Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Meta Platforms (Facebook)
META
|
+$496M |
| 2 |
Coca-Cola
KO
|
+$488M |
| 3 |
Carnival Corporation Ltd
CCL
|
+$459M |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$298M |
| 5 |
Gogo Inc
GOGO
|
+$173M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DELL
DELL INC
DELL
|
+$252M |
| 2 |
iShares Russell 1000 Growth ETF
IWF
|
+$229M |
| 3 |
Perrigo
PRGO
|
+$148M |
| 4 |
NYX
NYSE EURONEXT INC
NYX
|
+$128M |
| 5 |
Apple
AAPL
|
+$123M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.4% |
| 2 | Technology | 12.88% |
| 3 | Healthcare | 12.04% |
| 4 | Industrials | 11.61% |
| 5 | Consumer Discretionary | 8.94% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3726
IRIDEX
IRIX
$15.2M
| $183K | ﹤0.01% |
+17,987
| New | +$144K |
|
3727
Friedman Industries
FRD
$319M
| $182K | ﹤0.01% |
21,424
-115
| -0.5% | -$1.08K |
|
3728
Nuveen Preferred & Income Opportunities Fund
JPC
$2.92B
| $180K | ﹤0.01% |
20,382
+5,912
| +41% | +$51.6K |
|
3729
Timberland Bancorp
TSBK
$347M
| $180K | ﹤0.01% |
18,733
-105
| -0.6% | -$950 |
|
|
CTHR
3730
DELISTED
Charles & Colvard Ltd
CTHR
| $180K | ﹤0.01% |
3,572
-10
| -0.3% | -$561 |
|
3731
PAR Technology
PAR
$737M
| $179K | ﹤0.01% |
32,905
-200
| -0.6% | -$1.07K |
|
|
BZC
3732
DELISTED
BREEZE-EASTERN CORPORATION COM
BZC
| $179K | ﹤0.01% |
19,488
-100
| -0.5% | -$942 |
|
3733
Nuveen Credit Strategies Income Fund
JQC
$714M
| $178K | ﹤0.01% |
18,300
-1,500
| -8% | -$14.1K |
|
3734
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
| $177K | ﹤0.01% |
332,078
+17,826
| +6% | +$958K |
|
|
HNSN
3735
DELISTED
HANSEN MEDICAL, INC. COM NEW
HNSN
| $176K | ﹤0.01% |
10,156
-552
| -5% | -$10.2K |
|
|
NSTG
3736
DELISTED
NanoString Technologies, Inc.
NSTG
| $175K | ﹤0.01% |
+10,139
| New | +$125K |
|
|
AMBI
3737
DELISTED
Ambit Biosciences Corp
AMBI
| $175K | ﹤0.01% |
18,156
+3,240
| +22% | +$43.3K |
|
|
AGEN
3738
Agenus
AGEN
$286M
| $173K | ﹤0.01% |
3,332
+819
| +33% | +$42.2K |
|
3739
Crown Crafts
CRWS
$32.1M
| $173K | ﹤0.01% |
22,241
-200
| -0.9% | -$1.54K |
|
3740
Global X Uranium ETF
URA
$6.22B
| $173K | ﹤0.01% |
+5,667
| New | +$165K |
|
|
SIFI
3741
DELISTED
SI Financial Group, Inc. NEW MD
SIFI
| $171K | ﹤0.01% |
14,175
+285
| +2% | +$3.31K |
|
|
VXRT
3742
DELISTED
Vaxart
VXRT
| $170K | ﹤0.01% |
3,668
+947
| +35% | +$41.7K |
|
3743
RCM Technologies
RCMT
$205M
| $168K | ﹤0.01% |
24,035
+205
| +0.9% | +$1.33K |
|
3744
Value Line
VALU
$361M
| $166K | ﹤0.01% |
14,312
-628
| -4% | -$6.14K |
|
|
ASIA
3745
DELISTED
ASIAINFO-LINKAGE INC COM STK (DE)
ASIA
| $165K | ﹤0.01% |
13,774
-70,560
| -84% | -$825K |
|
3746
Emerson Radio
MSN
$7.97M
| $164K | ﹤0.01% |
85,965
-300
| -0.3% | -$572 |
|
3747
United Microelectronic
UMC
$47.8B
| $164K | ﹤0.01% |
80,248
+9,479
| +13% | +$19.2K |
|
3748
Diana Shipping
DSX
$299M
| $162K | ﹤0.01% |
17,450
-6,866
| -28% | -$57.2K |
|
|
CACH
3749
DELISTED
CACHE INC (DE)
CACH
| $162K | ﹤0.01% |
29,802
-200
| -0.7% | -$1.11K |
|
3750
Rocky Mountain Chocolate Factory
RMCF
$7.83M
| $161K | ﹤0.01% |
13,860
-200
| -1% | -$2.49K |
|
Similar funds
Northern Trust's Q4 2013 Portfolio in Review
As of Q4 2013, Northern Trust held 4,221 positions worth $312B, up 9.8% from $284B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Northern Trust's Q4 2013 filing shows 147 new, 2,436 increased, 1,364 reduced and 114 closed positions. Its largest new stake was American Airlines Group: 1,704,899 shares worth $43M. The largest sale was DELL INC, an estimated $252M.
By sector, the portfolio is most concentrated in Financials at 14% of assets, up from 14% a quarter earlier, followed by Technology and Healthcare.
- Northern Trust's largest Q4 2013 buy was American Airlines Group: 1,704,899 shares worth $43M.
- Northern Trust added most to Meta Platforms (Facebook) in Q4 2013, an estimated $496M increase.
- Northern Trust's biggest Q4 2013 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $229M.
- Northern Trust fully exited DELL INC in Q4 2013, selling an estimated $252M.
- Northern Trust's ten largest holdings make up 14% of its $312B portfolio in Q4 2013.
- Northern Trust opened 147 new positions and closed 114 in Q4 2013.
- Northern Trust's portfolio value rose 9.8% quarter-over-quarter to $312B.
Based on Northern Trust's 13F filing for Q4 2013, filed 12 Feb 2014.