Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NetEase
NTES
|
+$791M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$231M |
| 3 |
Amazon
AMZN
|
+$157M |
| 4 |
Match Group
MTCH
|
+$133M |
| 5 |
Uber
UBER
|
+$123M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$362M |
| 2 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$221M |
| 3 |
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
|
+$93.6M |
| 4 |
Oracle
ORCL
|
+$92.8M |
| 5 |
PPLI
People Inc
PPLI
|
+$90.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 22.58% |
| 2 | Healthcare | 13.23% |
| 3 | Consumer Discretionary | 11.74% |
| 4 | Financials | 11.65% |
| 5 | Communication Services | 9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
TECX
2526
Tectonic Therapeutic
TECX
$527M
| $5.03M | ﹤0.01% |
32,182
-709
| -2% | -$143K |
|
2527
iShares 20+ Year Treasury Bond ETF
TLT
$41.4B
| $5.02M | ﹤0.01% |
45,442
+1,507
| +3% | +$250K |
|
2528
The RMR Group
RMR
$322M
| $5.02M | ﹤0.01% |
182,725
-12,107
| -6% | -$351K |
|
|
WTRE
2529
DELISTED
Watford Holdings Ltd. Common Shares
WTRE
| $5.02M | ﹤0.01% |
218,662
+31,602
| +17% | +$578K |
|
|
BCOV
2530
DELISTED
Brightcove, Inc.
BCOV
| $5.01M | ﹤0.01% |
489,647
-27,476
| -5% | -$274K |
|
2531
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.6B
| $5.01M | ﹤0.01% |
45,300
-717
| -2% | -$80.4K |
|
2532
Neurogene
NGNE
$656M
| $5M | ﹤0.01% |
20,825
+13,821
| +197% | +$3.35M |
|
2533
XPEL
XPEL
$1.24B
| $5M | ﹤0.01% |
191,568
-13,186
| -6% | -$284K |
|
2534
Vital Farms
VITL
$548M
| $4.98M | ﹤0.01% |
+122,827
| New | +$4.64M |
|
|
MTSC
2535
DELISTED
MTS Systems Corp
MTSC
| $4.98M | ﹤0.01% |
260,410
-13,146
| -5% | -$275K |
|
|
MORF
2536
DELISTED
Morphic Holding, Inc. Common Stock
MORF
| $4.95M | ﹤0.01% |
181,232
-1,113
| -0.6% | -$29.2K |
|
|
ROCC
2537
DELISTED
Ranger Oil Corporation Class A Common Stock
ROCC
| $4.93M | ﹤0.01% |
500,547
-9,857
| -2% | -$105K |
|
2538
Imperial Oil
IMO
$61.1B
| $4.93M | ﹤0.01% |
411,989
-15,029
| -4% | -$236K |
|
|
ISEE
2539
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
| $4.9M | ﹤0.01% |
868,524
+361,965
| +71% | +$1.73M |
|
2540
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.5B
| $4.9M | ﹤0.01% |
22,790
+997
| +5% | +$211K |
|
2541
i3 Verticals
IIIV
$418M
| $4.88M | ﹤0.01% |
193,425
-9,681
| -5% | -$259K |
|
|
HONE
2542
DELISTED
HarborOne Bancorp
HONE
| $4.88M | ﹤0.01% |
604,918
-27,463
| -4% | -$235K |
|
2543
Albertsons Companies
ACI
$5.58B
| $4.88M | ﹤0.01% |
+352,029
| New | +$5.14M |
|
2544
Astrana Health
ASTH
$1.78B
| $4.87M | ﹤0.01% |
271,501
+68,159
| +34% | +$1.18M |
|
2545
Insteel Industries
IIIN
$602M
| $4.87M | ﹤0.01% |
260,222
-8,326
| -3% | -$157K |
|
2546
Mercantile Bank Corp
MBWM
$1.05B
| $4.87M | ﹤0.01% |
269,976
-9,640
| -3% | -$202K |
|
|
BRSP
2547
BrightSpire Capital
BRSP
$649M
| $4.86M | ﹤0.01% |
990,441
-64,676
| -6% | -$389K |
|
2548
Warner Music
WMG
$13.1B
| $4.86M | ﹤0.01% |
169,057
+5,407
| +3% | +$158K |
|
2549
Phathom Pharmaceuticals
PHAT
$726M
| $4.86M | ﹤0.01% |
132,448
-11,005
| -8% | -$381K |
|
|
BCEL
2550
DELISTED
Atreca, Inc. Class A Common Stock
BCEL
| $4.84M | ﹤0.01% |
346,397
+89,559
| +35% | +$1.34M |
|
Similar funds
Northern Trust's Q3 2020 Portfolio in Review
As of Q3 2020, Northern Trust held 4,385 positions worth $456B, up 8% from $422B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Northern Trust's Q3 2020 filing shows 128 new, 1,385 increased, 2,681 reduced and 93 closed positions. Its largest new stake was Brookfield Renewable: 1,019,414 shares worth $39.8M. The largest sale was Apple, an estimated $362M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- Northern Trust's largest Q3 2020 buy was Brookfield Renewable: 1,019,414 shares worth $39.8M.
- Northern Trust added most to NetEase in Q3 2020, an estimated $791M increase.
- Northern Trust's biggest Q3 2020 reduction was Apple, cutting an estimated $362M.
- Northern Trust fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $54.5M.
- Northern Trust's ten largest holdings make up 21% of its $456B portfolio in Q3 2020.
- Northern Trust opened 128 new positions and closed 93 in Q3 2020.
- Northern Trust's portfolio value rose 8% quarter-over-quarter to $456B.
Based on Northern Trust's 13F filing for Q3 2020, filed 16 Nov 2020.