Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Johnson & Johnson
JNJ
|
+$601M |
| 2 |
Moderna
MRNA
|
+$557M |
| 3 |
Analog Devices
ADI
|
+$448M |
| 4 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$445M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$406M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$652M |
| 2 |
ALXN
Alexion Pharmaceuticals
ALXN
|
+$512M |
| 3 |
TSMC
TSM
|
+$378M |
| 4 |
JPMorgan Chase
JPM
|
+$318M |
| 5 |
MXIM
Maxim Integrated Products
MXIM
|
+$305M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.12% |
| 2 | Financials | 12.68% |
| 3 | Healthcare | 12.53% |
| 4 | Consumer Discretionary | 11.26% |
| 5 | Communication Services | 9.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2476
Peapack-Gladstone Financial
PGC
$821M
| $7.53M | ﹤0.01% |
225,641
-9,638
| -4% | -$310K |
|
2477
Coupang
CPNG
$29.5B
| $7.5M | ﹤0.01% |
+269,375
| New | +$9.31M |
|
2478
American Vanguard Corp
AVD
$70.4M
| $7.5M | ﹤0.01% |
498,188
-17,517
| -3% | -$277K |
|
2479
Universal Electronics
UEIC
$59.6M
| $7.46M | ﹤0.01% |
151,599
-4,780
| -3% | -$232K |
|
2480
Ocular Therapeutix
OCUL
$1.84B
| $7.46M | ﹤0.01% |
745,500
-44,121
| -6% | -$496K |
|
|
CMO
2481
DELISTED
Capstead Mortgage Corp.
CMO
| $7.45M | ﹤0.01% |
1,113,348
-4,265
| -0.4% | -$27.9K |
|
2482
Blue Owl Capital
OWL
$7.54B
| $7.44M | ﹤0.01% |
+478,421
| New | +$6.64M |
|
|
RIDE
2483
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
| $7.44M | ﹤0.01% |
62,119
-11,211
| -15% | -$1.17M |
|
2484
ATN International
ATNI
$379M
| $7.43M | ﹤0.01% |
158,634
-4,209
| -3% | -$190K |
|
|
SPNS
2485
DELISTED
Sapiens International
SPNS
| $7.43M | ﹤0.01% |
258,223
-17,777
| -6% | -$486K |
|
2486
Nuvation Bio
NUVB
$2.14B
| $7.41M | ﹤0.01% |
745,779
+265,917
| +55% | +$2.41M |
|
|
KLRS
2487
Kalaris Therapeutics
KLRS
$96.4M
| $7.4M | ﹤0.01% |
12,839
+236
| +2% | +$109K |
|
2488
Tootsie Roll Industries
TR
$2.96B
| $7.4M | ﹤0.01% |
281,909
-18,156
| -6% | -$512K |
|
2489
iShares Core S&P Total US Stock Market ETF
ITOT
$95.7B
| $7.39M | ﹤0.01% |
75,151
-1,412
| -2% | -$143K |
|
|
PRTY
2490
DELISTED
Party City Holdco Inc.
PRTY
| $7.39M | ﹤0.01% |
1,040,525
-53,246
| -5% | -$405K |
|
|
KRON
2491
DELISTED
Kronos Bio
KRON
| $7.39M | ﹤0.01% |
352,382
+26,813
| +8% | +$576K |
|
2492
Metropolitan Bank Holding Corp
MCB
$1.15B
| $7.38M | ﹤0.01% |
87,542
+640
| +0.7% | +$46.6K |
|
|
GSKY
2493
DELISTED
GreenSky, Inc. Class A Common Stock
GSKY
| $7.35M | ﹤0.01% |
657,424
-34,134
| -5% | -$268K |
|
2494
CarParts.com
PRTS
$44.2M
| $7.32M | ﹤0.01% |
46,878
+142
| +0.3% | +$24.7K |
|
|
CIR
2495
DELISTED
CIRCOR International, Inc
CIR
| $7.31M | ﹤0.01% |
221,548
-4,141
| -2% | -$133K |
|
2496
REX American Resources
REX
$1.42B
| $7.31M | ﹤0.01% |
549,258
+23,388
| +4% | +$316K |
|
2497
Corsair Gaming
CRSR
$1.15B
| $7.31M | ﹤0.01% |
281,860
-3,200
| -1% | -$91.7K |
|
2498
Fulcrum Therapeutics
FULC
$283M
| $7.28M | ﹤0.01% |
257,872
+40,161
| +18% | +$761K |
|
2499
Hyster-Yale Materials Handling
HY
$628M
| $7.27M | ﹤0.01% |
144,610
-5,159
| -3% | -$317K |
|
2500
Carriage Services
CSV
$645M
| $7.25M | ﹤0.01% |
162,636
-6,924
| -4% | -$280K |
|
Similar funds
Northern Trust's Q3 2021 Portfolio in Review
As of Q3 2021, Northern Trust held 4,828 positions worth $565B, down 0.48% from $568B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Northern Trust's Q3 2021 filing shows 242 new, 1,428 increased, 2,705 reduced and 176 closed positions. Its largest new stake was Dimensional International Value ETF: 4,656,805 shares worth $152M. The largest sale was Alphabet (Google) Class C, an estimated $652M.
By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q3 2021 buy was Dimensional International Value ETF: 4,656,805 shares worth $152M.
- Northern Trust added most to Johnson & Johnson in Q3 2021, an estimated $601M increase.
- Northern Trust's biggest Q3 2021 reduction was Alphabet (Google) Class C, cutting an estimated $652M.
- Northern Trust fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $512M.
- Northern Trust's ten largest holdings make up 22% of its $565B portfolio in Q3 2021.
- Northern Trust opened 242 new positions and closed 176 in Q3 2021.
- Northern Trust's portfolio value fell 0.48% quarter-over-quarter to $565B.
Based on Northern Trust's 13F filing for Q3 2021, filed 15 Nov 2021.