Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$366M |
| 2 |
Charter Communications
CHTR
|
+$279M |
| 3 |
Fortive
FTV
|
+$236M |
| 4 |
Johnson Controls International
JCI
|
+$121M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$84.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TotalEnergies
TTE
|
+$962M |
| 2 |
EMC
EMC CORPORATION
EMC
|
+$729M |
| 3 |
Danaher
DHR
|
+$293M |
| 4 |
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
|
+$197M |
| 5 |
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
|
+$138M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 13.78% |
| 2 | Financials | 13.59% |
| 3 | Healthcare | 13.19% |
| 4 | Industrials | 10.66% |
| 5 | Consumer Discretionary | 9.41% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3376
American Superconductor
AMSC
$1.56B
| $836K | ﹤0.01% |
119,146
+76,741
| +181% | +$595K |
|
|
SCWX
3377
DELISTED
SecureWorks Corp Class A Common Stock
SCWX
| $835K | ﹤0.01% |
66,800
+1,387
| +2% | +$19.4K |
|
3378
Axsome Therapeutics
AXSM
$11.3B
| $827K | ﹤0.01% |
104,957
+83,265
| +384% | +$630K |
|
3379
Workhorse Group
WKHS
$34.1M
| $827K | ﹤0.01% |
38
+26
| +217% | +$572K |
|
3380
Lipocine
LPCN
$17.2M
| $815K | ﹤0.01% |
10,748
-58
| -0.5% | -$3.59K |
|
3381
Noodles & Co
NDLS
$93M
| $815K | ﹤0.01% |
21,389
-25,399
| -54% | -$1.49M |
|
3382
Urban One Class D
UONEK
$23.7M
| $807K | ﹤0.01% |
26,615
+18,963
| +248% | +$611K |
|
3383
Genie Energy
GNE
$384M
| $805K | ﹤0.01% |
136,450
+817
| +0.6% | +$5.26K |
|
3384
Eldorado Gold
EGO
$10.2B
| $803K | ﹤0.01% |
40,831
-20,133
| -33% | -$416K |
|
3385
Syndax Pharmaceuticals
SNDX
$1.81B
| $802K | ﹤0.01% |
52,951
+2,736
| +5% | +$36K |
|
3386
Gerdau
GGB
$9.2B
| $801K | ﹤0.01% |
371,267
+25,393
| +7% | +$50.9K |
|
|
PSXP
3387
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
| $801K | ﹤0.01% |
16,490
+853
| +5% | +$43.3K |
|
|
VTTI
3388
DELISTED
VTTI Energy Partners LP
VTTI
| $796K | ﹤0.01% |
41,903
-392
| -0.9% | -$7.56K |
|
3389
Enel Chile
ENIC
$6.18B
| $795K | ﹤0.01% |
167,550
-102,529
| -38% | -$566K |
|
|
UFAB
3390
DELISTED
Unique Fabricating, Inc.
UFAB
| $787K | ﹤0.01% |
64,314
+1,975
| +3% | +$25.7K |
|
|
RMP
3391
DELISTED
Rice Midstream Partners LP
RMP
| $778K | ﹤0.01% |
+32,048
| New | +$674K |
|
|
CBIO
3392
Crescent Biopharma
CBIO
$620M
| $777K | ﹤0.01% |
1,086
-3
| -0.3% | -$2.29K |
|
|
FLNT
3393
Fluent
FLNT
$130M
| $770K | ﹤0.01% |
25,216
+4,571
| +22% | +$140K |
|
|
VNET
3394
VNET Group
VNET
$2.14B
| $769K | ﹤0.01% |
96,637
+10,576
| +12% | +$97.6K |
|
3395
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
| $744K | ﹤0.01% |
46,307
+2,938
| +7% | +$47.6K |
|
3396
Main Street Capital
MAIN
$5.52B
| $742K | ﹤0.01% |
21,601
-10,814
| -33% | -$366K |
|
|
MIME
3397
DELISTED
Mimecast Limited
MIME
| $717K | ﹤0.01% |
+37,480
| New | +$519K |
|
|
RXII
3398
DELISTED
GALENA BIOPHARMA INC COM
RXII
| $715K | ﹤0.01% |
2,041,633
+131,185
| +7% | +$45.9K |
|
3399
Navigator Holdings
NVGS
$1.23B
| $714K | ﹤0.01% |
99,325
-42,302
| -30% | -$364K |
|
|
HNH
3400
DELISTED
Handy & Harman Holdings Ltd.
HNH
| $711K | ﹤0.01% |
33,777
+285
| +0.9% | +$7K |
|
Similar funds
Northern Trust's Q3 2016 Portfolio in Review
As of Q3 2016, Northern Trust held 4,321 positions worth $321B, up 4.2% from $308B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Northern Trust's Q3 2016 filing shows 91 new, 2,641 increased, 1,181 reduced and 135 closed positions. Its largest new stake was Fortive: 7,367,526 shares worth $236M. The largest sale was TotalEnergies, an estimated $962M.
By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q3 2016 buy was Fortive: 7,367,526 shares worth $236M.
- Northern Trust added most to FlexShares Global Upstream Natural Resources Index Fund in Q3 2016, an estimated $366M increase.
- Northern Trust's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $962M.
- Northern Trust fully exited EMC CORPORATION in Q3 2016, selling an estimated $729M.
- Northern Trust's ten largest holdings make up 13% of its $321B portfolio in Q3 2016.
- Northern Trust opened 91 new positions and closed 135 in Q3 2016.
- Northern Trust's portfolio value rose 4.2% quarter-over-quarter to $321B.
Based on Northern Trust's 13F filing for Q3 2016, filed 10 Nov 2016.