Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$534M |
| 2 |
Teva Pharmaceuticals
TEVA
|
+$207M |
| 3 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$156M |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$145M |
| 5 |
EVHC
Envision Healthcare Holdings Inc
EVHC
|
+$98.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$264M |
| 2 |
Yum! Brands
YUM
|
+$144M |
| 3 |
LNKD
LinkedIn Corporation
LNKD
|
+$139M |
| 4 |
AGN
Allergan plc
AGN
|
+$118M |
| 5 |
Microsoft
MSFT
|
+$118M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.51% |
| 2 | Technology | 13.34% |
| 3 | Healthcare | 12.1% |
| 4 | Industrials | 10.87% |
| 5 | Consumer Discretionary | 8.87% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SMMF
3026
DELISTED
Summit Financial Group, Inc.
SMMF
| $2.16M | ﹤0.01% |
78,429
+2,733
| +4% | +$64.1K |
|
|
SMRT
3027
DELISTED
Stein Mart Inc
SMRT
| $2.15M | ﹤0.01% |
392,784
-26,550
| -6% | -$154K |
|
|
SNAK
3028
DELISTED
Inventure Foods, Inc.
SNAK
| $2.15M | ﹤0.01% |
217,726
+1,985
| +0.9% | +$18K |
|
3029
Altimmune
ALT
$607M
| $2.14M | ﹤0.01% |
2,198
+15
| +0.7% | +$13.4K |
|
|
PCTI
3030
DELISTED
PCTEL, Inc. Common Stock
PCTI
| $2.14M | ﹤0.01% |
398,551
-30,822
| -7% | -$160K |
|
|
TVRD
3031
Tvardi Therapeutics
TVRD
$22.2M
| $2.14M | ﹤0.01% |
6,409
-192
| -3% | -$61.6K |
|
3032
Agilysys
AGYS
$2.96B
| $2.14M | ﹤0.01% |
206,559
-24,654
| -11% | -$254K |
|
3033
International Seaways
INSW
$4.52B
| $2.13M | ﹤0.01% |
+151,946
| New | +$2.04M |
|
3034
TG Therapeutics
TGTX
$7.72B
| $2.13M | ﹤0.01% |
458,210
+3,489
| +0.8% | +$20.5K |
|
|
VSLR
3035
DELISTED
VIVINT SOLAR, INC.
VSLR
| $2.13M | ﹤0.01% |
833,723
+13,569
| +2% | +$40.4K |
|
|
SSI
3036
DELISTED
Stage Stores Inc
SSI
| $2.12M | ﹤0.01% |
485,760
+714
| +0.1% | +$3.53K |
|
3037
LSB Industries
LXU
$708M
| $2.12M | ﹤0.01% |
327,222
-2,108
| -0.6% | -$12.2K |
|
3038
XBiotech
XBIT
$72M
| $2.12M | ﹤0.01% |
209,452
-2,733
| -1% | -$36.4K |
|
3039
Natural Health Trends
NHTC
$15M
| $2.12M | ﹤0.01% |
85,281
+5,486
| +7% | +$138K |
|
3040
KVH Industries
KVHI
$141M
| $2.12M | ﹤0.01% |
179,483
-1,835
| -1% | -$18.1K |
|
|
MODN
3041
DELISTED
MODEL N, INC.
MODN
| $2.11M | ﹤0.01% |
238,690
-459
| -0.2% | -$4.27K |
|
|
MBTF
3042
DELISTED
MBT Financial Corporation
MBTF
| $2.11M | ﹤0.01% |
185,997
+1,041
| +0.6% | +$10.1K |
|
3043
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
| $2.11M | ﹤0.01% |
42,288
+12,049
| +40% | +$608K |
|
|
RST
3044
DELISTED
ROSETTA STONE INC
RST
| $2.1M | ﹤0.01% |
235,696
+839
| +0.4% | +$6.73K |
|
|
PZN
3045
DELISTED
Pzena Investment Management, Inc. Class A
PZN
| $2.1M | ﹤0.01% |
188,602
+5,962
| +3% | +$53.6K |
|
|
GLUU
3046
DELISTED
Glu Mobile Inc.
GLUU
| $2.1M | ﹤0.01% |
1,079,932
-2,316
| -0.2% | -$4.86K |
|
3047
UFP Technologies
UFPT
$2.46B
| $2.09M | ﹤0.01% |
82,302
+555
| +0.7% | +$14.3K |
|
3048
Ares Capital
ARCC
$14.2B
| $2.09M | ﹤0.01% |
126,473
-102,818
| -45% | -$1.62M |
|
|
IMGN
3049
DELISTED
Immunogen Inc
IMGN
| $2.08M | ﹤0.01% |
1,018,244
+10,090
| +1% | +$20.3K |
|
|
TCS
3050
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
| $2.07M | ﹤0.01% |
21,736
+939
| +5% | +$81.1K |
|
Similar funds
Northern Trust's Q4 2016 Portfolio in Review
As of Q4 2016, Northern Trust held 4,303 positions worth $326B, up 1.6% from $321B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Northern Trust's Q4 2016 filing shows 118 new, 2,230 increased, 1,719 reduced and 119 closed positions. Its largest new stake was Yum China: 3,482,209 shares worth $91M. The largest sale was Apple, an estimated $264M.
By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 14% a quarter earlier, followed by Technology and Healthcare.
- Northern Trust's largest Q4 2016 buy was Yum China: 3,482,209 shares worth $91M.
- Northern Trust added most to FlexShares Global Upstream Natural Resources Index Fund in Q4 2016, an estimated $534M increase.
- Northern Trust's biggest Q4 2016 reduction was Apple, cutting an estimated $264M.
- Northern Trust fully exited LinkedIn Corporation in Q4 2016, selling an estimated $139M.
- Northern Trust's ten largest holdings make up 14% of its $326B portfolio in Q4 2016.
- Northern Trust opened 118 new positions and closed 119 in Q4 2016.
- Northern Trust's portfolio value rose 1.6% quarter-over-quarter to $326B.
Based on Northern Trust's 13F filing for Q4 2016, filed 13 Feb 2017.