Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bristol-Myers Squibb
BMY
|
+$431M |
| 2 |
Truist Financial
TFC
|
+$346M |
| 3 |
Alibaba
BABA
|
+$238M |
| 4 |
ServiceNow
NOW
|
+$228M |
| 5 |
Corteva
CTVA
|
+$156M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
CELG
Celgene Corp
CELG
|
+$875M |
| 2 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$395M |
| 3 |
STI
SunTrust Banks, Inc.
STI
|
+$340M |
| 4 |
Oracle
ORCL
|
+$197M |
| 5 |
Apple
AAPL
|
+$171M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.13% |
| 2 | Financials | 14.48% |
| 3 | Healthcare | 12.77% |
| 4 | Consumer Discretionary | 9.62% |
| 5 | Industrials | 8.97% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
LOVE
3201
LoveSac
LOVE
$253M
| $1.76M | ﹤0.01% |
109,567
-1,303
| -1% | -$20.3K |
|
3202
Quad
QUAD
$503M
| $1.76M | ﹤0.01% |
375,956
-25,235
| -6% | -$158K |
|
3203
Franklin Financial Services
FRAF
$285M
| $1.73M | ﹤0.01% |
44,803
+2,390
| +6% | +$87.1K |
|
3204
Protagonist Therapeutics
PTGX
$9.87B
| $1.73M | ﹤0.01% |
245,676
-933
| -0.4% | -$9.27K |
|
3205
10x Genomics
TXG
$7.59B
| $1.73M | ﹤0.01% |
22,685
+14,471
| +176% | +$870K |
|
3206
BioXcel Therapeutics
BTAI
$32.4M
| $1.73M | ﹤0.01% |
7,394
+421
| +6% | +$42.3K |
|
|
PRTY
3207
DELISTED
Party City Holdco Inc.
PRTY
| $1.72M | ﹤0.01% |
735,431
-10,176
| -1% | -$38.3K |
|
|
TREC
3208
DELISTED
Trecora Resources
TREC
| $1.71M | ﹤0.01% |
239,694
-8,363
| -3% | -$68.4K |
|
|
OTRK
3209
DELISTED
Ontrak
OTRK
| $1.71M | ﹤0.01% |
1,166
+89
| +8% | +$123K |
|
|
TLEH
3210
DELISTED
FlexShares Currency Hedged Morningstar EM Factor Tilt Index Fund
TLEH
| $1.7M | ﹤0.01% |
59,293
-6,400
| -10% | -$177K |
|
3211
iShares ESG Aware MSCI EAFE ETF
ESGD
$12.3B
| $1.7M | ﹤0.01% |
+24,731
| New | +$1.65M |
|
3212
Hamilton Beach Brands
HBB
$446M
| $1.69M | ﹤0.01% |
88,728
-10,199
| -10% | -$187K |
|
|
ESTE
3213
DELISTED
Earthstone Energy Inc. Class A Common Stock
ESTE
| $1.69M | ﹤0.01% |
266,969
+9,473
| +4% | +$44.6K |
|
3214
Medallion Financial
MFIN
$252M
| $1.69M | ﹤0.01% |
232,175
+23,549
| +11% | +$154K |
|
3215
Hawthorn Bancshares
HWBK
$276M
| $1.69M | ﹤0.01% |
77,283
+236
| +0.3% | +$4.89K |
|
|
GFN
3216
DELISTED
General Finance Corporation
GFN
| $1.69M | ﹤0.01% |
152,206
-1,628
| -1% | -$16K |
|
3217
Kinetik
KNTK
$4.14B
| $1.68M | ﹤0.01% |
58,808
+47
| +0.1% | +$1.08K |
|
3218
Forum Energy Technologies
FET
$927M
| $1.67M | ﹤0.01% |
49,700
-2,599
| -5% | -$70.4K |
|
|
MPX
3219
DELISTED
Marine Products Corp
MPX
| $1.67M | ﹤0.01% |
115,745
-573
| -0.5% | -$8.29K |
|
|
OSG
3220
DELISTED
Overseas Shipholding Group Inc.
OSG
| $1.66M | ﹤0.01% |
720,038
-36,836
| -5% | -$68.5K |
|
3221
Savara
SVRA
$1.18B
| $1.66M | ﹤0.01% |
369,491
-46,976
| -11% | -$56.5K |
|
3222
Energy Fuels
UUUU
$3.62B
| $1.65M | ﹤0.01% |
865,008
+31,932
| +4% | +$62.8K |
|
|
PMBC
3223
DELISTED
Pacific Mercantile Bancorp
PMBC
| $1.65M | ﹤0.01% |
203,470
-2,830
| -1% | -$20.7K |
|
|
GBL
3224
DELISTED
GAMCO Investors, Inc.
GBL
| $1.65M | ﹤0.01% |
84,685
-3,014
| -3% | -$53.1K |
|
|
MMAC
3225
DELISTED
MMA Capital Holdings, Inc. Common Stock
MMAC
| $1.65M | ﹤0.01% |
51,835
-699
| -1% | -$22K |
|
Similar funds
Northern Trust's Q4 2019 Portfolio in Review
As of Q4 2019, Northern Trust held 4,386 positions worth $447B, up 7% from $418B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Northern Trust's Q4 2019 filing shows 134 new, 1,479 increased, 2,453 reduced and 124 closed positions. Its largest new stake was Envista: 706,517 shares worth $20.9M. The largest sale was Celgene Corp, an estimated $875M.
By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q4 2019 buy was Envista: 706,517 shares worth $20.9M.
- Northern Trust added most to Bristol-Myers Squibb in Q4 2019, an estimated $431M increase.
- Northern Trust's biggest Q4 2019 reduction was FlexShares Global Upstream Natural Resources Index Fund, cutting an estimated $395M.
- Northern Trust fully exited Celgene Corp in Q4 2019, selling an estimated $875M.
- Northern Trust's ten largest holdings make up 17% of its $447B portfolio in Q4 2019.
- Northern Trust opened 134 new positions and closed 124 in Q4 2019.
- Northern Trust's portfolio value rose 7% quarter-over-quarter to $447B.
Based on Northern Trust's 13F filing for Q4 2019, filed 14 Feb 2020.