Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$534M |
| 2 |
Teva Pharmaceuticals
TEVA
|
+$207M |
| 3 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$156M |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$145M |
| 5 |
EVHC
Envision Healthcare Holdings Inc
EVHC
|
+$98.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$264M |
| 2 |
Yum! Brands
YUM
|
+$144M |
| 3 |
LNKD
LinkedIn Corporation
LNKD
|
+$139M |
| 4 |
AGN
Allergan plc
AGN
|
+$118M |
| 5 |
Microsoft
MSFT
|
+$118M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.51% |
| 2 | Technology | 13.34% |
| 3 | Healthcare | 12.1% |
| 4 | Industrials | 10.87% |
| 5 | Consumer Discretionary | 8.87% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
WG
3201
DELISTED
Willbros Group
WG
| $1.52M | ﹤0.01% |
468,842
+11,354
| +2% | +$26.2K |
|
3202
Tiptree Inc
TIPT
$673M
| $1.51M | ﹤0.01% |
245,555
-8,586
| -3% | -$53.3K |
|
3203
Radware
RDWR
$1.22B
| $1.51M | ﹤0.01% |
103,445
+13,922
| +16% | +$185K |
|
|
HIVE
3204
DELISTED
Aerohive Networks
HIVE
| $1.51M | ﹤0.01% |
264,279
+1,072
| +0.4% | +$5.93K |
|
|
IMH
3205
DELISTED
Impac Mortgage Holdings Inc.
IMH
| $1.5M | ﹤0.01% |
107,058
+26,978
| +34% | +$398K |
|
|
JMBA
3206
DELISTED
Jamba, Inc.
JMBA
| $1.5M | ﹤0.01% |
145,672
+1,129
| +0.8% | +$11.7K |
|
|
GIG
3207
DELISTED
GigPeak, Inc.
GIG
| $1.5M | ﹤0.01% |
594,886
+67,747
| +13% | +$174K |
|
|
CCZ
3208
Comcast Holdings Corp 2.0% Exchangeable Subordinated Debentures due Oct 15 2029
CCZ
$120M
| $1.5M | ﹤0.01% |
+33,000
| New | +$1.61M |
|
3209
Costamare
CMRE
$1.71B
| $1.49M | ﹤0.01% |
266,520
+51,256
| +24% | +$340K |
|
|
JAX
3210
DELISTED
J. Alexander's Holdings, Inc.
JAX
| $1.49M | ﹤0.01% |
138,909
+871
| +0.6% | +$8.63K |
|
|
CEMP
3211
DELISTED
Cempra, Inc.
CEMP
| $1.49M | ﹤0.01% |
532,424
+13,739
| +3% | +$167K |
|
3212
Hallador Energy
HNRG
$750M
| $1.49M | ﹤0.01% |
163,883
+11,486
| +8% | +$101K |
|
|
PDS
3213
Precision Drilling
PDS
$1.07B
| $1.49M | ﹤0.01% |
13,652
-31,493
| -70% | -$3.1M |
|
3214
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.4B
| $1.47M | ﹤0.01% |
19,624
-530
| -3% | -$37.4K |
|
3215
Northern Oil and Gas
NOG
$2.55B
| $1.46M | ﹤0.01% |
53,019
-934
| -2% | -$22.2K |
|
3216
Provident Financial
PROV
$113M
| $1.46M | ﹤0.01% |
71,997
+365
| +0.5% | +$7.2K |
|
3217
Editas Medicine
EDIT
$445M
| $1.45M | ﹤0.01% |
89,538
+1,187
| +1% | +$18K |
|
3218
IRIDEX
IRIX
$14.9M
| $1.45M | ﹤0.01% |
103,150
+6,198
| +6% | +$88K |
|
3219
BRC Group Holdings
RILY
$297M
| $1.45M | ﹤0.01% |
78,353
+278
| +0.4% | +$4.2K |
|
3220
Midland States Bancorp
MSBI
$695M
| $1.44M | ﹤0.01% |
39,895
+2,984
| +8% | +$88.4K |
|
|
NVIV
3221
DELISTED
InVivo Therapeutics Holdings Corp
NVIV
| $1.44M | ﹤0.01% |
18
| – | – |
|
|
ACH
3222
DELISTED
Alum Corp of China Ltd
ACH
| $1.43M | ﹤0.01% |
139,965
-4,917
| -3% | -$50.3K |
|
3223
Veracyte
VCYT
$3.69B
| $1.43M | ﹤0.01% |
183,980
+7,021
| +4% | +$52.5K |
|
|
CRCM
3224
DELISTED
CARE.COM, INC.
CRCM
| $1.43M | ﹤0.01% |
166,237
-3,151
| -2% | -$27.7K |
|
3225
Descartes Systems
DSGX
$6.58B
| $1.42M | ﹤0.01% |
66,304
-131,144
| -66% | -$2.78M |
|
Similar funds
Northern Trust's Q4 2016 Portfolio in Review
As of Q4 2016, Northern Trust held 4,303 positions worth $326B, up 1.6% from $321B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Northern Trust's Q4 2016 filing shows 118 new, 2,230 increased, 1,719 reduced and 119 closed positions. Its largest new stake was Yum China: 3,482,209 shares worth $91M. The largest sale was Apple, an estimated $264M.
By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 14% a quarter earlier, followed by Technology and Healthcare.
- Northern Trust's largest Q4 2016 buy was Yum China: 3,482,209 shares worth $91M.
- Northern Trust added most to FlexShares Global Upstream Natural Resources Index Fund in Q4 2016, an estimated $534M increase.
- Northern Trust's biggest Q4 2016 reduction was Apple, cutting an estimated $264M.
- Northern Trust fully exited LinkedIn Corporation in Q4 2016, selling an estimated $139M.
- Northern Trust's ten largest holdings make up 14% of its $326B portfolio in Q4 2016.
- Northern Trust opened 118 new positions and closed 119 in Q4 2016.
- Northern Trust's portfolio value rose 1.6% quarter-over-quarter to $326B.
Based on Northern Trust's 13F filing for Q4 2016, filed 13 Feb 2017.