Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$405M |
| 2 |
Enbridge
ENB
|
+$200M |
| 3 |
Abbott
ABT
|
+$132M |
| 4 |
Vanguard FTSE All-World ex-US ETF
VEU
|
+$109M |
| 5 |
Incyte
INCY
|
+$108M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TotalEnergies
TTE
|
+$2.73B |
| 2 |
SE
Spectra Energy Corp Wi
SE
|
+$466M |
| 3 |
Carnival Corporation Ltd
CCL
|
+$271M |
| 4 |
STJ
St Jude Medical
STJ
|
+$218M |
| 5 |
LLTC
Linear Technology Corp
LLTC
|
+$184M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.01% |
| 2 | Technology | 13.95% |
| 3 | Healthcare | 12.34% |
| 4 | Industrials | 10.72% |
| 5 | Consumer Discretionary | 8.88% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AREX
3576
DELISTED
Approach Resources Inc.
AREX
| $385K | ﹤0.01% |
153,133
+5,949
| +4% | +$17.2K |
|
3577
Unity Bancorp
UNTY
$598M
| $384K | ﹤0.01% |
22,664
+2,428
| +12% | +$40.5K |
|
3578
China Yuchai International
CYD
$1.73B
| $382K | ﹤0.01% |
20,616
-800
| -4% | -$12.3K |
|
3579
Workhorse Group
WKHS
$34.5M
| $382K | ﹤0.01% |
48
+9
| +23% | +$93.6K |
|
|
ZPIN
3580
DELISTED
Zhaopin Limited
ZPIN
| $374K | ﹤0.01% |
21,741
-280
| -1% | -$4.63K |
|
|
FM
3581
DELISTED
iShares Frontier and Select EM ETF
FM
| $371K | ﹤0.01% |
13,342
| – | – |
|
|
FUEL
3582
DELISTED
Rocket Fuel Inc.
FUEL
| $370K | ﹤0.01% |
69,080
+10,476
| +18% | +$30.5K |
|
3583
Vince Holding Corp
VNCE
$83.4M
| $366K | ﹤0.01% |
23,564
-219
| -0.9% | -$5.25K |
|
|
CYTR
3584
DELISTED
CytRx Corp
CYTR
| $365K | ﹤0.01% |
136,898
+7,112
| +5% | +$18K |
|
3585
Rocket Pharmaceuticals
RCKT
$397M
| $364K | ﹤0.01% |
45,478
+424
| +0.9% | +$2.85K |
|
3586
Riverview Bancorp
RVSB
$107M
| $364K | ﹤0.01% |
51,006
+15,056
| +42% | +$114K |
|
|
GST
3587
DELISTED
Gastar Exploration Inc.
GST
| $363K | ﹤0.01% |
235,492
+18,803
| +9% | +$30.9K |
|
3588
AnaptysBio
ANAB
$1.64B
| $362K | ﹤0.01% |
+13,037
| New | +$304K |
|
3589
Cardiff Oncology
CRDF
$80.1M
| $362K | ﹤0.01% |
4,377
+11
| +0.3% | +$1.49K |
|
|
LKM
3590
DELISTED
Link Motion Inc.
LKM
| $362K | ﹤0.01% |
86,583
-3,240
| -4% | -$12.2K |
|
3591
Civista Bancshares
CIVB
$585M
| $361K | ﹤0.01% |
+16,281
| New | +$352K |
|
|
SPAN
3592
DELISTED
Span-America Medical Systems I
SPAN
| $360K | ﹤0.01% |
17,085
+896
| +6% | +$18.5K |
|
3593
BlackRock TCP Capital
TCPC
$331M
| $359K | ﹤0.01% |
20,590
+164
| +0.8% | +$2.79K |
|
3594
Clarus
CLAR
$145M
| $357K | ﹤0.01% |
65,704
-3,165
| -5% | -$17.7K |
|
3595
Napco Security Technologies
NSSC
$1.43B
| $355K | ﹤0.01% |
69,586
+1,918
| +3% | +$8.93K |
|
3596
MakeMyTrip
MMYT
$5.73B
| $353K | ﹤0.01% |
+10,200
| New | +$327K |
|
3597
iShares US Healthcare ETF
IYH
$3.77B
| $350K | ﹤0.01% |
11,220
-1,030
| -8% | -$31.4K |
|
|
EHIC
3598
DELISTED
eHi Car Services Limited
EHIC
| $349K | ﹤0.01% |
34,611
-1,076
| -3% | -$10.9K |
|
|
MSL
3599
DELISTED
Midsouth Bancorp, Inc.
MSL
| $347K | ﹤0.01% |
22,638
-831
| -4% | -$12K |
|
|
MOMO
3600
Hello Group
MOMO
$870M
| $346K | ﹤0.01% |
10,137
-100
| -1% | -$2.67K |
|
Similar funds
Northern Trust's Q1 2017 Portfolio in Review
As of Q1 2017, Northern Trust held 4,355 positions worth $347B, up 6.4% from $326B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Northern Trust's Q1 2017 filing shows 170 new, 2,999 increased, 961 reduced and 105 closed positions. Its largest new stake was Bioverativ Inc. Common Stock: 962,960 shares worth $52.4M. The largest sale was TotalEnergies, an estimated $2.73B.
By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 16% a quarter earlier, followed by Technology and Healthcare.
- Northern Trust's largest Q1 2017 buy was Bioverativ Inc. Common Stock: 962,960 shares worth $52.4M.
- Northern Trust added most to FlexShares Global Upstream Natural Resources Index Fund in Q1 2017, an estimated $405M increase.
- Northern Trust's biggest Q1 2017 reduction was TotalEnergies, cutting an estimated $2.73B.
- Northern Trust fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $466M.
- Northern Trust's ten largest holdings make up 14% of its $347B portfolio in Q1 2017.
- Northern Trust opened 170 new positions and closed 105 in Q1 2017.
- Northern Trust's portfolio value rose 6.4% quarter-over-quarter to $347B.
Based on Northern Trust's 13F filing for Q1 2017, filed 12 May 2017.