Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 1000 ETF
IWB
|
+$272M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$198M |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$190M |
| 4 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$178M |
| 5 |
Public Storage
PSA
|
+$144M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$703M |
| 2 |
Microsoft
MSFT
|
+$383M |
| 3 |
KSU
Kansas City Southern
KSU
|
+$278M |
| 4 |
iShares MSCI India ETF
INDA
|
+$265M |
| 5 |
Meta Platforms (Facebook)
META
|
+$166M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 24.64% |
| 2 | Healthcare | 12.43% |
| 3 | Financials | 11.77% |
| 4 | Consumer Discretionary | 11.33% |
| 5 | Communication Services | 8.46% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4326
SELLAS Life Sciences
SLS
$2.32B
| $136K | ﹤0.01% |
24,605
| – | – |
|
4327
VirTra
VTSI
$37.2M
| $136K | ﹤0.01% |
19,400
-3,890
| -17% | -$30.9K |
|
4328
Intellicheck
IDN
$74.9M
| $135K | ﹤0.01% |
29,115
-5,677
| -16% | -$39K |
|
4329
loanDepot
LDI
$297M
| $135K | ﹤0.01% |
28,137
+9,506
| +51% | +$55.7K |
|
|
PRPH
4330
DELISTED
ProPhase Labs
PRPH
| $135K | ﹤0.01% |
1,887
| – | – |
|
4331
RF Industries
RFIL
$143M
| $135K | ﹤0.01% |
16,877
-122
| -0.7% | -$912 |
|
|
PMD
4332
DELISTED
Psychemedics Corporation
PMD
| $134K | ﹤0.01% |
19,125
-563
| -3% | -$4.5K |
|
4333
Eledon Pharmaceuticals
ELDN
$291M
| $133K | ﹤0.01% |
30,053
| – | – |
|
4334
Achieve Life Sciences
ACHV
$685M
| $132K | ﹤0.01% |
17,014
-298
| -2% | -$2.34K |
|
4335
Corbus Pharmaceuticals
CRBP
$189M
| $132K | ﹤0.01% |
7,120
-136
| -2% | -$3.68K |
|
4336
Hennessy Advisors
HNNA
$79M
| $132K | ﹤0.01% |
12,367
+438
| +4% | +$4.72K |
|
4337
RCM Technologies
RCMT
$202M
| $132K | ﹤0.01% |
18,558
+3,871
| +26% | +$26K |
|
|
ASAP
4338
DELISTED
Waitr Holdings Inc. Common Stock
ASAP
| $132K | ﹤0.01% |
8,914
| – | – |
|
|
RDBX
4339
DELISTED
Redbox Entertainment Inc. Class A Common Stock
RDBX
| $132K | ﹤0.01% |
+17,791
| New | +$199K |
|
4340
Alpha Pro Tech
APT
$54.8M
| $131K | ﹤0.01% |
22,024
| – | – |
|
4341
Broadway Financial
BYFC
$105M
| $131K | ﹤0.01% |
7,105
+2,229
| +46% | +$49.7K |
|
4342
Occidental Petroleum Corp Warrants
OXY.WS
$34.4B
| $131K | ﹤0.01% |
10,322
-10,229
| -50% | -$140K |
|
4343
Eton Pharmaceutcials
ETON
$1.14B
| $130K | ﹤0.01% |
30,355
| – | – |
|
4344
Genesis Energy
GEL
$1.94B
| $130K | ﹤0.01% |
12,110
-18,671
| -61% | -$208K |
|
4345
MINISO
MNSO
$3.56B
| $130K | ﹤0.01% |
12,516
-77
| -0.6% | -$1.07K |
|
|
RCOR
4346
DELISTED
Renovacor, Inc.
RCOR
| $130K | ﹤0.01% |
+16,861
| New | +$139K |
|
4347
LifeMD
LFMD
$159M
| $129K | ﹤0.01% |
33,303
| – | – |
|
4348
Super League Enterprise
SLE
$5.44M
| $128K | ﹤0.01% |
6
+1
| +20% | +$29.9K |
|
|
STCN
4349
DELISTED
Steel Connect, Inc. Common Stock
STCN
| $128K | ﹤0.01% |
9,773
-283
| -3% | -$4.67K |
|
|
SRXH
4350
SRX Global
SRXH
$35.7M
| $127K | ﹤0.01% |
20
+8
| +67% | +$57.5K |
|
Similar funds
Northern Trust's Q4 2021 Portfolio in Review
As of Q4 2021, Northern Trust held 4,871 positions worth $610B, up 8% from $565B the previous quarter. Its ten largest holdings account for 23% of the portfolio.
Northern Trust's Q4 2021 filing shows 218 new, 1,492 increased, 2,680 reduced and 100 closed positions. Its largest new stake was Rivian: 874,044 shares worth $90.6M. The largest sale was Apple, an estimated $703M.
By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 23% a quarter earlier, followed by Healthcare and Financials.
- Northern Trust's largest Q4 2021 buy was Rivian: 874,044 shares worth $90.6M.
- Northern Trust added most to iShares Russell 1000 ETF in Q4 2021, an estimated $272M increase.
- Northern Trust's biggest Q4 2021 reduction was Apple, cutting an estimated $703M.
- Northern Trust fully exited Kansas City Southern in Q4 2021, selling an estimated $278M.
- Northern Trust's ten largest holdings make up 23% of its $610B portfolio in Q4 2021.
- Northern Trust opened 218 new positions and closed 100 in Q4 2021.
- Northern Trust's portfolio value rose 8% quarter-over-quarter to $610B.
Based on Northern Trust's 13F filing for Q4 2021, filed 8 Feb 2022.