Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$405M |
| 2 |
Enbridge
ENB
|
+$200M |
| 3 |
Abbott
ABT
|
+$132M |
| 4 |
Vanguard FTSE All-World ex-US ETF
VEU
|
+$109M |
| 5 |
Incyte
INCY
|
+$108M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TotalEnergies
TTE
|
+$2.73B |
| 2 |
SE
Spectra Energy Corp Wi
SE
|
+$466M |
| 3 |
Carnival Corporation Ltd
CCL
|
+$271M |
| 4 |
STJ
St Jude Medical
STJ
|
+$218M |
| 5 |
LLTC
Linear Technology Corp
LLTC
|
+$184M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.01% |
| 2 | Technology | 13.95% |
| 3 | Healthcare | 12.34% |
| 4 | Industrials | 10.72% |
| 5 | Consumer Discretionary | 8.88% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
MATR
3851
DELISTED
Mattersight Corp.
MATR
| $137K | ﹤0.01% |
39,199
+3,263
| +9% | +$11.9K |
|
|
TLRA
3852
DELISTED
Telaria, Inc.
TLRA
| $136K | ﹤0.01% |
67,912
+32,503
| +92% | +$72.9K |
|
|
BSQR
3853
DELISTED
BSQUARE Corporation
BSQR
| $136K | ﹤0.01% |
25,034
+4,088
| +20% | +$22.7K |
|
3854
BK Technologies
BKTI
$284M
| $135K | ﹤0.01% |
5,387
+720
| +15% | +$18.2K |
|
|
JNP
3855
DELISTED
Juniper Pharmaceuticals, Inc. Common Stock
JNP
| $135K | ﹤0.01% |
28,354
-5,588
| -16% | -$28.2K |
|
|
HTM
3856
DELISTED
U.S. Geothermal Inc.
HTM
| $135K | ﹤0.01% |
32,889
+1,127
| +4% | +$4.9K |
|
|
IO
3857
DELISTED
ION Geophysical Corporation
IO
| $135K | ﹤0.01% |
27,826
+799
| +3% | +$4.11K |
|
3858
Innodata
INOD
$2.06B
| $133K | ﹤0.01% |
60,509
+5,953
| +11% | +$12.8K |
|
|
CGNT
3859
DELISTED
Cogentix Medical, Inc.
CGNT
| $133K | ﹤0.01% |
73,600
+19,453
| +36% | +$38.4K |
|
3860
CVD Equipment Corp
CVV
$55M
| $132K | ﹤0.01% |
12,711
+1,344
| +12% | +$13.4K |
|
3861
Neonode
NEON
$17M
| $131K | ﹤0.01% |
8,161
+913
| +13% | +$15K |
|
|
ACFC
3862
DELISTED
Atlantic Coast Financial Corporation
ACFC
| $131K | ﹤0.01% |
17,225
+2,189
| +15% | +$16.5K |
|
|
FENG
3863
Phoenix New Media
FENG
$18.6M
| $129K | ﹤0.01% |
6,160
-152
| -2% | -$3.23K |
|
|
XXII
3864
22nd Century Group
XXII
$1.52M
| – | – |
0
| – | – |
|
|
ICAD
3865
DELISTED
iCAD Inc
ICAD
| $128K | ﹤0.01% |
26,542
+1,974
| +8% | +$7.66K |
|
|
VIRX
3866
DELISTED
Viracta Therapeutics, Inc. Common Stock
VIRX
| $128K | ﹤0.01% |
895
+204
| +30% | +$29.2K |
|
3867
Tandy Leather Factory
TLF
$19.9M
| $127K | ﹤0.01% |
15,517
+4,024
| +35% | +$31.7K |
|
|
SMED
3868
DELISTED
Sharps Compliance Corp
SMED
| $127K | ﹤0.01% |
26,647
+1,759
| +7% | +$8.09K |
|
|
SKIS
3869
DELISTED
Peak Resorts, Inc.
SKIS
| $127K | ﹤0.01% |
+22,432
| New | +$129K |
|
|
BIOL
3870
DELISTED
Biolase, Inc.
BIOL
| $126K | ﹤0.01% |
7
-12
| -63% | -$218K |
|
3871
Kura Oncology
KURA
$851M
| $125K | ﹤0.01% |
14,190
+1,808
| +15% | +$13.3K |
|
|
ASFI
3872
DELISTED
Asta Funding Inc
ASFI
| $125K | ﹤0.01% |
15,290
-1,898
| -11% | -$18K |
|
|
MMAT
3873
DELISTED
Meta Materials Inc. Common Stock
MMAT
| $124K | ﹤0.01% |
443
+186
| +72% | +$54.8K |
|
|
SNMX
3874
DELISTED
Senomyx, Inc.
SNMX
| $124K | ﹤0.01% |
125,221
+11,187
| +10% | +$12.3K |
|
3875
Spyre Therapeutics
SYRE
$9.24B
| $123K | ﹤0.01% |
+660
| New | +$93.2K |
|
Similar funds
Northern Trust's Q1 2017 Portfolio in Review
As of Q1 2017, Northern Trust held 4,355 positions worth $347B, up 6.4% from $326B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Northern Trust's Q1 2017 filing shows 170 new, 2,999 increased, 961 reduced and 105 closed positions. Its largest new stake was Bioverativ Inc. Common Stock: 962,960 shares worth $52.4M. The largest sale was TotalEnergies, an estimated $2.73B.
By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 16% a quarter earlier, followed by Technology and Healthcare.
- Northern Trust's largest Q1 2017 buy was Bioverativ Inc. Common Stock: 962,960 shares worth $52.4M.
- Northern Trust added most to FlexShares Global Upstream Natural Resources Index Fund in Q1 2017, an estimated $405M increase.
- Northern Trust's biggest Q1 2017 reduction was TotalEnergies, cutting an estimated $2.73B.
- Northern Trust fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $466M.
- Northern Trust's ten largest holdings make up 14% of its $347B portfolio in Q1 2017.
- Northern Trust opened 170 new positions and closed 105 in Q1 2017.
- Northern Trust's portfolio value rose 6.4% quarter-over-quarter to $347B.
Based on Northern Trust's 13F filing for Q1 2017, filed 12 May 2017.