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Northern Trust

Northern Trust Portfolio holdings

AUM $757B
1-Year Est. Return 28.64%
 

Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.

This Fund
S&P 500
This Quarter Est. Return
+7.1%
1 Year Est. Return
+28.64%
3 Year Est. Return
+94.48%
5 Year Est. Return
+125.76%
10 Year Est. Return
+523.41%
AUM
$321B
AUM Growth
+$13B
Cap. Flow
-$430M
Cap. Flow %
-0.13%
Top 10 Hldgs %
13.49%
Holding
4,321
New
91
Increased
2,641
Reduced
1,181
Closed
135

Top Buys

Rank Stock Value
1
GUNR icon
FlexShares Global Upstream Natural Resources Index Fund
GUNR
+$366M
2
CHTR icon
Charter Communications
CHTR
+$279M
3
FTV icon
Fortive
FTV
+$236M
4
JCI icon
Johnson Controls International
JCI
+$121M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$84.4M

Top Sells

Rank Stock Value
1
TTE icon
TotalEnergies
TTE
+$962M
2
EMC
EMC CORPORATION
EMC
+$729M
3
DHR icon
Danaher
DHR
+$293M
4
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
+$197M
5
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$138M

Sector Composition

Rank Sector Weight
1 Technology 13.78%
2 Financials 13.59%
3 Healthcare 13.19%
4 Industrials 10.66%
5 Consumer Discretionary 9.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UCP
3426
DELISTED
UCP, Inc.
UCP
$667K ﹤0.01%
75,616
-385
-0.5% -$3.23K
HDV
3427
iShares Core High Dividend ETF
HDV
$15B
$666K ﹤0.01%
40,960
-885
-2% -$14.6K
USAP
3428
DELISTED
Universal Stainless & Alloy
USAP
$666K ﹤0.01%
63,470
-1,280
-2% -$14K
SPLV icon
3429
Invesco S&P 500 Low Volatility ETF
SPLV
$7.17B
$646K ﹤0.01%
15,561
+2,761
+22% +$117K
NYNY
3430
DELISTED
Empire Resorts, Inc.
NYNY
$646K ﹤0.01%
31,929
+86
+0.3% +$1.46K
TZOO icon
3431
Travelzoo
TZOO
$73.2M
$645K ﹤0.01%
50,285
+252
+0.5% +$2.81K
SSRI
3432
DELISTED
Silver Standard Resources
SSRI
$638K ﹤0.01%
52,936
– –
NWPX icon
3433
NWPX Infrastructure Inc
NWPX
$1.08B
$632K ﹤0.01%
53,495
+3,010
+6% +$34.7K
BAC.PRL icon
3434
Bank of America Series L
BAC.PRL
$4B
$626K ﹤0.01%
513
-85
-14% -$104K
PVBC
3435
DELISTED
Provident Bancorp
PVBC
$623K ﹤0.01%
80,773
-542
-0.7% -$4.26K
EFZ icon
3436
ProShares Trust Short MSCI EAFE
EFZ
$10M
$618K ﹤0.01%
9,793
– –
INDT
3437
DELISTED
INDUS Realty Trust, Inc. (MD) Common Stock
INDT
$610K ﹤0.01%
19,238
+36
+0.2% +$1.14K
VSA
3438
VisionSys AI
VSA
$10.6M
$603K ﹤0.01%
17
+1
+6% +$31.2K
GWRS icon
3439
Global Water Resources
GWRS
$219M
$597K ﹤0.01%
74,443
+60,297
+426% +$497K
APVO icon
3440
Aptevo Therapeutics
APVO
$6.28M
– –
0
– –
BWP
3441
DELISTED
Boardwalk Pipeline Partners
BWP
$593K ﹤0.01%
34,565
-248
-0.7% -$4.18K
CBR
3442
DELISTED
CIBER Inc.
CBR
$585K ﹤0.01%
508,790
-2,340
-0.5% -$3.02K
VTVT icon
3443
vTv Therapeutics
VTVT
$130M
$584K ﹤0.01%
2,032
+16
+0.8% +$3.85K
PNRG icon
3444
PrimeEnergy Resources
PNRG
$315M
$582K ﹤0.01%
10,036
+266
+3% +$15.5K
CRVS icon
3445
Corvus Pharmaceuticals
CRVS
$1.24B
$575K ﹤0.01%
34,967
+3,440
+11% +$49.6K
MEDP icon
3446
Medpace
MEDP
$16.9B
$574K ﹤0.01%
+19,228
New +$561K
SUSA icon
3447
iShares ESG Optimized MSCI USA ETF
SUSA
$4.16B
$569K ﹤0.01%
12,500
– –
EVOL
3448
DELISTED
Evolving Systems, Inc.
EVOL
$568K ﹤0.01%
130,645
+170
+0.1% +$781
FTEC icon
3449
Fidelity MSCI Information Technology Index ETF
FTEC
$21.1B
$567K ﹤0.01%
+15,507
New +$545K
IVTY
3450
DELISTED
Invuity, Inc
IVTY
$567K ﹤0.01%
+41,356
New +$491K
136 137
138
139 140

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Northern Trust's Q3 2016 Portfolio in Review

As of Q3 2016, Northern Trust held 4,321 positions worth $321B, up 4.2% from $308B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Northern Trust's Q3 2016 filing shows 91 new, 2,641 increased, 1,181 reduced and 135 closed positions. Its largest new stake was Fortive: 7,367,526 shares worth $236M. The largest sale was TotalEnergies, an estimated $962M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Northern Trust's largest Q3 2016 buy was Fortive: 7,367,526 shares worth $236M.
  • Northern Trust added most to FlexShares Global Upstream Natural Resources Index Fund in Q3 2016, an estimated $366M increase.
  • Northern Trust's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $962M.
  • Northern Trust fully exited EMC CORPORATION in Q3 2016, selling an estimated $729M.
  • Northern Trust's ten largest holdings make up 13% of its $321B portfolio in Q3 2016.
  • Northern Trust opened 91 new positions and closed 135 in Q3 2016.
  • Northern Trust's portfolio value rose 4.2% quarter-over-quarter to $321B.

Based on Northern Trust's 13F filing for Q3 2016, filed 10 Nov 2016.