Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Johnson & Johnson
JNJ
|
+$601M |
| 2 |
Moderna
MRNA
|
+$557M |
| 3 |
Analog Devices
ADI
|
+$448M |
| 4 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$445M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$406M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$652M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$512M |
| 3 |
TSMC
TSM
|
+$378M |
| 4 |
JPMorgan Chase
JPM
|
+$318M |
| 5 |
MXIM
Maxim Integrated Products
MXIM
|
+$305M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.12% |
| 2 | Financials | 12.68% |
| 3 | Healthcare | 12.53% |
| 4 | Consumer Discretionary | 11.26% |
| 5 | Communication Services | 9.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
TSC
2501
DELISTED
TriState Capital Holdings, Inc.
TSC
| $7.25M | ﹤0.01% |
342,816
-2,062
| -0.6% | -$41.8K |
|
2502
Financial Institutions
FISI
$838M
| $7.25M | ﹤0.01% |
236,492
-5,008
| -2% | -$152K |
|
2503
Napco Security Technologies
NSSC
$1.36B
| $7.24M | ﹤0.01% |
335,906
-7,500
| -2% | -$140K |
|
2504
Century Aluminum
CENX
$4.47B
| $7.23M | ﹤0.01% |
537,824
-21,334
| -4% | -$268K |
|
2505
Vanguard Morningstar Large-Cap ETF
VV
$53.2B
| $7.21M | ﹤0.01% |
35,896
-111
| -0.3% | -$22.9K |
|
|
VVNT
2506
DELISTED
Vivint Smart Home, Inc. Class A Common Stock
VVNT
| $7.19M | ﹤0.01% |
760,948
-68,388
| -8% | -$818K |
|
2507
Doximity
DOCS
$3.89B
| $7.17M | ﹤0.01% |
+88,861
| New | +$6.5M |
|
2508
Compañía de Minas Buenaventura
BVN
$7.74B
| $7.15M | ﹤0.01% |
1,058,346
-626,943
| -37% | -$4.83M |
|
2509
MBIA
MBI
$266M
| $7.15M | ﹤0.01% |
556,611
-4,888
| -0.9% | -$56.5K |
|
2510
Alpha and Omega Semiconductor
AOSL
$942M
| $7.14M | ﹤0.01% |
227,589
-4,254
| -2% | -$118K |
|
|
FRTA
2511
DELISTED
Forterra, Inc
FRTA
| $7.13M | ﹤0.01% |
302,795
+6,114
| +2% | +$144K |
|
2512
Agnico Eagle Mines
AEM
$74.6B
| $7.13M | ﹤0.01% |
137,572
-58,063
| -30% | -$3.38M |
|
2513
iShares MSCI Emerging Markets ex China ETF
EMXC
$23.6B
| $7.13M | ﹤0.01% |
+117,581
| New | +$7.25M |
|
2514
Argan
AGX
$8.31B
| $7.12M | ﹤0.01% |
163,044
-116
| -0.1% | -$5.24K |
|
|
FMTX
2515
DELISTED
Forma Therapeutics Holdings, Inc. Common Stock
FMTX
| $7.09M | ﹤0.01% |
305,779
+17,724
| +6% | +$419K |
|
|
OSG
2516
Octave Specialty Group
OSG
$255M
| $7.08M | ﹤0.01% |
494,648
-26,522
| -5% | -$379K |
|
|
CHUY
2517
DELISTED
Chuy's Holdings, Inc. Common Stock
CHUY
| $7.05M | ﹤0.01% |
223,705
-4,752
| -2% | -$156K |
|
|
FFIC
2518
DELISTED
Flushing Financial
FFIC
| $7.04M | ﹤0.01% |
311,619
-5,525
| -2% | -$122K |
|
|
BFS
2519
Saul Centers
BFS
$842M
| $7.04M | ﹤0.01% |
159,709
-18,014
| -10% | -$812K |
|
2520
Simulations Plus
SLP
$370M
| $7.04M | ﹤0.01% |
178,102
-108,605
| -38% | -$4.96M |
|
2521
TFS Financial
TFSL
$5.17B
| $7.01M | ﹤0.01% |
367,693
+65,004
| +21% | +$1.27M |
|
2522
Personalis
PSNL
$1.41B
| $7.01M | ﹤0.01% |
364,136
+3,503
| +1% | +$73.2K |
|
|
TBRG
2523
DELISTED
TruBridge
TBRG
| $6.98M | ﹤0.01% |
196,870
+209
| +0.1% | +$7.09K |
|
2524
iShares MSCI EAFE Growth ETF
EFG
$16.7B
| $6.98M | ﹤0.01% |
65,560
+8,345
| +15% | +$919K |
|
2525
El Pollo Loco
LOCO
$504M
| $6.95M | ﹤0.01% |
411,244
-7,057
| -2% | -$127K |
|
Similar funds
Northern Trust's Q3 2021 Portfolio in Review
As of Q3 2021, Northern Trust held 4,828 positions worth $565B, down 0.48% from $568B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Northern Trust's Q3 2021 filing shows 242 new, 1,428 increased, 2,705 reduced and 176 closed positions. Its largest new stake was Dimensional International Value ETF: 4,656,805 shares worth $152M. The largest sale was Alphabet (Google) Class C, an estimated $652M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q3 2021 buy was Dimensional International Value ETF: 4,656,805 shares worth $152M.
- Northern Trust added most to Johnson & Johnson in Q3 2021, an estimated $601M increase.
- Northern Trust's biggest Q3 2021 reduction was Alphabet (Google) Class C, cutting an estimated $652M.
- Northern Trust fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $512M.
- Northern Trust's ten largest holdings make up 22% of its $565B portfolio in Q3 2021.
- Northern Trust opened 242 new positions and closed 176 in Q3 2021.
- Northern Trust's portfolio value fell 0.48% quarter-over-quarter to $565B.
Based on Northern Trust's 13F filing for Q3 2021, filed 15 Nov 2021.