Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$405M |
| 2 |
Enbridge
ENB
|
+$200M |
| 3 |
Abbott
ABT
|
+$132M |
| 4 |
Vanguard FTSE All-World ex-US ETF
VEU
|
+$109M |
| 5 |
Incyte
INCY
|
+$108M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TotalEnergies
TTE
|
+$2.73B |
| 2 |
SE
Spectra Energy Corp Wi
SE
|
+$466M |
| 3 |
Carnival Corporation Ltd
CCL
|
+$271M |
| 4 |
STJ
St Jude Medical
STJ
|
+$218M |
| 5 |
LLTC
Linear Technology Corp
LLTC
|
+$184M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.01% |
| 2 | Technology | 13.95% |
| 3 | Healthcare | 12.34% |
| 4 | Industrials | 10.72% |
| 5 | Consumer Discretionary | 8.88% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
PPIH
3901
Perma-Pipe International
PPIH
$215M
| $107K | ﹤0.01% |
13,427
+1,040
| +8% | +$8.61K |
|
|
BIOA
3902
DELISTED
BioAmber Inc.
BIOA
| $107K | ﹤0.01% |
46,169
+23,135
| +100% | +$87.9K |
|
3903
Palisade Bio
PALI
$367M
| – | – |
0
| – | – |
|
3904
RCM Technologies
RCMT
$208M
| $106K | ﹤0.01% |
22,278
-381
| -2% | -$2.16K |
|
|
CIVI
3905
DELISTED
Civitas Resources
CIVI
| $105K | ﹤0.01% |
808
-37
| -4% | -$7.44K |
|
|
SPRT
3906
DELISTED
support.com, Inc.
SPRT
| $104K | ﹤0.01% |
47,417
+12,021
| +34% | +$26.9K |
|
|
UNXL
3907
DELISTED
Uni-Pixel, Inc.
UNXL
| $104K | ﹤0.01% |
122,683
+61,901
| +102% | +$68.3K |
|
|
REXX
3908
DELISTED
Rex Energy Corporation
REXX
| $104K | ﹤0.01% |
21,995
+6,186
| +39% | +$37.2K |
|
3909
CorMedix
CRMD
$584M
| $103K | ﹤0.01% |
12,693
+1,741
| +16% | +$16.6K |
|
|
MTEM
3910
DELISTED
Molecular Templates, Inc.
MTEM
| $103K | ﹤0.01% |
1,096
+76
| +7% | +$7.11K |
|
|
NLST
3911
DELISTED
Netlist, Inc.
NLST
| $103K | ﹤0.01% |
103,231
+30,140
| +41% | +$30.1K |
|
3912
EyePoint Inc
EYPT
$1.2B
| $101K | ﹤0.01% |
5,845
+631
| +12% | +$11.2K |
|
|
OCSI
3913
DELISTED
Oaktree Strategic Income Corporation
OCSI
| $101K | ﹤0.01% |
11,470
+215
| +2% | +$1.98K |
|
3914
Friedman Industries
FRD
$317M
| $100K | ﹤0.01% |
15,478
-294
| -2% | -$1.96K |
|
3915
CarParts.com
PRTS
$54.7M
| $100K | ﹤0.01% |
2,985
+347
| +13% | +$11.7K |
|
3916
Data I/O
DAIO
$30.6M
| $99K | ﹤0.01% |
19,946
+1,101
| +6% | +$5.1K |
|
|
ESXB
3917
DELISTED
Community Bankers Trust Corporation
ESXB
| $99K | ﹤0.01% |
+12,362
| New | +$96.2K |
|
|
CEMI
3918
DELISTED
Chembio diagnostics, Inc.
CEMI
| $99K | ﹤0.01% |
18,733
+4,436
| +31% | +$25.8K |
|
3919
Great Elm Group
GEG
$69.3M
| $98K | ﹤0.01% |
29,809
+8,279
| +38% | +$28.3K |
|
3920
Zevra Therapeutics
ZVRA
$686M
| $98K | ﹤0.01% |
1,256
+383
| +44% | +$23.3K |
|
3921
Siebert Financial
SIEB
$68.4M
| $97K | ﹤0.01% |
26,893
+1,975
| +8% | +$5.9K |
|
|
STEW
3922
SRH Total Return Fund
STEW
$1.81B
| $97K | ﹤0.01% |
10,464
-536
| -5% | -$4.94K |
|
|
EMAN
3923
DELISTED
eMagin Corporation
EMAN
| $96K | ﹤0.01% |
40,832
+4,605
| +13% | +$10.8K |
|
|
ALPN
3924
DELISTED
Alpine Immune Sciences Inc
ALPN
| $95K | ﹤0.01% |
8,137
+5,534
| +213% | +$56.1K |
|
3925
American Realty Investors
ARL
$248M
| $94K | ﹤0.01% |
11,594
-124
| -1% | -$886 |
|
Similar funds
Northern Trust's Q1 2017 Portfolio in Review
As of Q1 2017, Northern Trust held 4,355 positions worth $347B, up 6.4% from $326B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Northern Trust's Q1 2017 filing shows 170 new, 2,999 increased, 961 reduced and 105 closed positions. Its largest new stake was Bioverativ Inc. Common Stock: 962,960 shares worth $52.4M. The largest sale was TotalEnergies, an estimated $2.73B.
By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 16% a quarter earlier, followed by Technology and Healthcare.
- Northern Trust's largest Q1 2017 buy was Bioverativ Inc. Common Stock: 962,960 shares worth $52.4M.
- Northern Trust added most to FlexShares Global Upstream Natural Resources Index Fund in Q1 2017, an estimated $405M increase.
- Northern Trust's biggest Q1 2017 reduction was TotalEnergies, cutting an estimated $2.73B.
- Northern Trust fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $466M.
- Northern Trust's ten largest holdings make up 14% of its $347B portfolio in Q1 2017.
- Northern Trust opened 170 new positions and closed 105 in Q1 2017.
- Northern Trust's portfolio value rose 6.4% quarter-over-quarter to $347B.
Based on Northern Trust's 13F filing for Q1 2017, filed 12 May 2017.