Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class A
GOOGL
|
+$2.67B |
| 2 |
Hewlett Packard
HPE
|
+$292M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$264M |
| 4 |
Synchrony
SYF
|
+$246M |
| 5 |
Alibaba
BABA
|
+$215M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$1.54B |
| 2 |
Apple
AAPL
|
+$730M |
| 3 |
GE Aerospace
GE
|
+$442M |
| 4 |
ExxonMobil
XOM
|
+$391M |
| 5 |
Microsoft
MSFT
|
+$370M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.45% |
| 2 | Healthcare | 14.11% |
| 3 | Technology | 13.27% |
| 4 | Industrials | 10.53% |
| 5 | Consumer Discretionary | 9.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2501
Preferred Bank
PFBC
$1.26B
| $4.53M | ﹤0.01% |
137,070
+2,046
| +2% | +$69.2K |
|
|
LJPC
2502
DELISTED
La Jolla Pharmaceutical Company
LJPC
| $4.52M | ﹤0.01% |
167,408
+26,189
| +19% | +$714K |
|
|
CMRX
2503
DELISTED
Chimerix, Inc.
CMRX
| $4.51M | ﹤0.01% |
504,266
-262
| -0.1% | -$9.43K |
|
|
OMED
2504
DELISTED
OncoMed Pharmaceuticals, Inc.
OMED
| $4.5M | ﹤0.01% |
199,874
+9,210
| +5% | +$189K |
|
|
TNGO
2505
DELISTED
Tangoe, Inc.
TNGO
| $4.5M | ﹤0.01% |
536,674
+13,197
| +3% | +$106K |
|
2506
Pampa Energía
PAM
$4.66B
| $4.5M | ﹤0.01% |
218,770
+20,931
| +11% | +$438K |
|
|
NBBC
2507
DELISTED
NEWBRIDGE BANCORP CLASS A COM STK (NC)
NBBC
| $4.49M | ﹤0.01% |
368,779
+18,564
| +5% | +$213K |
|
|
ZIXI
2508
DELISTED
Zix Corporation
ZIXI
| $4.48M | ﹤0.01% |
881,841
-923
| -0.1% | -$4.73K |
|
|
AVTA
2509
DELISTED
Avantax, Inc. Common Stock
AVTA
| $4.47M | ﹤0.01% |
456,483
+21,242
| +5% | +$234K |
|
2510
Marcus & Millichap
MMI
$1.16B
| $4.46M | ﹤0.01% |
153,048
-40,506
| -21% | -$1.51M |
|
2511
PetMed Express
PETS
$42.3M
| $4.45M | ﹤0.01% |
259,790
+7,645
| +3% | +$128K |
|
|
SPPI
2512
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
| $4.45M | ﹤0.01% |
738,209
+28,116
| +4% | +$161K |
|
2513
Zumiez
ZUMZ
$345M
| $4.45M | ﹤0.01% |
294,225
-11,589
| -4% | -$188K |
|
2514
OraSure Technologies
OSUR
$286M
| $4.45M | ﹤0.01% |
690,466
+1,034
| +0.1% | +$5.91K |
|
|
SRDX
2515
DELISTED
Surmodics
SRDX
| $4.45M | ﹤0.01% |
219,331
+1,704
| +0.8% | +$36.2K |
|
2516
ANI Pharmaceuticals
ANIP
$1.82B
| $4.43M | ﹤0.01% |
98,225
+7,206
| +8% | +$310K |
|
|
RSO
2517
DELISTED
Resource Capital Corp.
RSO
| $4.42M | ﹤0.01% |
346,823
-851
| -0.2% | -$10.6K |
|
2518
Carriage Services
CSV
$645M
| $4.41M | ﹤0.01% |
182,821
+3,118
| +2% | +$72.7K |
|
|
WLH
2519
DELISTED
WILLIAM LYON HOMES
WLH
| $4.4M | ﹤0.01% |
266,631
+5,226
| +2% | +$98.3K |
|
|
ONCE
2520
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
| $4.39M | ﹤0.01% |
96,935
+4,959
| +5% | +$260K |
|
|
UPL
2521
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
| $4.39M | ﹤0.01% |
1,755,776
+22,256
| +1% | +$104K |
|
|
FLIC
2522
DELISTED
First of Long Island Corp
FLIC
| $4.36M | ﹤0.01% |
217,998
+3,237
| +2% | +$62.9K |
|
|
HDP
2523
DELISTED
Hortonworks, Inc.
HDP
| $4.36M | ﹤0.01% |
199,077
+21,338
| +12% | +$419K |
|
|
MRTX
2524
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
| $4.36M | ﹤0.01% |
137,833
+10,893
| +9% | +$385K |
|
|
ZAGG
2525
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
| $4.35M | ﹤0.01% |
397,465
-60,981
| -13% | -$580K |
|
Similar funds
Northern Trust's Q4 2015 Portfolio in Review
As of Q4 2015, Northern Trust held 4,410 positions worth $302B, up 0.67% from $300B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Northern Trust withdrew a net $15.4B in Q4 2015, closing 125 positions and reducing 1,878 holdings. Its most notable exit was COMCAST CORP SPL A (NEW), an estimated $247M position sold in full.
By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 15% a quarter earlier, followed by Healthcare and Technology.
Against the trend, Northern Trust opened a new position in Alphabet (Google) Class A worth $2.81B.
- Northern Trust's largest Q4 2015 buy was Alphabet (Google) Class A: 72,125,920 shares worth $2.81B.
- Northern Trust added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $264M increase.
- Northern Trust's biggest Q4 2015 reduction was Alphabet (Google) Class C, cutting an estimated $1.54B.
- Northern Trust fully exited COMCAST CORP SPL A (NEW) in Q4 2015, selling an estimated $247M.
- Northern Trust's ten largest holdings make up 13% of its $302B portfolio in Q4 2015.
- Northern Trust opened 116 new positions and closed 125 in Q4 2015.
- Northern Trust's portfolio value rose 0.67% quarter-over-quarter to $302B.
Based on Northern Trust's 13F filing for Q4 2015, filed 12 Feb 2016.