Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$534M |
| 2 |
Teva Pharmaceuticals
TEVA
|
+$207M |
| 3 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$156M |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$145M |
| 5 |
EVHC
Envision Healthcare Holdings Inc
EVHC
|
+$98.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$264M |
| 2 |
Yum! Brands
YUM
|
+$144M |
| 3 |
LNKD
LinkedIn Corporation
LNKD
|
+$139M |
| 4 |
AGN
Allergan plc
AGN
|
+$118M |
| 5 |
Microsoft
MSFT
|
+$118M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.51% |
| 2 | Technology | 13.34% |
| 3 | Healthcare | 12.1% |
| 4 | Industrials | 10.87% |
| 5 | Consumer Discretionary | 8.87% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3101
Dawson Geophysical
DWSN
$138M
| $1.89M | ﹤0.01% |
246,156
+11,775
| +5% | +$84.8K |
|
|
MBRG
3102
DELISTED
Middleburg Financial Corp
MBRG
| $1.88M | ﹤0.01% |
54,138
+1,014
| +2% | +$32.7K |
|
3103
Vanguard Morningstar Growth ETF
VUG
$228B
| $1.88M | ﹤0.01% |
100,908
-42,948
| -30% | -$794K |
|
|
CLMS
3104
DELISTED
Calamos Asset Management, Inc.
CLMS
| $1.88M | ﹤0.01% |
219,368
-245,743
| -53% | -$1.7M |
|
|
SOHU
3105
Sohu.com
SOHU
$371M
| $1.87M | ﹤0.01% |
55,200
-1,432
| -3% | -$53.5K |
|
|
MOBL
3106
DELISTED
MobileIron, Inc.
MOBL
| $1.87M | ﹤0.01% |
498,717
-15,120
| -3% | -$57.7K |
|
3107
Kopin
KOPN
$964M
| $1.87M | ﹤0.01% |
658,664
-14,432
| -2% | -$35K |
|
3108
Consolidated Water Co
CWCO
$518M
| $1.87M | ﹤0.01% |
172,052
+5,885
| +4% | +$64.9K |
|
3109
Union Bankshares
UNB
$120M
| $1.87M | ﹤0.01% |
41,089
-2,140
| -5% | -$83.3K |
|
|
ESIO
3110
DELISTED
Electro Scientific Industries
ESIO
| $1.86M | ﹤0.01% |
313,709
-39,742
| -11% | -$218K |
|
3111
Southern First Bancshares
SFST
$603M
| $1.86M | ﹤0.01% |
51,540
| – | – |
|
|
LXFT
3112
DELISTED
Luxoft Holding, Inc.
LXFT
| $1.86M | ﹤0.01% |
33,018
+165
| +0.5% | +$8.79K |
|
3113
Bankwell Financial Group
BWFG
$542M
| $1.85M | ﹤0.01% |
57,066
+479
| +0.8% | +$13.1K |
|
|
PLPM
3114
DELISTED
Planet Payment, Inc
PLPM
| $1.85M | ﹤0.01% |
453,567
-7,445
| -2% | -$28.2K |
|
3115
ReposiTrak
TRAK
$156M
| $1.85M | ﹤0.01% |
145,533
+5,678
| +4% | +$77.1K |
|
|
SRNE
3116
DELISTED
Sorrento Therapeutics, Inc.
SRNE
| $1.85M | ﹤0.01% |
376,710
-1,194
| -0.3% | -$7.17K |
|
|
XBKS
3117
DELISTED
Xenith Bankshares, Inc. Common Stock
XBKS
| $1.84M | ﹤0.01% |
65,303
+19,665
| +43% | +$490K |
|
|
RELY
3118
DELISTED
Real Industry, Inc.
RELY
| $1.84M | ﹤0.01% |
301,626
-184,698
| -38% | -$1.07M |
|
3119
Century Casinos
CNTY
$34.3M
| $1.84M | ﹤0.01% |
223,494
+2,181
| +1% | +$15.1K |
|
3120
Aqua Metals
AQMS
$9.38M
| $1.84M | ﹤0.01% |
701
+160
| +30% | +$350K |
|
|
ENOC
3121
DELISTED
EnerNOC, Inc.
ENOC
| $1.83M | ﹤0.01% |
305,410
-4,986
| -2% | -$28.9K |
|
|
CCXI
3122
DELISTED
ChemoCentryx, Inc.
CCXI
| $1.83M | ﹤0.01% |
246,931
+11,426
| +5% | +$82.3K |
|
|
SHLD
3123
DELISTED
Sears Holding Corporation
SHLD
| $1.83M | ﹤0.01% |
196,732
+2,246
| +1% | +$25.6K |
|
|
EGLT
3124
DELISTED
Egalet Corporation
EGLT
| $1.81M | ﹤0.01% |
236,362
+15,712
| +7% | +$115K |
|
3125
Protagonist Therapeutics
PTGX
$9.6B
| $1.81M | ﹤0.01% |
82,180
+62,043
| +308% | +$1.38M |
|
Similar funds
Northern Trust's Q4 2016 Portfolio in Review
As of Q4 2016, Northern Trust held 4,303 positions worth $326B, up 1.6% from $321B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Northern Trust's Q4 2016 filing shows 118 new, 2,230 increased, 1,719 reduced and 119 closed positions. Its largest new stake was Yum China: 3,482,209 shares worth $91M. The largest sale was Apple, an estimated $264M.
By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 14% a quarter earlier, followed by Technology and Healthcare.
- Northern Trust's largest Q4 2016 buy was Yum China: 3,482,209 shares worth $91M.
- Northern Trust added most to FlexShares Global Upstream Natural Resources Index Fund in Q4 2016, an estimated $534M increase.
- Northern Trust's biggest Q4 2016 reduction was Apple, cutting an estimated $264M.
- Northern Trust fully exited LinkedIn Corporation in Q4 2016, selling an estimated $139M.
- Northern Trust's ten largest holdings make up 14% of its $326B portfolio in Q4 2016.
- Northern Trust opened 118 new positions and closed 119 in Q4 2016.
- Northern Trust's portfolio value rose 1.6% quarter-over-quarter to $326B.
Based on Northern Trust's 13F filing for Q4 2016, filed 13 Feb 2017.