Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$366M |
| 2 |
Charter Communications
CHTR
|
+$279M |
| 3 |
Fortive
FTV
|
+$236M |
| 4 |
Johnson Controls International
JCI
|
+$121M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$84.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TotalEnergies
TTE
|
+$962M |
| 2 |
EMC
EMC CORPORATION
EMC
|
+$729M |
| 3 |
Danaher
DHR
|
+$293M |
| 4 |
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
|
+$197M |
| 5 |
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
|
+$138M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 13.78% |
| 2 | Financials | 13.59% |
| 3 | Healthcare | 13.19% |
| 4 | Industrials | 10.66% |
| 5 | Consumer Discretionary | 9.41% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CCXI
3201
DELISTED
ChemoCentryx, Inc.
CCXI
| $1.42M | ﹤0.01% |
235,505
+7,832
| +3% | +$37K |
|
3202
Southern First Bancshares
SFST
$603M
| $1.42M | ﹤0.01% |
51,540
+39,347
| +323% | +$1.08M |
|
3203
Information Services Group
III
$250M
| $1.42M | ﹤0.01% |
355,830
+235,683
| +196% | +$912K |
|
3204
ImmunityBio
IBRX
$8.05B
| $1.42M | ﹤0.01% |
182,122
+27,951
| +18% | +$209K |
|
|
RGLS
3205
DELISTED
Regulus Therapeutics
RGLS
| $1.41M | ﹤0.01% |
3,570
+78
| +2% | +$32.1K |
|
|
NWHM
3206
DELISTED
THE NEW HOME COMPANY INC.
NWHM
| $1.41M | ﹤0.01% |
132,499
+4,991
| +4% | +$49.8K |
|
|
MOBL
3207
DELISTED
MobileIron, Inc.
MOBL
| $1.41M | ﹤0.01% |
513,837
+11,136
| +2% | +$34.4K |
|
3208
LifeVantage
LFVN
$84M
| $1.41M | ﹤0.01% |
149,038
+373
| +0.3% | +$4.85K |
|
|
PZN
3209
DELISTED
Pzena Investment Management, Inc. Class A
PZN
| $1.41M | ﹤0.01% |
182,640
+330
| +0.2% | +$2.55K |
|
3210
IRIDEX
IRIX
$15.5M
| $1.41M | ﹤0.01% |
96,952
+10,701
| +12% | +$163K |
|
|
STRS
3211
DELISTED
STRATUS PPTYS INC
STRS
| $1.41M | ﹤0.01% |
57,589
+1,456
| +3% | +$29.2K |
|
3212
Cardiff Oncology
CRDF
$81.7M
| $1.4M | ﹤0.01% |
4,344
+42
| +1% | +$15.3K |
|
3213
FirstService
FSV
$6.3B
| $1.4M | ﹤0.01% |
30,067
+6,990
| +30% | +$334K |
|
3214
C&F Financial
CFFI
$278M
| $1.4M | ﹤0.01% |
32,572
+21,010
| +182% | +$925K |
|
3215
Provident Financial
PROV
$112M
| $1.4M | ﹤0.01% |
71,632
-129
| -0.2% | -$2.48K |
|
|
JAX
3216
DELISTED
J. Alexander's Holdings, Inc.
JAX
| $1.4M | ﹤0.01% |
138,038
+418
| +0.3% | +$4.1K |
|
3217
Southern Missouri Bancorp
SMBC
$848M
| $1.4M | ﹤0.01% |
56,002
+37,992
| +211% | +$937K |
|
3218
iShares Currency Hedged MSCI Emerging Markets
HEEM
$287M
| $1.39M | ﹤0.01% |
63,185
| – | – |
|
3219
Hercules Capital
HTGC
$3.12B
| $1.39M | ﹤0.01% |
102,513
-20,280
| -17% | -$270K |
|
|
NMRX
3220
DELISTED
Numerex Corp
NMRX
| $1.38M | ﹤0.01% |
177,849
+6,051
| +4% | +$46.2K |
|
3221
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.38B
| $1.38M | ﹤0.01% |
20,154
+7,558
| +60% | +$510K |
|
|
TCP
3222
DELISTED
TC Pipelines LP
TCP
| $1.38M | ﹤0.01% |
24,217
+682
| +3% | +$36.9K |
|
|
EEP
3223
DELISTED
Enbridge Energy Partners
EEP
| $1.38M | ﹤0.01% |
54,270
-7,423
| -12% | -$178K |
|
|
DCOY
3224
Decoy Therapeutics
DCOY
$2.06M
| – | – |
0
| – | – |
|
3225
BBVA Argentina
BBAR
$3.36B
| $1.37M | ﹤0.01% |
68,715
+1,612
| +2% | +$32.5K |
|
Similar funds
Northern Trust's Q3 2016 Portfolio in Review
As of Q3 2016, Northern Trust held 4,321 positions worth $321B, up 4.2% from $308B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Northern Trust's Q3 2016 filing shows 91 new, 2,641 increased, 1,181 reduced and 135 closed positions. Its largest new stake was Fortive: 7,367,526 shares worth $236M. The largest sale was TotalEnergies, an estimated $962M.
By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q3 2016 buy was Fortive: 7,367,526 shares worth $236M.
- Northern Trust added most to FlexShares Global Upstream Natural Resources Index Fund in Q3 2016, an estimated $366M increase.
- Northern Trust's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $962M.
- Northern Trust fully exited EMC CORPORATION in Q3 2016, selling an estimated $729M.
- Northern Trust's ten largest holdings make up 13% of its $321B portfolio in Q3 2016.
- Northern Trust opened 91 new positions and closed 135 in Q3 2016.
- Northern Trust's portfolio value rose 4.2% quarter-over-quarter to $321B.
Based on Northern Trust's 13F filing for Q3 2016, filed 10 Nov 2016.