Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$366M |
| 2 |
Charter Communications
CHTR
|
+$279M |
| 3 |
Fortive
FTV
|
+$236M |
| 4 |
Johnson Controls International
JCI
|
+$121M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$84.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TotalEnergies
TTE
|
+$962M |
| 2 |
EMC
EMC CORPORATION
EMC
|
+$729M |
| 3 |
Danaher
DHR
|
+$293M |
| 4 |
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
|
+$197M |
| 5 |
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
|
+$138M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 13.78% |
| 2 | Financials | 13.59% |
| 3 | Healthcare | 13.19% |
| 4 | Industrials | 10.66% |
| 5 | Consumer Discretionary | 9.41% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CPL
3151
DELISTED
CPFL Energia S.A.
CPL
| $1.59M | ﹤0.01% |
107,326
+884
| +0.8% | +$12.6K |
|
3152
First Internet Bancorp
INBK
$258M
| $1.58M | ﹤0.01% |
68,624
+7,299
| +12% | +$172K |
|
3153
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
| $1.58M | ﹤0.01% |
30,239
+1,502
| +5% | +$76.1K |
|
|
FRBK
3154
DELISTED
Republic First Bancorp Inc
FRBK
| $1.58M | ﹤0.01% |
385,258
+232,303
| +152% | +$987K |
|
|
FNBC
3155
DELISTED
First NBC Bank Holding Company
FNBC
| $1.58M | ﹤0.01% |
167,226
-75,669
| -31% | -$1.1M |
|
|
IHC
3156
DELISTED
Independence Holding Company
IHC
| $1.58M | ﹤0.01% |
91,839
+757
| +0.8% | +$13.2K |
|
|
JMBA
3157
DELISTED
Jamba, Inc.
JMBA
| $1.58M | ﹤0.01% |
144,543
+4,454
| +3% | +$48K |
|
|
RFP
3158
DELISTED
Resolute Forest Products Inc.
RFP
| $1.58M | ﹤0.01% |
333,258
+6,661
| +2% | +$36.3K |
|
|
TCS
3159
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
| $1.57M | ﹤0.01% |
20,797
+5,272
| +34% | +$424K |
|
3160
Vanguard Total World Stock ETF
VT
$81.4B
| $1.56M | ﹤0.01% |
+25,667
| New | +$1.55M |
|
3161
First Mid Bancshares
FMBH
$1.38B
| $1.56M | ﹤0.01% |
57,113
+46,920
| +460% | +$1.18M |
|
|
NNA
3162
DELISTED
Navios Maritime Acquisition Corporation
NNA
| $1.55M | ﹤0.01% |
76,662
-3,773
| -5% | -$83.4K |
|
|
ESSA
3163
DELISTED
ESSA Bancorp
ESSA
| $1.55M | ﹤0.01% |
112,094
+5,250
| +5% | +$72.7K |
|
|
NORD
3164
DELISTED
Nord Anglia Education, Inc.
NORD
| $1.55M | ﹤0.01% |
71,069
+2,269
| +3% | +$49.7K |
|
3165
FuelCell Energy
FCEL
$1.68B
| $1.54M | ﹤0.01% |
791
+109
| +16% | +$209K |
|
|
GNMX
3166
DELISTED
Aevi Genomic Medicine Inc
GNMX
| $1.54M | ﹤0.01% |
276,919
+457
| +0.2% | +$2.61K |
|
|
GUID
3167
DELISTED
Guidance Software, Inc.
GUID
| $1.54M | ﹤0.01% |
258,872
+319
| +0.1% | +$1.89K |
|
3168
SolarEdge
SEDG
$1.99B
| $1.54M | ﹤0.01% |
89,445
+44,162
| +98% | +$779K |
|
3169
Century Casinos
CNTY
$34.6M
| $1.53M | ﹤0.01% |
221,313
-503
| -0.2% | -$3.24K |
|
|
HDNG
3170
DELISTED
Hardinge Inc
HDNG
| $1.52M | ﹤0.01% |
136,932
+933
| +0.7% | +$9.81K |
|
3171
IES Holdings
IESC
$15.6B
| $1.52M | ﹤0.01% |
85,605
+2,175
| +3% | +$33.4K |
|
3172
Lindblad Expeditions
LIND
$2.2B
| $1.52M | ﹤0.01% |
169,083
-3,254
| -2% | -$30.6K |
|
3173
Tiptree Inc
TIPT
$669M
| $1.51M | ﹤0.01% |
254,141
-994
| -0.4% | -$5.47K |
|
|
ICD
3174
DELISTED
Independence Contract Drilling, Inc.
ICD
| $1.51M | ﹤0.01% |
14,386
-64
| -0.4% | -$6.46K |
|
|
PFBI
3175
DELISTED
Premier Financial Bancorp
PFBI
| $1.51M | ﹤0.01% |
120,887
+76,224
| +171% | +$964K |
|
Similar funds
Northern Trust's Q3 2016 Portfolio in Review
As of Q3 2016, Northern Trust held 4,321 positions worth $321B, up 4.2% from $308B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Northern Trust's Q3 2016 filing shows 91 new, 2,641 increased, 1,181 reduced and 135 closed positions. Its largest new stake was Fortive: 7,367,526 shares worth $236M. The largest sale was TotalEnergies, an estimated $962M.
By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q3 2016 buy was Fortive: 7,367,526 shares worth $236M.
- Northern Trust added most to FlexShares Global Upstream Natural Resources Index Fund in Q3 2016, an estimated $366M increase.
- Northern Trust's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $962M.
- Northern Trust fully exited EMC CORPORATION in Q3 2016, selling an estimated $729M.
- Northern Trust's ten largest holdings make up 13% of its $321B portfolio in Q3 2016.
- Northern Trust opened 91 new positions and closed 135 in Q3 2016.
- Northern Trust's portfolio value rose 4.2% quarter-over-quarter to $321B.
Based on Northern Trust's 13F filing for Q3 2016, filed 10 Nov 2016.