Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$534M |
| 2 |
Teva Pharmaceuticals
TEVA
|
+$207M |
| 3 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$156M |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$145M |
| 5 |
EVHC
Envision Healthcare Holdings Inc
EVHC
|
+$98.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$264M |
| 2 |
Yum! Brands
YUM
|
+$144M |
| 3 |
LNKD
LinkedIn Corporation
LNKD
|
+$139M |
| 4 |
AGN
Allergan plc
AGN
|
+$118M |
| 5 |
Microsoft
MSFT
|
+$118M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.51% |
| 2 | Technology | 13.34% |
| 3 | Healthcare | 12.1% |
| 4 | Industrials | 10.87% |
| 5 | Consumer Discretionary | 8.87% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
BANX
3701
ArrowMark Financial
BANX
$197M
| $212K | ﹤0.01% |
11,370
+250
| +2% | +$4.62K |
|
3702
Consumer Portfolio Services
CPSS
$201M
| $212K | ﹤0.01% |
41,497
+873
| +2% | +$4.19K |
|
3703
DNP Select Income Fund
DNP
$4.09B
| $212K | ﹤0.01% |
20,699
-1,000
| -5% | -$10.1K |
|
|
XNET
3704
Xunlei
XNET
$321M
| $212K | ﹤0.01% |
55,035
+18,409
| +50% | +$84.3K |
|
|
FGH
3705
DELISTED
FG Group Holdings Inc.
FGH
| $212K | ﹤0.01% |
26,532
+2,818
| +12% | +$19.8K |
|
|
JCAP
3706
DELISTED
Jernigan Capital, Inc.
JCAP
| $212K | ﹤0.01% |
+10,053
| New | +$192K |
|
3707
WisdomTree US AI Enhanced Value Fund
AIVL
$435M
| $211K | ﹤0.01% |
2,629
-100
| -4% | -$7.89K |
|
3708
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
| $211K | ﹤0.01% |
+4,667
| New | +$208K |
|
|
IPAS
3709
DELISTED
Ipass Inc Common Stock
IPAS
| $211K | ﹤0.01% |
12,769
+373
| +3% | +$6.13K |
|
3710
Kornit Digital
KRNT
$778M
| $210K | ﹤0.01% |
16,600
+200
| +1% | +$2.3K |
|
|
SUNW
3711
DELISTED
Sunworks, Inc.
SUNW
| $210K | ﹤0.01% |
15,018
+3,962
| +36% | +$70.1K |
|
3712
Orion
OEC
$389M
| $209K | ﹤0.01% |
11,062
+986
| +10% | +$18.8K |
|
|
ALR
3713
DELISTED
AlerisLife Inc
ALR
| $209K | ﹤0.01% |
7,736
-728
| -9% | -$19.3K |
|
|
KTEC
3714
DELISTED
Key Technology Inc
KTEC
| $209K | ﹤0.01% |
18,098
+384
| +2% | +$4.23K |
|
3715
AllianceBernstein
AB
$3.45B
| $207K | ﹤0.01% |
+8,830
| New | +$199K |
|
3716
Xtrackers MSCI Japan Hedged Equity ETF
DBJP
$708M
| $207K | ﹤0.01% |
+5,573
| New | +$197K |
|
|
STB
3717
DELISTED
Student Transportation Inc
STB
| $207K | ﹤0.01% |
37,075
+24,383
| +192% | +$141K |
|
|
MJCO
3718
DELISTED
Majesco
MJCO
| $206K | ﹤0.01% |
33,910
+47
| +0.1% | +$235 |
|
3719
iShares Morningstar Small-Cap Value ETF
ISCV
$704M
| $205K | ﹤0.01% |
4,314
-441
| -9% | -$19.9K |
|
|
VRAY
3720
DELISTED
ViewRay, Inc.
VRAY
| $204K | ﹤0.01% |
65,131
+4,032
| +7% | +$13.6K |
|
3721
Fulgent Genetics
FLGT
$524M
| $203K | ﹤0.01% |
+17,510
| New | +$165K |
|
3722
SELLAS Life Sciences
SLS
$2.17B
| $202K | ﹤0.01% |
+69
| New | +$401K |
|
3723
SLR Investment Corp
SLRC
$708M
| $202K | ﹤0.01% |
+9,695
| New | +$198K |
|
|
MNTX
3724
DELISTED
Manitex International, Inc.
MNTX
| $202K | ﹤0.01% |
29,432
-10,056
| -25% | -$56.5K |
|
3725
Inseego
INSG
$87.7M
| $201K | ﹤0.01% |
8,236
+612
| +8% | +$16.2K |
|
Similar funds
Northern Trust's Q4 2016 Portfolio in Review
As of Q4 2016, Northern Trust held 4,303 positions worth $326B, up 1.6% from $321B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Northern Trust's Q4 2016 filing shows 118 new, 2,230 increased, 1,719 reduced and 119 closed positions. Its largest new stake was Yum China: 3,482,209 shares worth $91M. The largest sale was Apple, an estimated $264M.
By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 14% a quarter earlier, followed by Technology and Healthcare.
- Northern Trust's largest Q4 2016 buy was Yum China: 3,482,209 shares worth $91M.
- Northern Trust added most to FlexShares Global Upstream Natural Resources Index Fund in Q4 2016, an estimated $534M increase.
- Northern Trust's biggest Q4 2016 reduction was Apple, cutting an estimated $264M.
- Northern Trust fully exited LinkedIn Corporation in Q4 2016, selling an estimated $139M.
- Northern Trust's ten largest holdings make up 14% of its $326B portfolio in Q4 2016.
- Northern Trust opened 118 new positions and closed 119 in Q4 2016.
- Northern Trust's portfolio value rose 1.6% quarter-over-quarter to $326B.
Based on Northern Trust's 13F filing for Q4 2016, filed 13 Feb 2017.