Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NetEase
NTES
|
+$791M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$231M |
| 3 |
Amazon
AMZN
|
+$157M |
| 4 |
Match Group
MTCH
|
+$133M |
| 5 |
Uber
UBER
|
+$123M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$362M |
| 2 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$221M |
| 3 |
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
|
+$93.6M |
| 4 |
Oracle
ORCL
|
+$92.8M |
| 5 |
PPLI
People Inc
PPLI
|
+$90.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 22.58% |
| 2 | Healthcare | 13.23% |
| 3 | Consumer Discretionary | 11.74% |
| 4 | Financials | 11.65% |
| 5 | Communication Services | 9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2501
Bank First Corp
BFC
$1.72B
| $5.28M | ﹤0.01% |
89,915
-3,030
| -3% | -$189K |
|
|
NKLA
2502
DELISTED
Nikola Corporation Common Stock
NKLA
| $5.27M | ﹤0.01% |
8,575
+8,407
| +5,004% | +$9.79M |
|
|
DHIL
2503
DELISTED
Diamond Hill
DHIL
| $5.27M | ﹤0.01% |
41,703
-1,635
| -4% | -$199K |
|
|
ENIA
2504
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
| $5.26M | ﹤0.01% |
814,828
-64,842
| -7% | -$474K |
|
2505
Cue Biopharma
CUE
$113M
| $5.23M | ﹤0.01% |
11,584
-123
| -1% | -$70.9K |
|
|
ATRS
2506
DELISTED
Antares Pharma, Inc.
ATRS
| $5.21M | ﹤0.01% |
1,928,417
-113,366
| -6% | -$314K |
|
2507
Ocular Therapeutix
OCUL
$1.84B
| $5.19M | ﹤0.01% |
681,989
+37,034
| +6% | +$307K |
|
2508
Annexon
ANNX
$860M
| $5.19M | ﹤0.01% |
+171,586
| New | +$4.03M |
|
|
PTR
2509
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
| $5.16M | ﹤0.01% |
175,368
+30,269
| +21% | +$1.03M |
|
2510
Anterix
ATEX
$1.87B
| $5.16M | ﹤0.01% |
157,752
-31,231
| -17% | -$1.32M |
|
2511
Green Brick Partners
GRBK
$3.09B
| $5.13M | ﹤0.01% |
318,917
+23,443
| +8% | +$346K |
|
|
CDMO
2512
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
| $5.12M | ﹤0.01% |
672,138
-25,439
| -4% | -$193K |
|
|
BRFS
2513
DELISTED
BRF SA
BRFS
| $5.12M | ﹤0.01% |
1,561,740
+191,282
| +14% | +$734K |
|
2514
Crinetics Pharmaceuticals
CRNX
$8.89B
| $5.1M | ﹤0.01% |
325,681
+115,751
| +55% | +$1.77M |
|
|
JCAP
2515
DELISTED
Jernigan Capital, Inc.
JCAP
| $5.1M | ﹤0.01% |
297,479
-12,324
| -4% | -$197K |
|
|
COWN
2516
DELISTED
Cowen Inc. Class A Common Stock
COWN
| $5.1M | ﹤0.01% |
313,241
-14,125
| -4% | -$240K |
|
2517
Bausch Health
BHC
$2.62B
| $5.09M | ﹤0.01% |
327,690
-6,630
| -2% | -$114K |
|
2518
FuelCell Energy
FCEL
$1.71B
| $5.09M | ﹤0.01% |
79,281
-4,547
| -5% | -$362K |
|
|
BSTC
2519
DELISTED
BioSpecifics Technologies Corp.
BSTC
| $5.09M | ﹤0.01% |
96,310
-2,918
| -3% | -$180K |
|
2520
CEL-SCI Corp
CVM
$21.8M
| $5.08M | ﹤0.01% |
13,286
-321
| -2% | -$127K |
|
2521
TFS Financial
TFSL
$5.17B
| $5.06M | ﹤0.01% |
344,636
-14,480
| -4% | -$211K |
|
2522
Methanex
MEOH
$4.2B
| $5.06M | ﹤0.01% |
207,232
+86,348
| +71% | +$1.83M |
|
2523
Scholar Rock
SRRK
$5.49B
| $5.04M | ﹤0.01% |
284,623
-15,733
| -5% | -$234K |
|
2524
Syndax Pharmaceuticals
SNDX
$1.7B
| $5.03M | ﹤0.01% |
340,910
-13,839
| -4% | -$211K |
|
2525
Tredegar Corp
TG
$267M
| $5.03M | ﹤0.01% |
338,392
-12,287
| -4% | -$202K |
|
Similar funds
Northern Trust's Q3 2020 Portfolio in Review
As of Q3 2020, Northern Trust held 4,385 positions worth $456B, up 8% from $422B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Northern Trust's Q3 2020 filing shows 128 new, 1,385 increased, 2,681 reduced and 93 closed positions. Its largest new stake was Brookfield Renewable: 1,019,414 shares worth $39.8M. The largest sale was Apple, an estimated $362M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- Northern Trust's largest Q3 2020 buy was Brookfield Renewable: 1,019,414 shares worth $39.8M.
- Northern Trust added most to NetEase in Q3 2020, an estimated $791M increase.
- Northern Trust's biggest Q3 2020 reduction was Apple, cutting an estimated $362M.
- Northern Trust fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $54.5M.
- Northern Trust's ten largest holdings make up 21% of its $456B portfolio in Q3 2020.
- Northern Trust opened 128 new positions and closed 93 in Q3 2020.
- Northern Trust's portfolio value rose 8% quarter-over-quarter to $456B.
Based on Northern Trust's 13F filing for Q3 2020, filed 16 Nov 2020.