Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$823M |
| 2 |
Apple
AAPL
|
+$796M |
| 3 |
Amazon
AMZN
|
+$437M |
| 4 |
NVIDIA
NVDA
|
+$408M |
| 5 |
Kenvue
KVUE
|
+$367M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI Emerging Markets ETF
EEM
|
+$434M |
| 2 |
Johnson & Johnson
JNJ
|
+$135M |
| 3 |
LSI
Life Storage, Inc.
LSI
|
+$128M |
| 4 |
BKI
Black Knight, Inc. Common Stock
BKI
|
+$75.9M |
| 5 |
WWE
World Wrestling Entertainment
WWE
|
+$68.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 24.81% |
| 2 | Healthcare | 12.27% |
| 3 | Financials | 11.08% |
| 4 | Consumer Discretionary | 9.71% |
| 5 | Industrials | 8.18% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
DRRX
3951
DELISTED
DURECT Corp
DRRX
| $126K | ﹤0.01% |
50,408
+7,417
| +17% | +$25.3K |
|
3952
Verde Clean Fuels
VGAS
$27.8M
| $125K | ﹤0.01% |
33,198
+2,848
| +9% | +$13.3K |
|
3953
BlackRock MuniHoldings California Quality Fund
MUC
$1.02B
| $124K | ﹤0.01% |
13,000
| – | – |
|
|
ATYR
3954
aTyr Pharma
ATYR
$56.1M
| $124K | ﹤0.01% |
78,519
-37,410
| -32% | -$69.2K |
|
3955
Quantum Corp
QMCO
$966M
| $124K | ﹤0.01% |
10,152
| – | – |
|
3956
United Bancorp
UBCP
$89.4M
| $123K | ﹤0.01% |
10,673
-214
| -2% | -$2.51K |
|
3957
LifeVantage
LFVN
$81.9M
| $123K | ﹤0.01% |
19,091
-206
| -1% | -$1.15K |
|
3958
First Guaranty Bancshares
FGBI
$137M
| $123K | ﹤0.01% |
11,163
| – | – |
|
3959
Crawford & Co Class B
CRD.B
$584M
| $121K | ﹤0.01% |
14,166
-2,309
| -14% | -$20.3K |
|
3960
Smart Sand
SND
$214M
| $121K | ﹤0.01% |
52,056
+9,246
| +22% | +$18.3K |
|
|
CDTX
3961
DELISTED
Cidara Therapeutics
CDTX
| $121K | ﹤0.01% |
6,398
| – | – |
|
|
KRON
3962
DELISTED
Kronos Bio
KRON
| $120K | ﹤0.01% |
92,673
-947
| -1% | -$1.53K |
|
|
GIFI
3963
DELISTED
Gulf Island Fabrication
GIFI
| $120K | ﹤0.01% |
36,696
-248
| -0.7% | -$826 |
|
|
CMCT
3964
Creative Media & Community Trust
CMCT
$15M
| $120K | ﹤0.01% |
1
| – | – |
|
|
WMC
3965
DELISTED
Western Asset Mortgage Capital Corporation
WMC
| $119K | ﹤0.01% |
12,696
-130
| -1% | -$1.28K |
|
3966
VirTra
VTSI
$37.7M
| $119K | ﹤0.01% |
21,377
+3,352
| +19% | +$22.8K |
|
3967
GeneDx Holdings
WGS
$2.35B
| $119K | ﹤0.01% |
32,732
| – | – |
|
3968
SCYNEXIS
SCYX
$50.3M
| $119K | ﹤0.01% |
6,526
-277
| -4% | -$6.62K |
|
3969
Marchex
MCHX
$77.5M
| $119K | ﹤0.01% |
81,877
+120
| +0.1% | +$211 |
|
3970
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.69B
| $118K | ﹤0.01% |
11,476
-8,968
| -44% | -$101K |
|
|
ASXC
3971
DELISTED
Asensus Surgical, Inc.
ASXC
| $118K | ﹤0.01% |
438,125
| – | – |
|
|
VNET
3972
VNET Group
VNET
$2.12B
| $118K | ﹤0.01% |
37,574
+1,680
| +5% | +$5.05K |
|
3973
Gladstone Capital
GLAD
$450M
| $117K | ﹤0.01% |
6,073
+639
| +12% | +$13.2K |
|
|
FIRY
3974
Firy Inc
FIRY
$157M
| $117K | ﹤0.01% |
22,878
-7,707
| -25% | -$68.4K |
|
3975
Smith Micro Software
SMSI
$16.7M
| $117K | ﹤0.01% |
2,408
-11
| -0.5% | -$577 |
|
Similar funds
Northern Trust's Q3 2023 Portfolio in Review
As of Q3 2023, Northern Trust held 4,620 positions worth $516B, down 0.79% from $520B the previous quarter. Its ten largest holdings account for 23% of the portfolio.
Northern Trust's Q3 2023 filing shows 87 new, 2,316 increased, 1,712 reduced and 155 closed positions. Its largest new stake was TKO Group: 634,416 shares worth $53.3M. The largest sale was iShares MSCI Emerging Markets ETF, an estimated $434M.
By sector, the portfolio is most concentrated in Technology at 25% of assets, down from 25% a quarter earlier, followed by Healthcare and Financials.
- Northern Trust's largest Q3 2023 buy was TKO Group: 634,416 shares worth $53.3M.
- Northern Trust added most to Microsoft in Q3 2023, an estimated $823M increase.
- Northern Trust's biggest Q3 2023 reduction was iShares MSCI Emerging Markets ETF, cutting an estimated $434M.
- Northern Trust fully exited Life Storage, Inc. in Q3 2023, selling an estimated $128M.
- Northern Trust's ten largest holdings make up 23% of its $516B portfolio in Q3 2023.
- Northern Trust opened 87 new positions and closed 155 in Q3 2023.
- Northern Trust's portfolio value fell 0.79% quarter-over-quarter to $516B.
Based on Northern Trust's 13F filing for Q3 2023, filed 13 Nov 2023.