Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$534M |
| 2 |
Teva Pharmaceuticals
TEVA
|
+$207M |
| 3 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$156M |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$145M |
| 5 |
EVHC
Envision Healthcare Holdings Inc
EVHC
|
+$98.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$264M |
| 2 |
Yum! Brands
YUM
|
+$144M |
| 3 |
LNKD
LinkedIn Corporation
LNKD
|
+$139M |
| 4 |
AGN
Allergan plc
AGN
|
+$118M |
| 5 |
Microsoft
MSFT
|
+$118M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.51% |
| 2 | Technology | 13.34% |
| 3 | Healthcare | 12.1% |
| 4 | Industrials | 10.87% |
| 5 | Consumer Discretionary | 8.87% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1401
Caleres
CAL
$478M
| $25.9M | 0.01% |
789,316
-129,518
| -14% | -$3.8M |
|
|
CMO
1402
DELISTED
Capstead Mortgage Corp.
CMO
| $25.9M | 0.01% |
2,541,254
-168,653
| -6% | -$1.66M |
|
|
GPOR
1403
DELISTED
Gulfport Energy Corp.
GPOR
| $25.9M | 0.01% |
1,195,167
+182,906
| +18% | +$4.69M |
|
|
FCB
1404
DELISTED
FCB Financial Holdings, Inc.
FCB
| $25.8M | 0.01% |
540,563
+188,995
| +54% | +$7.83M |
|
1405
AMC Global Media
AMCX
$483M
| $25.7M | 0.01% |
491,096
-35,558
| -7% | -$1.85M |
|
1406
Starwood Property Trust
STWD
$6.23B
| $25.6M | 0.01% |
1,167,217
-168,348
| -13% | -$3.71M |
|
1407
Capitol Federal Financial
CFFN
$1.09B
| $25.6M | 0.01% |
1,554,334
+25,266
| +2% | +$388K |
|
1408
CONMED
CNMD
$1.5B
| $25.5M | 0.01% |
577,787
+8,805
| +2% | +$374K |
|
|
SEM
1409
DELISTED
Select Medical
SEM
| $25.5M | 0.01% |
3,567,828
+14,347
| +0.4% | +$99.9K |
|
|
DCOM
1410
DELISTED
Dime Community Bancshares
DCOM
| $25.4M | 0.01% |
1,264,708
+12,945
| +1% | +$234K |
|
1411
Paycom
PAYC
$9.63B
| $25.4M | 0.01% |
558,016
-53,910
| -9% | -$2.5M |
|
|
KAMN
1412
DELISTED
Kaman Corp
KAMN
| $25.3M | 0.01% |
516,703
-145,223
| -22% | -$6.75M |
|
1413
Wendy's
WEN
$1.41B
| $25.3M | 0.01% |
1,868,130
-69,456
| -4% | -$838K |
|
|
BPFH
1414
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
| $25.2M | 0.01% |
1,525,356
-127,479
| -8% | -$1.85M |
|
|
CS
1415
DELISTED
Credit Suisse Group
CS
| $25.2M | 0.01% |
1,761,332
+534,348
| +44% | +$7.49M |
|
1416
Werner Enterprises
WERN
$2.17B
| $25.2M | 0.01% |
934,959
+214,400
| +30% | +$5.53M |
|
1417
Haemonetics
HAE
$3.97B
| $25.2M | 0.01% |
626,448
-179,670
| -22% | -$6.77M |
|
1418
Ormat Technologies
ORA
$7.02B
| $24.9M | 0.01% |
465,105
+11,084
| +2% | +$538K |
|
|
SWFT
1419
DELISTED
Swift Transportation Company
SWFT
| $24.9M | 0.01% |
1,022,276
-79,416
| -7% | -$1.85M |
|
1420
Clean Harbors
CLH
$16.5B
| $24.9M | 0.01% |
447,252
-30,709
| -6% | -$1.55M |
|
|
WDR
1421
DELISTED
Waddell & Reed Financial, Inc.
WDR
| $24.9M | 0.01% |
1,274,892
-98,186
| -7% | -$1.83M |
|
|
VGR
1422
DELISTED
Vector Group Ltd.
VGR
| $24.9M | 0.01% |
1,784,984
-124,298
| -7% | -$1.61M |
|
|
HW
1423
DELISTED
Headwaters Inc
HW
| $24.8M | 0.01% |
1,055,969
-245,074
| -19% | -$4.98M |
|
1424
CRH
CRH
$67.3B
| $24.8M | 0.01% |
722,001
+332,823
| +86% | +$11.1M |
|
1425
Lumentum
LITE
$63.1B
| $24.8M | 0.01% |
641,968
+22,684
| +4% | +$903K |
|
Similar funds
Northern Trust's Q4 2016 Portfolio in Review
As of Q4 2016, Northern Trust held 4,303 positions worth $326B, up 1.6% from $321B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Northern Trust's Q4 2016 filing shows 118 new, 2,230 increased, 1,719 reduced and 119 closed positions. Its largest new stake was Yum China: 3,482,209 shares worth $91M. The largest sale was Apple, an estimated $264M.
By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 14% a quarter earlier, followed by Technology and Healthcare.
- Northern Trust's largest Q4 2016 buy was Yum China: 3,482,209 shares worth $91M.
- Northern Trust added most to FlexShares Global Upstream Natural Resources Index Fund in Q4 2016, an estimated $534M increase.
- Northern Trust's biggest Q4 2016 reduction was Apple, cutting an estimated $264M.
- Northern Trust fully exited LinkedIn Corporation in Q4 2016, selling an estimated $139M.
- Northern Trust's ten largest holdings make up 14% of its $326B portfolio in Q4 2016.
- Northern Trust opened 118 new positions and closed 119 in Q4 2016.
- Northern Trust's portfolio value rose 1.6% quarter-over-quarter to $326B.
Based on Northern Trust's 13F filing for Q4 2016, filed 13 Feb 2017.