Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$366M |
| 2 |
Charter Communications
CHTR
|
+$279M |
| 3 |
Fortive
FTV
|
+$236M |
| 4 |
Johnson Controls International
JCI
|
+$121M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$84.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TotalEnergies
TTE
|
+$962M |
| 2 |
EMC
EMC CORPORATION
EMC
|
+$729M |
| 3 |
Danaher
DHR
|
+$293M |
| 4 |
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
|
+$197M |
| 5 |
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
|
+$138M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 13.78% |
| 2 | Financials | 13.59% |
| 3 | Healthcare | 13.19% |
| 4 | Industrials | 10.66% |
| 5 | Consumer Discretionary | 9.41% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
LXFT
3101
DELISTED
Luxoft Holding, Inc.
LXFT
| $1.74M | ﹤0.01% |
32,853
+1,189
| +4% | +$63.3K |
|
|
GBL
3102
DELISTED
GAMCO Investors, Inc.
GBL
| $1.73M | ﹤0.01% |
60,801
+2,765
| +5% | +$87.5K |
|
3103
Compañía de Cervecerías Unidas
CCU
$2.18B
| $1.71M | ﹤0.01% |
84,874
+1,045
| +1% | +$22.9K |
|
3104
Grupo Aval
AVAL
$6.4B
| $1.71M | ﹤0.01% |
193,970
+1,817
| +0.9% | +$14.9K |
|
|
PLPM
3105
DELISTED
Planet Payment, Inc
PLPM
| $1.71M | ﹤0.01% |
461,012
+7,846
| +2% | +$30.9K |
|
|
ACAS
3106
DELISTED
American Capital Ltd
ACAS
| $1.71M | ﹤0.01% |
101,200
| – | – |
|
|
DLA
3107
DELISTED
Delta Apparel Inc.
DLA
| $1.71M | ﹤0.01% |
103,725
+6,103
| +6% | +$123K |
|
|
XONE
3108
DELISTED
The ExOne Company
XONE
| $1.71M | ﹤0.01% |
112,224
+5,556
| +5% | +$69.6K |
|
|
APFH
3109
DELISTED
AdvancePierre Foods Holdings
APFH
| $1.7M | ﹤0.01% |
+61,816
| New | +$1.55M |
|
3110
Dawson Geophysical
DWSN
$142M
| $1.7M | ﹤0.01% |
234,381
-355
| -0.2% | -$2.53K |
|
|
TEP
3111
DELISTED
Tallgrass Energy Partners, LP
TEP
| $1.7M | ﹤0.01% |
35,273
+511
| +1% | +$23.8K |
|
|
GMS
3112
DELISTED
GMS Inc
GMS
| $1.7M | ﹤0.01% |
76,306
+11,801
| +18% | +$279K |
|
3113
Atlanta Braves Holdings Series A
BATRA
$3.58B
| $1.69M | ﹤0.01% |
96,994
+366
| +0.4% | +$6.08K |
|
|
KONA
3114
DELISTED
Kona Grill, Inc.
KONA
| $1.69M | ﹤0.01% |
134,334
+10
| +0% | +$125 |
|
|
WLB
3115
DELISTED
Westmoreland Coal Company
WLB
| $1.69M | ﹤0.01% |
190,439
-1,710
| -0.9% | -$15.3K |
|
|
CRCM
3116
DELISTED
CARE.COM, INC.
CRCM
| $1.69M | ﹤0.01% |
169,388
+42
| +0% | +$451 |
|
3117
Home Bancorp
HBCP
$569M
| $1.68M | ﹤0.01% |
59,961
+37,916
| +172% | +$1.08M |
|
|
MXWL
3118
DELISTED
Maxwell Technologies Inc
MXWL
| $1.68M | ﹤0.01% |
325,418
+6,592
| +2% | +$34.2K |
|
|
EGLT
3119
DELISTED
Egalet Corporation
EGLT
| $1.68M | ﹤0.01% |
220,650
+7,038
| +3% | +$50.4K |
|
|
ENOC
3120
DELISTED
EnerNOC, Inc.
ENOC
| $1.68M | ﹤0.01% |
310,396
+174,758
| +129% | +$1.06M |
|
3121
Immunic
IMUX
$210M
| $1.67M | ﹤0.01% |
684
-21
| -3% | -$51.8K |
|
|
MBTF
3122
DELISTED
MBT Financial Corporation
MBTF
| $1.67M | ﹤0.01% |
184,956
-342
| -0.2% | -$2.98K |
|
|
AOI
3123
DELISTED
Alliance One International
AOI
| $1.67M | ﹤0.01% |
87,474
+1,056
| +1% | +$20.2K |
|
3124
Ecopetrol
EC
$34.8B
| $1.66M | ﹤0.01% |
189,829
-9,485
| -5% | -$83.8K |
|
|
XCO
3125
DELISTED
Exco Resources
XCO
| $1.66M | ﹤0.01% |
103,110
+2,077
| +2% | +$37.1K |
|
Similar funds
Northern Trust's Q3 2016 Portfolio in Review
As of Q3 2016, Northern Trust held 4,321 positions worth $321B, up 4.2% from $308B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Northern Trust's Q3 2016 filing shows 91 new, 2,641 increased, 1,181 reduced and 135 closed positions. Its largest new stake was Fortive: 7,367,526 shares worth $236M. The largest sale was TotalEnergies, an estimated $962M.
By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q3 2016 buy was Fortive: 7,367,526 shares worth $236M.
- Northern Trust added most to FlexShares Global Upstream Natural Resources Index Fund in Q3 2016, an estimated $366M increase.
- Northern Trust's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $962M.
- Northern Trust fully exited EMC CORPORATION in Q3 2016, selling an estimated $729M.
- Northern Trust's ten largest holdings make up 13% of its $321B portfolio in Q3 2016.
- Northern Trust opened 91 new positions and closed 135 in Q3 2016.
- Northern Trust's portfolio value rose 4.2% quarter-over-quarter to $321B.
Based on Northern Trust's 13F filing for Q3 2016, filed 10 Nov 2016.