Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$534M |
| 2 |
Teva Pharmaceuticals
TEVA
|
+$207M |
| 3 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$156M |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$145M |
| 5 |
EVHC
Envision Healthcare Holdings Inc
EVHC
|
+$98.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$264M |
| 2 |
Yum! Brands
YUM
|
+$144M |
| 3 |
LNKD
LinkedIn Corporation
LNKD
|
+$139M |
| 4 |
AGN
Allergan plc
AGN
|
+$118M |
| 5 |
Microsoft
MSFT
|
+$118M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.51% |
| 2 | Technology | 13.34% |
| 3 | Healthcare | 12.1% |
| 4 | Industrials | 10.87% |
| 5 | Consumer Discretionary | 8.87% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3551
Landmark Bancorp
LARK
$196M
| $403K | ﹤0.01% |
22,296
+216
| +1% | +$3.66K |
|
|
VLP
3552
DELISTED
Valero Energy Partners LP
VLP
| $399K | ﹤0.01% |
9,020
| – | – |
|
|
VPU
3553
Vanguard Utilities ETF
VPU
$8.38B
| $396K | ﹤0.01% |
+3,700
| New | +$388K |
|
3554
Simulations Plus
SLP
$371M
| $395K | ﹤0.01% |
40,947
+2,843
| +7% | +$25.7K |
|
|
MIME
3555
DELISTED
Mimecast Limited
MIME
| $393K | ﹤0.01% |
21,945
-15,535
| -41% | -$310K |
|
3556
iShares Europe ETF
IEV
$1.7B
| $392K | ﹤0.01% |
+10,100
| New | +$385K |
|
3557
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.6B
| $391K | ﹤0.01% |
5,830
| – | – |
|
|
JKS
3558
JinkoSolar
JKS
$897M
| $388K | ﹤0.01% |
25,529
-635
| -2% | -$9.74K |
|
3559
Canadian Solar
CSIQ
$1.1B
| $386K | ﹤0.01% |
31,699
+4,343
| +16% | +$56.7K |
|
3560
Corbus Pharmaceuticals
CRBP
$185M
| $383K | ﹤0.01% |
1,511
-4
| -0.3% | -$917 |
|
|
AIQ
3561
DELISTED
Alliance Healthcare Services
AIQ
| $380K | ﹤0.01% |
39,601
+368
| +0.9% | +$2.99K |
|
|
ZYNE
3562
DELISTED
Zynerba Pharmaceuticals, Inc
ZYNE
| $378K | ﹤0.01% |
24,247
+1,468
| +6% | +$19.8K |
|
3563
iShares MSCI Indonesia ETF
EIDO
$487M
| $376K | ﹤0.01% |
15,572
+2,503
| +19% | +$62.2K |
|
3564
Lantheus
LNTH
$6.59B
| $374K | ﹤0.01% |
43,467
+22,061
| +103% | +$197K |
|
3565
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.75B
| $373K | ﹤0.01% |
45,710
| – | – |
|
|
PARAA
3566
DELISTED
Paramount Global Class A
PARAA
| $371K | ﹤0.01% |
5,734
-11
| -0.2% | -$661 |
|
|
GV
3567
DELISTED
Goldfield Corporation
GV
| $371K | ﹤0.01% |
72,814
+450
| +0.6% | +$1.59K |
|
3568
Core Molding Technologies
CMT
$225M
| $369K | ﹤0.01% |
21,567
+281
| +1% | +$4.8K |
|
|
PFA
3569
DELISTED
POWERSHARES GLB EXCH TRD FD DYNAMIC DEVEL INTL OPPORT PORT
PFA
| $369K | ﹤0.01% |
19,200
+4,800
| +33% | +$92.3K |
|
3570
Clarus
CLAR
$149M
| $367K | ﹤0.01% |
68,869
-5,903
| -8% | -$32.9K |
|
|
EDN
3571
Edenor
EDN
$1.06B
| $367K | ﹤0.01% |
13,157
-2,769
| -17% | -$70.1K |
|
3572
Western Midstream Partners
WES
$19.7B
| $364K | ﹤0.01% |
8,584
+1,547
| +22% | +$66.4K |
|
3573
AXT Inc
AXTI
$4.85B
| $363K | ﹤0.01% |
75,641
+1,783
| +2% | +$9.18K |
|
|
TOUR
3574
Tuniu
TOUR
$55.4M
| $362K | ﹤0.01% |
4,143
-751
| -15% | -$68.4K |
|
|
ENLK
3575
DELISTED
EnLink Midstream Partners, LP
ENLK
| $356K | ﹤0.01% |
19,349
+4,708
| +32% | +$81.9K |
|
Similar funds
Northern Trust's Q4 2016 Portfolio in Review
As of Q4 2016, Northern Trust held 4,303 positions worth $326B, up 1.6% from $321B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Northern Trust's Q4 2016 filing shows 118 new, 2,230 increased, 1,719 reduced and 119 closed positions. Its largest new stake was Yum China: 3,482,209 shares worth $91M. The largest sale was Apple, an estimated $264M.
By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 14% a quarter earlier, followed by Technology and Healthcare.
- Northern Trust's largest Q4 2016 buy was Yum China: 3,482,209 shares worth $91M.
- Northern Trust added most to FlexShares Global Upstream Natural Resources Index Fund in Q4 2016, an estimated $534M increase.
- Northern Trust's biggest Q4 2016 reduction was Apple, cutting an estimated $264M.
- Northern Trust fully exited LinkedIn Corporation in Q4 2016, selling an estimated $139M.
- Northern Trust's ten largest holdings make up 14% of its $326B portfolio in Q4 2016.
- Northern Trust opened 118 new positions and closed 119 in Q4 2016.
- Northern Trust's portfolio value rose 1.6% quarter-over-quarter to $326B.
Based on Northern Trust's 13F filing for Q4 2016, filed 13 Feb 2017.