Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$366M |
| 2 |
Charter Communications
CHTR
|
+$279M |
| 3 |
Fortive
FTV
|
+$236M |
| 4 |
Johnson Controls International
JCI
|
+$121M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$84.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TotalEnergies
TTE
|
+$962M |
| 2 |
EMC
EMC CORPORATION
EMC
|
+$729M |
| 3 |
Danaher
DHR
|
+$293M |
| 4 |
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
|
+$197M |
| 5 |
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
|
+$138M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 13.78% |
| 2 | Financials | 13.59% |
| 3 | Healthcare | 13.19% |
| 4 | Industrials | 10.66% |
| 5 | Consumer Discretionary | 9.41% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1601
Stepan Co
SCL
$1.47B
| $19.4M | 0.01% |
267,320
+4,989
| +2% | +$335K |
|
|
TSE
1602
DELISTED
Trinseo
TSE
| $19.4M | 0.01% |
343,305
+14,679
| +4% | +$778K |
|
1603
Compañía de Minas Buenaventura
BVN
$8.86B
| $19.4M | 0.01% |
1,398,447
-87,510
| -6% | -$1.22M |
|
1604
Smith & Wesson
SWBI
$638M
| $19.4M | 0.01% |
946,759
-5,239
| -0.6% | -$115K |
|
|
AIRM
1605
DELISTED
Air Methods Corp
AIRM
| $19.3M | 0.01% |
613,495
+10,928
| +2% | +$372K |
|
|
HMHC
1606
DELISTED
Houghton Mifflin Harcourt Company
HMHC
| $19.3M | 0.01% |
1,439,888
+20,943
| +1% | +$327K |
|
|
INN
1607
Summit Hotel Properties
INN
$655M
| $19.3M | 0.01% |
1,467,213
+152,680
| +12% | +$2.11M |
|
|
RP
1608
DELISTED
RealPage, Inc.
RP
| $19.3M | 0.01% |
750,626
-4,155
| -0.6% | -$103K |
|
|
CKH
1609
DELISTED
Seacor Holdings Inc.
CKH
| $19.3M | 0.01% |
335,286
+10,039
| +3% | +$552K |
|
1610
Western Alliance Bancorporation
WAL
$8.89B
| $19.2M | 0.01% |
510,412
+19,957
| +4% | +$710K |
|
1611
Banco Bradesco
BBD
$34.7B
| $19.1M | 0.01% |
4,077,697
-17,525
| -0.4% | -$79.5K |
|
|
SYNT
1612
DELISTED
Syntel Inc
SYNT
| $19.1M | 0.01% |
455,203
-2,413
| -0.5% | -$108K |
|
|
IMS
1613
DELISTED
IMS HEALTH HLDGS INC COM STK (DE)
IMS
| $19M | 0.01% |
607,351
-370,867
| -38% | -$10.8M |
|
|
KATE
1614
DELISTED
Kate Spade & Company
KATE
| $19M | 0.01% |
1,110,191
-45,657
| -4% | -$885K |
|
|
BLOX
1615
DELISTED
Infoblox Inc
BLOX
| $19M | 0.01% |
720,894
-6,269
| -0.9% | -$132K |
|
|
PLKI
1616
DELISTED
Popeyes Louisiana Kitchen, Inc.
PLKI
| $19M | 0.01% |
357,132
+38,413
| +12% | +$2.14M |
|
1617
Supernus Pharmaceuticals
SUPN
$2.76B
| $19M | 0.01% |
767,014
+120,562
| +19% | +$2.73M |
|
|
RDC
1618
DELISTED
Rowan Companies Plc
RDC
| $19M | 0.01% |
1,250,707
+24,119
| +2% | +$353K |
|
|
SYT
1619
DELISTED
Syngenta Ag
SYT
| $18.9M | 0.01% |
215,693
+252
| +0.1% | +$20.8K |
|
1620
California Water Service
CWT
$3.06B
| $18.9M | 0.01% |
588,122
-91,089
| -13% | -$2.94M |
|
1621
PC Connection
CNXN
$2.03B
| $18.9M | 0.01% |
713,992
+5,259
| +0.7% | +$134K |
|
|
RGC
1622
DELISTED
Regal Entertainment Group
RGC
| $18.9M | 0.01% |
867,149
+41,310
| +5% | +$910K |
|
1623
GoPro
GPRO
$113M
| $18.8M | 0.01% |
1,129,050
+47,952
| +4% | +$658K |
|
1624
Enpro
NPO
$7.19B
| $18.8M | 0.01% |
330,984
+3,370
| +1% | +$173K |
|
|
AXON
1625
Axon Enterprise
AXON
$50.1B
| $18.8M | 0.01% |
655,711
-1,595
| -0.2% | -$44.3K |
|
Similar funds
Northern Trust's Q3 2016 Portfolio in Review
As of Q3 2016, Northern Trust held 4,321 positions worth $321B, up 4.2% from $308B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Northern Trust's Q3 2016 filing shows 91 new, 2,641 increased, 1,181 reduced and 135 closed positions. Its largest new stake was Fortive: 7,367,526 shares worth $236M. The largest sale was TotalEnergies, an estimated $962M.
By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q3 2016 buy was Fortive: 7,367,526 shares worth $236M.
- Northern Trust added most to FlexShares Global Upstream Natural Resources Index Fund in Q3 2016, an estimated $366M increase.
- Northern Trust's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $962M.
- Northern Trust fully exited EMC CORPORATION in Q3 2016, selling an estimated $729M.
- Northern Trust's ten largest holdings make up 13% of its $321B portfolio in Q3 2016.
- Northern Trust opened 91 new positions and closed 135 in Q3 2016.
- Northern Trust's portfolio value rose 4.2% quarter-over-quarter to $321B.
Based on Northern Trust's 13F filing for Q3 2016, filed 10 Nov 2016.