern Trust's 13F filing for Q3 2020, filed 16 Nov 2020.