Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Linde
LIN
|
+$994M |
| 2 |
Cigna
CI
|
+$524M |
| 3 |
Microsoft
MSFT
|
+$395M |
| 4 |
Amazon
AMZN
|
+$281M |
| 5 |
CVS Health
CVS
|
+$265M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ESRX
Express Scripts Holding Company
ESRX
|
+$918M |
| 2 |
AET
Aetna Inc
AET
|
+$761M |
| 3 |
PX
Praxair Inc
PX
|
+$581M |
| 4 |
COL
Rockwell Collins
COL
|
+$274M |
| 5 |
CA
CA, Inc.
CA
|
+$239M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.98% |
| 2 | Financials | 14.41% |
| 3 | Healthcare | 13.78% |
| 4 | Consumer Discretionary | 9.86% |
| 5 | Industrials | 8.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
NTGN
3576
DELISTED
Neon Therapeutics, Inc. Common Stock
NTGN
| $446K | ﹤0.01% |
88,678
+36,170
| +69% | +$253K |
|
|
DNBF
3577
DELISTED
DNB Financial Corp
DNBF
| $446K | ﹤0.01% |
15,681
-536
| -3% | -$18.3K |
|
3578
Celestica
CLS
$39.7B
| $442K | ﹤0.01% |
50,366
-2,448
| -5% | -$24.5K |
|
3579
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
| $438K | ﹤0.01% |
8,356
+1,903
| +29% | +$105K |
|
|
AREX
3580
DELISTED
Approach Resources Inc.
AREX
| $437K | ﹤0.01% |
501,490
+7,516
| +2% | +$11.5K |
|
3581
American Superconductor
AMSC
$1.5B
| $435K | ﹤0.01% |
39,024
-4,977
| -11% | -$42.5K |
|
|
EARN
3582
Ellington Residential Mortgage REIT
EARN
$164M
| $435K | ﹤0.01% |
42,541
-21
| -0% | -$227 |
|
3583
First Western Financial
MYFW
$305M
| $433K | ﹤0.01% |
+36,971
| New | +$499K |
|
|
ZOM
3584
DELISTED
Zomedica Corp.
ZOM
| $433K | ﹤0.01% |
351,842
-1,492
| -0.4% | -$2.37K |
|
|
SLY
3585
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
| $431K | ﹤0.01% |
7,185
+1,091
| +18% | +$73K |
|
|
CHAP
3586
DELISTED
Chaparral Energy, Inc.
CHAP
| $428K | ﹤0.01% |
86,927
+25,037
| +40% | +$319K |
|
|
IMH
3587
DELISTED
Impac Mortgage Holdings Inc.
IMH
| $428K | ﹤0.01% |
113,176
+705
| +0.6% | +$3.46K |
|
3588
Landmark Bancorp
LARK
$196M
| $426K | ﹤0.01% |
25,837
-1,137
| -4% | -$20.3K |
|
3589
LiveOne
LVO
$60.4M
| $426K | ﹤0.01% |
8,614
+1,751
| +26% | +$68.2K |
|
3590
Golub Capital BDC
GBDC
$3.41B
| $425K | ﹤0.01% |
26,335
-467
| -2% | -$8.31K |
|
|
KEG
3591
DELISTED
Key Energy Services, Inc. Common Stock
KEG
| $423K | ﹤0.01% |
204,476
-255,294
| -56% | -$1.86M |
|
3592
Bloom Energy
BE
$62B
| $418K | ﹤0.01% |
41,903
-46,401
| -53% | -$896K |
|
3593
NLI Holdings
NL
$308M
| $418K | ﹤0.01% |
119,204
-3,163
| -3% | -$15.4K |
|
|
CTIC
3594
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
| $418K | ﹤0.01% |
570,506
-281
| -0% | -$462 |
|
3595
Bank7 Corp
BSVN
$482M
| $417K | ﹤0.01% |
+31,210
| New | +$543K |
|
3596
Transcat
TRNS
$850M
| $416K | ﹤0.01% |
21,890
-1,357
| -6% | -$28K |
|
|
MCF
3597
DELISTED
Contango Oil & Gas Co.
MCF
| $416K | ﹤0.01% |
128,255
+26,164
| +26% | +$121K |
|
3598
electroCore
ECOR
$80.8M
| $415K | ﹤0.01% |
4,431
+315
| +8% | +$41.1K |
|
3599
Ares Management
ARES
$31B
| $414K | ﹤0.01% |
+23,291
| New | +$488K |
|
3600
Ramaco Resources Class A
METC
$645M
| $414K | ﹤0.01% |
86,447
+1,349
| +2% | +$8.27K |
|
Similar funds
Northern Trust's Q4 2018 Portfolio in Review
As of Q4 2018, Northern Trust held 4,401 positions worth $357B, down 13% from $409B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
Trading was light in Q4 2018: portfolio turnover was 5%. Northern Trust opened 95 new positions and exited 125, leaving the 4,401-position portfolio largely intact.
By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q4 2018 buy was Linde: 6,288,266 shares worth $981M.
- Northern Trust added most to Cigna in Q4 2018, an estimated $524M increase.
- Northern Trust's biggest Q4 2018 reduction was FlexShares iBoxx 3-Year Target Duration TIPS Index Fund, cutting an estimated $224M.
- Northern Trust fully exited Express Scripts Holding Company in Q4 2018, selling an estimated $918M.
- Northern Trust's ten largest holdings make up 16% of its $357B portfolio in Q4 2018.
- Northern Trust opened 95 new positions and closed 125 in Q4 2018.
- Northern Trust's portfolio value fell 13% quarter-over-quarter to $357B.
Based on Northern Trust's 13F filing for Q4 2018, filed 12 Feb 2019.