Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$761M |
| 2 |
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
|
+$167M |
| 3 |
Meta Platforms (Facebook)
META
|
+$161M |
| 4 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$144M |
| 5 |
Delta Air Lines
DAL
|
+$102M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NWSA
NEWS CORPORATION CL-A
NWSA
|
+$575M |
| 2 |
Apple
AAPL
|
+$301M |
| 3 |
ExxonMobil
XOM
|
+$243M |
| 4 |
Carnival Corporation Ltd
CCL
|
+$236M |
| 5 |
Franklin Resources
BEN
|
+$211M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.09% |
| 2 | Technology | 12.83% |
| 3 | Healthcare | 12.02% |
| 4 | Industrials | 11.44% |
| 5 | Energy | 8.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3251
WisdomTree Japan Hedged Equity Fund
DXJ
$7.45B
| $1.28M | ﹤0.01% |
+26,814
| New | +$1.26M |
|
3252
Willis Lease Finance
WLFC
$1.21B
| $1.28M | ﹤0.01% |
245,037
-121,947
| -33% | -$590K |
|
|
JMP
3253
DELISTED
JMP Group LLC
JMP
| $1.28M | ﹤0.01% |
207,273
+7,378
| +4% | +$50.1K |
|
|
SSNI
3254
DELISTED
Silver Spring Networks, Inc.
SSNI
| $1.28M | ﹤0.01% |
73,803
+48,247
| +189% | +$1.1M |
|
3255
LCNB Corp
LCNB
$279M
| $1.28M | ﹤0.01% |
66,512
+47,057
| +242% | +$988K |
|
3256
McEwen Inc
MUX
$1.19B
| $1.27M | ﹤0.01% |
53,057
-169,761
| -76% | -$3.85M |
|
|
INDT
3257
DELISTED
INDUS Realty Trust, Inc. (MD) Common Stock
INDT
| $1.27M | ﹤0.01% |
39,549
+1,015
| +3% | +$31.7K |
|
|
COB
3258
DELISTED
CommunityOne Bancorp
COB
| $1.27M | ﹤0.01% |
128,322
+30,639
| +31% | +$271K |
|
3259
State Street SPDR S&P Dividend ETF
SDY
$22.1B
| $1.26M | ﹤0.01% |
18,261
+3,245
| +22% | +$224K |
|
|
ELN
3260
DELISTED
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
| $1.26M | ﹤0.01% |
80,775
+3,261
| +4% | +$49.2K |
|
3261
Noodles & Co
NDLS
$95.8M
| $1.25M | ﹤0.01% |
+3,654
| New | +$1.27M |
|
|
RGLS
3262
DELISTED
Regulus Therapeutics
RGLS
| $1.25M | ﹤0.01% |
1,103
-183
| -14% | -$216K |
|
|
EARN
3263
Ellington Residential Mortgage REIT
EARN
$164M
| $1.25M | ﹤0.01% |
81,087
+20,067
| +33% | +$308K |
|
|
EVRY
3264
DELISTED
EVERYWARE GLOBAL INC COM STK (DE)
EVRY
| $1.24M | ﹤0.01% |
108,744
+80,368
| +283% | +$1.01M |
|
3265
Horizon Technology Finance
HRZN
$320M
| $1.24M | ﹤0.01% |
92,848
-10,252
| -10% | -$142K |
|
3266
Vanguard Morningstar Growth ETF
VUG
$229B
| $1.22M | ﹤0.01% |
86,556
+27,060
| +45% | +$373K |
|
|
CVT
3267
DELISTED
CVENT, INC.
CVT
| $1.21M | ﹤0.01% |
+34,484
| New | +$1.26M |
|
|
SALM
3268
DELISTED
Salem Media Group, Inc. Class A Common Stock
SALM
| $1.21M | ﹤0.01% |
145,865
-2,416
| -2% | -$19.3K |
|
|
PLPM
3269
DELISTED
Planet Payment, Inc
PLPM
| $1.2M | ﹤0.01% |
473,969
+340,246
| +254% | +$881K |
|
|
IMI
3270
DELISTED
Intermolecular, Inc.
IMI
| $1.2M | ﹤0.01% |
217,548
+21,916
| +11% | +$138K |
|
|
TI
3271
DELISTED
Telecom Italia
TI
| $1.2M | ﹤0.01% |
147,155
+6,775
| +5% | +$48K |
|
3272
Waterstone Financial
WSBF
$373M
| $1.18M | ﹤0.01% |
127,356
-1,280
| -1% | -$12.2K |
|
3273
Hingham Institution for Saving
HIFS
$675M
| $1.17M | ﹤0.01% |
16,787
+1,471
| +10% | +$102K |
|
3274
NGL Energy Partners
NGL
$2.16B
| $1.17M | ﹤0.01% |
+37,947
| New | +$1.14M |
|
3275
PrimeEnergy Resources
PNRG
$326M
| $1.17M | ﹤0.01% |
23,215
-3,668
| -14% | -$168K |
|
Similar funds
Northern Trust's Q3 2013 Portfolio in Review
As of Q3 2013, Northern Trust held 4,217 positions worth $284B, up 2.9% from $276B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Northern Trust withdrew a net $9.34B in Q3 2013, closing 140 positions and reducing 1,939 holdings. Its most notable exit was NEWS CORPORATION CL-A, an estimated $575M position sold in full.
By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 14% a quarter earlier, followed by Technology and Healthcare.
Against the trend, Northern Trust opened a new position in Twenty-First Century Fox, Inc. Class A worth $810M.
- Northern Trust's largest Q3 2013 buy was Twenty-First Century Fox, Inc. Class A: 24,169,965 shares worth $810M.
- Northern Trust added most to FlexShares iBoxx 3-Year Target Duration TIPS Index Fund in Q3 2013, an estimated $167M increase.
- Northern Trust's biggest Q3 2013 reduction was Apple, cutting an estimated $301M.
- Northern Trust fully exited NEWS CORPORATION CL-A in Q3 2013, selling an estimated $575M.
- Northern Trust's ten largest holdings make up 14% of its $284B portfolio in Q3 2013.
- Northern Trust opened 117 new positions and closed 140 in Q3 2013.
- Northern Trust's portfolio value rose 2.9% quarter-over-quarter to $284B.
Based on Northern Trust's 13F filing for Q3 2013, filed 13 Nov 2013.