Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$534M |
| 2 |
Teva Pharmaceuticals
TEVA
|
+$207M |
| 3 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$156M |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$145M |
| 5 |
EVHC
Envision Healthcare Holdings Inc
EVHC
|
+$98.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$264M |
| 2 |
Yum! Brands
YUM
|
+$144M |
| 3 |
LNKD
LinkedIn Corporation
LNKD
|
+$139M |
| 4 |
AGN
Allergan plc
AGN
|
+$118M |
| 5 |
Microsoft
MSFT
|
+$118M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.51% |
| 2 | Technology | 13.34% |
| 3 | Healthcare | 12.1% |
| 4 | Industrials | 10.87% |
| 5 | Consumer Discretionary | 8.87% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CBIO
3426
Crescent Biopharma
CBIO
$620M
| $680K | ﹤0.01% |
1,114
+28
| +3% | +$17.5K |
|
|
AGFS
3427
DELISTED
AgroFresh Solutions Inc
AGFS
| $679K | ﹤0.01% |
256,029
+25,947
| +11% | +$95.7K |
|
3428
WisdomTree US High Dividend Fund
DHS
$1.58B
| $677K | ﹤0.01% |
10,063
-267
| -3% | -$17.5K |
|
3429
Tower Semiconductor
TSEM
$28.2B
| $674K | ﹤0.01% |
+35,395
| New | +$610K |
|
3430
Cadiz
CDZI
$299M
| $673K | ﹤0.01% |
53,839
+8,241
| +18% | +$74K |
|
|
MRTX
3431
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
| $673K | ﹤0.01% |
141,665
-4,477
| -3% | -$24.4K |
|
3432
Main Street Capital
MAIN
$5.52B
| $670K | ﹤0.01% |
18,219
-3,382
| -16% | -$120K |
|
3433
Bank of America Series L
BAC.PRL
$4B
| $669K | ﹤0.01% |
573
+60
| +12% | +$71.4K |
|
3434
Lipocine
LPCN
$17.4M
| $669K | ﹤0.01% |
10,694
-54
| -0.5% | -$3.42K |
|
|
ELP
3435
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
| $667K | ﹤0.01% |
196,593
+126,743
| +181% | +$485K |
|
3436
Cardiff Oncology
CRDF
$81.7M
| $660K | ﹤0.01% |
4,366
+22
| +0.5% | +$5.14K |
|
3437
BlackBerry
BB
$5.27B
| $656K | ﹤0.01% |
95,229
-58,452
| -38% | -$434K |
|
3438
Eldorado Gold
EGO
$10.2B
| $655K | ﹤0.01% |
40,671
-160
| -0.4% | -$2.51K |
|
3439
Embotelladora Andina Series A
AKO.A
$3.75B
| $652K | ﹤0.01% |
+31,776
| New | +$679K |
|
|
CLCD
3440
DELISTED
CoLucid Pharmaceuticals, Inc.
CLCD
| $652K | ﹤0.01% |
17,911
+6,864
| +62% | +$243K |
|
|
HK
3441
DELISTED
Halcon Resources Corporation
HK
| $649K | ﹤0.01% |
+69,475
| New | +$654K |
|
|
ADVM
3442
DELISTED
Adverum Biotechnologies
ADVM
| $646K | ﹤0.01% |
22,270
+144
| +0.7% | +$4.71K |
|
3443
Cartesian Therapeutics
RNAC
$260M
| $634K | ﹤0.01% |
+1,232
| New | +$720K |
|
|
ABCD
3444
DELISTED
Cambium Learning Group, Inc.
ABCD
| $634K | ﹤0.01% |
127,003
+1,186
| +0.9% | +$5.97K |
|
3445
SandRidge Energy
SD
$531M
| $633K | ﹤0.01% |
+26,914
| New | +$632K |
|
|
INDT
3446
DELISTED
INDUS Realty Trust, Inc. (MD) Common Stock
INDT
| $624K | ﹤0.01% |
19,641
+403
| +2% | +$12.5K |
|
3447
Noodles & Co
NDLS
$94.2M
| $620K | ﹤0.01% |
18,901
-2,488
| -12% | -$89.2K |
|
|
CVRR
3448
DELISTED
CVR Refining, LP
CVRR
| $618K | ﹤0.01% |
+59,459
| New | +$519K |
|
|
ATRS
3449
DELISTED
Antares Pharma, Inc.
ATRS
| $617K | ﹤0.01% |
264,972
-13,242
| -5% | -$25.2K |
|
|
MOCO
3450
DELISTED
Mocon Inc
MOCO
| $616K | ﹤0.01% |
31,598
+344
| +1% | +$5.79K |
|
Similar funds
Northern Trust's Q4 2016 Portfolio in Review
As of Q4 2016, Northern Trust held 4,303 positions worth $326B, up 1.6% from $321B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Northern Trust's Q4 2016 filing shows 118 new, 2,230 increased, 1,719 reduced and 119 closed positions. Its largest new stake was Yum China: 3,482,209 shares worth $91M. The largest sale was Apple, an estimated $264M.
By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 14% a quarter earlier, followed by Technology and Healthcare.
- Northern Trust's largest Q4 2016 buy was Yum China: 3,482,209 shares worth $91M.
- Northern Trust added most to FlexShares Global Upstream Natural Resources Index Fund in Q4 2016, an estimated $534M increase.
- Northern Trust's biggest Q4 2016 reduction was Apple, cutting an estimated $264M.
- Northern Trust fully exited LinkedIn Corporation in Q4 2016, selling an estimated $139M.
- Northern Trust's ten largest holdings make up 14% of its $326B portfolio in Q4 2016.
- Northern Trust opened 118 new positions and closed 119 in Q4 2016.
- Northern Trust's portfolio value rose 1.6% quarter-over-quarter to $326B.
Based on Northern Trust's 13F filing for Q4 2016, filed 13 Feb 2017.