Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Fidelity National Information Services
FIS
|
+$392M |
| 2 |
Global Payments
GPN
|
+$303M |
| 3 |
L3Harris
LHX
|
+$258M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$209M |
| 5 |
FISV
Fiserv Inc
FISV
|
+$175M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$684M |
| 2 |
Microsoft
MSFT
|
+$451M |
| 3 |
APC
Anadarko Petroleum
APC
|
+$428M |
| 4 |
RHT
Red Hat Inc
RHT
|
+$388M |
| 5 |
TSS
Total System Services, Inc.
TSS
|
+$302M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 17.18% |
| 2 | Financials | 14.44% |
| 3 | Healthcare | 12.29% |
| 4 | Consumer Discretionary | 9.82% |
| 5 | Industrials | 9.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3601
Comp X International
CIX
$374M
| $399K | ﹤0.01% |
27,911
+200
| +0.7% | +$3.04K |
|
|
IVAC
3602
DELISTED
Intevac Inc
IVAC
| $399K | ﹤0.01% |
76,059
-1,635
| -2% | -$8.15K |
|
3603
Loop Industries
LOOP
$31.7M
| $397K | ﹤0.01% |
30,990
+17,486
| +129% | +$238K |
|
3604
Vaalco Energy
EGY
$622M
| $394K | ﹤0.01% |
194,247
+30,228
| +18% | +$53.3K |
|
|
SWTX
3605
DELISTED
SpringWorks Therapeutics
SWTX
| $393K | ﹤0.01% |
+18,124
| New | +$428K |
|
3606
Townsquare Media
TSQ
$108M
| $393K | ﹤0.01% |
55,837
-461
| -0.8% | -$2.79K |
|
3607
Ramaco Resources Class A
METC
$645M
| $391K | ﹤0.01% |
108,244
+20,921
| +24% | +$90.2K |
|
3608
Silicom
SILC
$240M
| $390K | ﹤0.01% |
+12,348
| New | +$386K |
|
3609
Transact Technologies
TACT
$57.6M
| $388K | ﹤0.01% |
31,956
-485
| -1% | -$5.83K |
|
|
NYNY
3610
DELISTED
Empire Resorts, Inc.
NYNY
| $388K | ﹤0.01% |
40,294
+1,846
| +5% | +$17.8K |
|
|
CHGA
3611
Change Agents Corporation Common Stock
CHGA
$2.89M
| $383K | ﹤0.01% |
1,364
+1,242
| +1,018% | +$391K |
|
3612
Wrap Technologies
WRAP
$102M
| $380K | ﹤0.01% |
93,294
+61,165
| +190% | +$279K |
|
3613
Frequency Electronics
FEIM
$801M
| $376K | ﹤0.01% |
30,940
-300
| -1% | -$3.43K |
|
|
PFIE
3614
DELISTED
Profire Energy, Inc
PFIE
| $375K | ﹤0.01% |
198,337
-63,586
| -24% | -$97K |
|
|
HDV
3615
iShares Core High Dividend ETF
HDV
$15B
| $371K | ﹤0.01% |
+19,725
| New | +$371K |
|
3616
Mirum Pharmaceuticals
MIRM
$6.02B
| $370K | ﹤0.01% |
+36,813
| New | +$452K |
|
3617
Sonida Senior Living
SNDA
$1.99B
| $369K | ﹤0.01% |
5,617
-14,277
| -72% | -$999K |
|
3618
Climb Global Solutions
CLMB
$506M
| $365K | ﹤0.01% |
97,148
-6,100
| -6% | -$19.9K |
|
|
MACK
3619
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
| $360K | ﹤0.01% |
79,946
-23,217
| -23% | -$116K |
|
|
EARN
3620
Ellington Residential Mortgage REIT
EARN
$164M
| $354K | ﹤0.01% |
33,549
-7,776
| -19% | -$83.6K |
|
3621
iShares US Financials ETF
IYF
$4.4B
| $354K | ﹤0.01% |
5,506
| – | – |
|
3622
Fulcrum Therapeutics
FULC
$286M
| $353K | ﹤0.01% |
+53,211
| New | +$589K |
|
3623
iShares Morningstar Mid-Cap ETF
IMCB
$1.71B
| $353K | ﹤0.01% |
+7,136
| New | +$348K |
|
|
IO
3624
DELISTED
ION Geophysical Corporation
IO
| $351K | ﹤0.01% |
38,594
-104,035
| -73% | -$920K |
|
3625
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.75B
| $350K | ﹤0.01% |
38,052
-7,848
| -17% | -$70.6K |
|
Similar funds
Northern Trust's Q3 2019 Portfolio in Review
As of Q3 2019, Northern Trust held 4,376 positions worth $418B, down 0.91% from $422B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
Northern Trust's Q3 2019 filing shows 108 new, 2,350 increased, 1,567 reduced and 122 closed positions. Its largest new stake was iShares MSCI Saudi Arabia ETF: 541,298 shares worth $16.5M. The largest sale was Apple, an estimated $684M.
By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q3 2019 buy was iShares MSCI Saudi Arabia ETF: 541,298 shares worth $16.5M.
- Northern Trust added most to Fidelity National Information Services in Q3 2019, an estimated $392M increase.
- Northern Trust's biggest Q3 2019 reduction was Apple, cutting an estimated $684M.
- Northern Trust fully exited Anadarko Petroleum in Q3 2019, selling an estimated $428M.
- Northern Trust's ten largest holdings make up 16% of its $418B portfolio in Q3 2019.
- Northern Trust opened 108 new positions and closed 122 in Q3 2019.
- Northern Trust's portfolio value fell 0.91% quarter-over-quarter to $418B.
Based on Northern Trust's 13F filing for Q3 2019, filed 13 Nov 2019.