Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$761M |
| 2 |
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
|
+$167M |
| 3 |
Meta Platforms (Facebook)
META
|
+$161M |
| 4 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$144M |
| 5 |
Delta Air Lines
DAL
|
+$102M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NWSA
NEWS CORPORATION CL-A
NWSA
|
+$575M |
| 2 |
Apple
AAPL
|
+$301M |
| 3 |
ExxonMobil
XOM
|
+$243M |
| 4 |
Carnival Corporation Ltd
CCL
|
+$236M |
| 5 |
Franklin Resources
BEN
|
+$211M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.09% |
| 2 | Technology | 12.83% |
| 3 | Healthcare | 12.02% |
| 4 | Industrials | 11.44% |
| 5 | Energy | 8.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
LF
2076
DELISTED
LEAPFROG ENTERPRISES INC.
LF
| $9.12M | ﹤0.01% |
968,115
+164,164
| +20% | +$1.7M |
|
|
HAYN
2077
DELISTED
Haynes International, Inc.
HAYN
| $9.11M | ﹤0.01% |
201,400
-6,953
| -3% | -$326K |
|
|
NTK
2078
DELISTED
NORTEK INC COM NEW (DE)
NTK
| $9.11M | ﹤0.01% |
132,651
+12,642
| +11% | +$862K |
|
2079
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
| $9.11M | ﹤0.01% |
261,828
-220
| -0.1% | -$7.48K |
|
|
PNNT
2080
Pennant Park Investment Corp
PNNT
$246M
| $9.1M | ﹤0.01% |
806,639
+20,804
| +3% | +$237K |
|
|
GLDD
2081
DELISTED
Great Lakes Dredge & Dock
GLDD
| $9.09M | ﹤0.01% |
1,223,949
-17,278
| -1% | -$128K |
|
|
TRST
2082
Trustco Bank Corp NY
TRST
$960M
| $9.07M | ﹤0.01% |
304,895
+10,965
| +4% | +$328K |
|
|
RPRX
2083
DELISTED
Repros Therapeutics Inc.
RPRX
| $9.07M | ﹤0.01% |
338,356
+66,725
| +25% | +$1.43M |
|
|
UIS.PRA
2084
DELISTED
UNISYS CORP 6.25% MANDATORY CNV PFD
UIS.PRA
| $9.05M | ﹤0.01% |
130,746
| – | – |
|
|
VOXX
2085
DELISTED
VOXX International Corporation Class A
VOXX
| $9.04M | ﹤0.01% |
660,086
+2,131
| +0.3% | +$28.3K |
|
2086
Resources Connection
RGP
$143M
| $9M | ﹤0.01% |
663,142
-4,195
| -0.6% | -$55K |
|
|
TUES
2087
DELISTED
Tuesday Morning Corp
TUES
| $8.97M | ﹤0.01% |
587,341
-10,288
| -2% | -$127K |
|
|
TTM
2088
DELISTED
Tata Motors Limited
TTM
| $8.97M | ﹤0.01% |
336,929
-2,444
| -0.7% | -$60.1K |
|
2089
Beazer Homes USA
BZH
$874M
| $8.92M | ﹤0.01% |
495,699
+11,644
| +2% | +$205K |
|
2090
Lattice Semiconductor
LSCC
$18.5B
| $8.91M | ﹤0.01% |
1,998,095
-346,886
| -15% | -$1.72M |
|
|
VRTU
2091
DELISTED
Virtusa Corporation
VRTU
| $8.89M | ﹤0.01% |
306,026
+19,141
| +7% | +$511K |
|
2092
Westlake Corp
WLK
$9.99B
| $8.88M | ﹤0.01% |
169,594
+2,432
| +1% | +$124K |
|
|
STBZ
2093
DELISTED
State Bank Financial Corporation. Common Stock
STBZ
| $8.86M | ﹤0.01% |
558,248
-7,196
| -1% | -$113K |
|
2094
Evertec
EVTC
$1.75B
| $8.83M | ﹤0.01% |
397,533
+253,239
| +176% | +$6.03M |
|
|
MWW
2095
DELISTED
Monster Worldwide Inc
MWW
| $8.82M | ﹤0.01% |
1,995,876
-48,123
| -2% | -$236K |
|
|
CAMP
2096
DELISTED
CalAmp Corp.
CAMP
| $8.81M | ﹤0.01% |
21,764
+278
| +1% | +$103K |
|
2097
Myriad Genetics
MYGN
$303M
| $8.74M | ﹤0.01% |
371,872
+13,295
| +4% | +$378K |
|
|
ITG
2098
DELISTED
Investment Technology Group Inc
ITG
| $8.74M | ﹤0.01% |
555,885
-32,960
| -6% | -$521K |
|
|
DENN
2099
DELISTED
Denny's
DENN
| $8.73M | ﹤0.01% |
1,428,649
-103,936
| -7% | -$606K |
|
|
BKS
2100
DELISTED
Barnes & Noble
BKS
| $8.73M | ﹤0.01% |
1,029,215
+150,872
| +17% | +$1.57M |
|
Similar funds
Northern Trust's Q3 2013 Portfolio in Review
As of Q3 2013, Northern Trust held 4,217 positions worth $284B, up 2.9% from $276B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Northern Trust withdrew a net $9.34B in Q3 2013, closing 140 positions and reducing 1,939 holdings. Its most notable exit was NEWS CORPORATION CL-A, an estimated $575M position sold in full.
By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 14% a quarter earlier, followed by Technology and Healthcare.
Against the trend, Northern Trust opened a new position in Twenty-First Century Fox, Inc. Class A worth $810M.
- Northern Trust's largest Q3 2013 buy was Twenty-First Century Fox, Inc. Class A: 24,169,965 shares worth $810M.
- Northern Trust added most to FlexShares iBoxx 3-Year Target Duration TIPS Index Fund in Q3 2013, an estimated $167M increase.
- Northern Trust's biggest Q3 2013 reduction was Apple, cutting an estimated $301M.
- Northern Trust fully exited NEWS CORPORATION CL-A in Q3 2013, selling an estimated $575M.
- Northern Trust's ten largest holdings make up 14% of its $284B portfolio in Q3 2013.
- Northern Trust opened 117 new positions and closed 140 in Q3 2013.
- Northern Trust's portfolio value rose 2.9% quarter-over-quarter to $284B.
Based on Northern Trust's 13F filing for Q3 2013, filed 13 Nov 2013.